John R Krahn Living Trust / Janet Krahn Living Trust vs Tonto Forest

Case Summary

Case ID 25F-H057-REL
Agency ADRE
Tribunal OAH
Decision Date 2025-11-24
Administrative Law Judge Velva Moses-Thompson
Outcome loss
Filing Fees Refunded $500.00
Civil Penalties $0.00

Parties & Counsel

Petitioner John R. Krahn Living Trust / Janet Krahn Living Trust Counsel
Respondent Tonto Forest Estates Homeowners Association Counsel

Alleged Violations

A.R.S. § 33-1805

Outcome Summary

The Administrative Law Judge dismissed the petition because the unredacted March 2025 check register was made available to all members via the online portal before the Petitioner filed the complaint, rendering the issue of the initially mailed redacted copy moot. The ALJ also found insufficient evidence that the error was purposeful, personal, or part of a negligent pattern.

Why this result: Mootness, insufficient evidence of willful violation.

Key Issues & Findings

Whether the association violated ARS 33-1805 by willfully withholding of association records.

Petitioner alleged Respondent violated A.R.S. § 33-1805 by mistakenly mailing a redacted March 2025 check register in response to a records request. Respondent contended the error was clerical and that the unredacted check register was uploaded to the community portal and available to all members within the statutory time frame or shortly thereafter. The ALJ found insufficient evidence of willful or purposeful withholding.

Orders: The petition was dismissed. Petitioner's request for subpoena with in camera review was denied. Petitioner's Motion to Order Exchange of Position Statements was denied.

Filing fee: $500.00, Fee refunded: No

Disposition: respondent_win

Cited:

  • A.R.S. § 33-1805

Analytics Highlights

Topics: HOA records, Check Register, Statutory Deadline, Mootness, Redaction, Clerical Error
Additional Citations:

  • A.R.S. § 33-1805
  • A.R.S. § 32-2199(B)
  • A.R.S. § 33-1803
  • A.A.C. R2-19-119

Audio Overview

Decision Documents

25F-H057-REL Decision – 1345301.pdf

Uploaded 2026-01-23T18:25:05 (64.7 KB)

25F-H057-REL Decision – 1348059.pdf

Uploaded 2026-01-23T18:25:09 (49.0 KB)

25F-H057-REL Decision – 1351266.pdf

Uploaded 2026-01-23T18:25:14 (56.2 KB)

25F-H057-REL Decision – 1354250.pdf

Uploaded 2026-01-23T18:25:19 (50.6 KB)

25F-H057-REL Decision – 1354340.pdf

Uploaded 2026-01-23T18:25:24 (46.2 KB)

25F-H057-REL Decision – 1364599.pdf

Uploaded 2026-01-23T18:25:29 (45.9 KB)

25F-H057-REL Decision – 1364611.pdf

Uploaded 2026-01-23T18:25:32 (6.2 KB)

25F-H057-REL Decision – 1372120.pdf

Uploaded 2026-01-23T18:25:37 (117.0 KB)





Briefing Doc – 25F-H057-REL


Briefing Document: Krahn Living Trust vs. Tonto Forest Estates HOA (Case No. 25F-H057-REL)

Executive Summary

This document synthesizes the proceedings and final decision in case number 25F-H057-REL, a dispute between the John R. Krahn Living Trust (Petitioner) and the Tonto Forest Estates Homeowners Association (Respondent). The core of the dispute was an allegation that the Respondent violated Arizona Revised Statute (A.R.S.) § 33-1805 by providing an improperly redacted version of the March 2025 check register in response to a formal records request.

The Petitioner argued that the redaction was unjustified, targeted, and part of a larger pattern of non-compliance and bad faith by the HOA’s board. The Respondent countered that mailing the redacted document was a clerical error and that it fulfilled its statutory duty by making the complete, unredacted check register available to all members on its online portal within the 10-day legal timeframe.

The Administrative Law Judge (ALJ) ultimately dismissed the petition. The decision found that while the Respondent had mistakenly mailed a redacted document, the subsequent posting of the unredacted version on the community portal rendered the issue moot. The ALJ concluded there was insufficient evidence to prove the Respondent’s actions were purposeful, “personal,” or part of a negligent pattern of behavior.

Case Overview

Detail

Description

Case Number

25F-H057-REL

Petitioner

John R. Krahn Living Trust / Janet Krahn Living Trust (represented by John Khran)

Respondent

Tonto Forest Estates Homeowners Association (represented by President Dwight A. Jolivette)

Adjudicating Body

Arizona Office of Administrative Hearings (OAH)

Presiding Judge

Administrative Law Judge Velva Moses-Thompson

Core Statute

A.R.S. § 33-1805: Association financial and other records

Chronology of Key Events

March 31, 2025: John Khran submits a written request to the HOA for the March 2025 check register and specific legal invoices from Maxwell & Morgan.

c. April 10, 2025: The HOA responds via U.S. Mail, sending a packet that includes a partially redacted version of the March 2025 check register.

April 14, 2025: The statutory 10-business-day deadline for the records request. The HOA asserts it uploaded the unredacted check register to its online portal on this date.

April 14 – April 21, 2025: The ALJ’s final decision establishes that the unredacted check register was made available on the portal during this period.

May 19, 2025: Mr. Khran files a petition with the Arizona Department of Real Estate, alleging a violation of A.R.S. § 33-1805.

September 17, 2025: The ALJ denies the Petitioner’s request for a subpoena requiring an in camera review, deeming it unnecessary.

September 26, 2025: The ALJ denies the Petitioner’s motion to order an exchange of position statements but allows parties to file prehearing memorandums.

October 22, 2025: The evidentiary hearing is held. Both John Khran and Dwight Jolivette provide sworn testimony.

November 3, 2025: The official record for the hearing closes after a period allowing for the submission of post-hearing exhibits and responses.

November 24, 2025: ALJ Velva Moses-Thompson issues the final decision, dismissing the petition.

Petitioner’s Position and Arguments

The Petitioner, represented by John Khran, contended that the HOA willfully withheld records and acted in bad faith, violating both the letter and spirit of state law.

Core Allegation: Violation of A.R.S. § 33-1805

The central claim was that the HOA failed to make records “reasonably available” by providing a version of the March 2025 check register with a blacked-out line item. Khran argued this act constituted a direct violation of the statute.

Argument 1: Improper and Targeted Redaction

• The redacted information consisted of routine financial metadata: general ledger code (5703), budget category (“Legal General”), and an invoice number (53189).

• Khran demonstrated that this information was not privileged by showing it was unredacted on other parts of the same document, in the prior month’s (February 2025) check register, and on the legal invoice itself.

• He argued the redaction served no lawful purpose and was applied specifically to his request, as evidenced by the HOA later publishing the full, unredacted version to the community portal.

Key Quote: “This kind of inconsistent, personal and excessive reaction is not only justified, his violate the RS 331805A and respond statutory duty to treat all members fairly.”

Argument 2: Pattern of Non-Compliance and Bad Faith

• Khran asserted this was the HOA’s third violation of A.R.S. § 33-1805, citing cases 24F13 and 25FH11.

• He accused the board of adopting a “litigate every ing strategy,” escalating every complaint to the OAH rather than seeking resolution through mediation or negotiation, which he claimed caused “serious and lasting harm” to the 52-member community.

• He noted that the HOA ignored a subpoena’s explicit warning that “excessive or unjustified redactions” could be deemed bad faith.

Requested Relief

The Petitioner requested four specific orders from the court:

1. A finding that the Petitioner was the prevailing party.

2. Reimbursement of the $500 filing fee.

3. An order mandating the HOA’s future compliance with A.R.S. § 33-1805.

4. Imposition of a symbolic $1 civil penalty to deter future non-compliance and prevent the board from claiming vindication.

Respondent’s Position and Arguments

The Respondent, represented by its President Dwight Jolivette, maintained that it had complied with its statutory obligations and that the incident was an unintentional error.

Core Defense: Compliance via Portal Publication

• The HOA’s primary defense was that the unredacted March 2025 check register was made available for review by all members on the community portal on April 14, 2025, within the 10-day statutory deadline.

• Jolivette argued this action satisfied the requirement to make records “reasonably available for examination.”

Key Quote: “Our sole question today is whether or not the board provided the March 2025 check register as requested by the petitioner under ARS 331805 for review within the 10day time frame specified by the law. Our position is we did.”

Argument 1: Clerical Error and Miscommunication

• Jolivette testified that sending the redacted check register was not intentional but was “simply a mistake caused by miscommunication.”

• He explained that both redacted and unredacted versions were prepared, and a clerk mistakenly included the redacted version in the mail packet sent to Khran. The board was unaware of the error until the complaint was filed.

Argument 2: Lack of Malicious Intent

• Jolivette argued that since the HOA publishes the check register unredacted for the entire community every month, there was no logical reason to single out Khran’s request for redaction.

Key Quote: “Why? Why would we suddenly want to redact this stuff? We’re hoping for a little common sense here today to go along with the law.”

Argument 3: Petitioner’s Failure to Mitigate

• The Respondent pointed out that Khran, a former board member familiar with the process, did not contact the board to report the error. Had he done so, Jolivette stated, the issue would have been corrected immediately without the need for a formal hearing.

Administrative Law Judge’s Decision and Rationale

The ALJ’s final decision focused on the material facts and the legal concept of mootness, ultimately dismissing the Petitioner’s case.

Summary of Findings

1. Request and Response: The Petitioner submitted a records request on March 31, 2025. On or about April 10, 2025, the Respondent mailed copies of the requested items but “mistakenly gave Petitioner a redacted 2025 check register.”

2. Portal Publication: The Respondent uploaded an unredacted March 2025 check register to its online portal, making it available to all members, sometime between April 14, 2025, and April 21, 2025.

3. Lack of Evidence for Intent: The ALJ found “insufficient evidence to establish that Respondent purposefully neglected to mail Khran an unredacted March 2025 check register or that the failure to include the correct check register…was ‘personal.'”

4. No Pattern of Negligence: The decision also stated there was “insufficient evidence to establish that Respondent had a negligent pattern of responding to records requests in error or untimely.”

Central Legal Conclusion: Mootness

The core of the legal decision rested on the issue being moot. The ALJ determined that because the unredacted document was made available on the online portal before the Petitioner filed the complaint, the underlying issue was resolved.

Key Quote from Decision: “It is undisputed that the unredacted March 2025 check register was uploaded to Respondent’s online portal which is available to all members before the petition was filed… Even if the unredacted check register was made available on its website after the 10-day statutory period, the issue is now moot.”

Final Order

“IT IS ORDERED that John R Krahn Living Trust / Janet Krahn Living Trust’s petition against Respondent Tonto Forest Estates Homeowners Association is dismissed.”


Case Participants

Petitioner Side

  • John R. Krahn (petitioner)
    John R. Krahn Living Trust / Janet Krahn Living Trust
    Appeared and testified on behalf of Petitioner
  • Janet Krahn (petitioner)
    John R. Krahn Living Trust / Janet Krahn Living Trust

Respondent Side

  • Dwight A. Jolivette (HOA president)
    Tonto Forest Estates Homeowners Association
    Appeared and testified on behalf of Respondent
  • Lori P. (HOA representative)
    Tonto Forest Estates Homeowners Association
    Email contact for Respondent HOA
  • Barbara B. (HOA representative)
    Tonto Forest Estates Homeowners Association
    Email contact for Respondent HOA

Neutral Parties

  • Velva Moses-Thompson (ALJ)
    OAH
  • Susan Nicolson (Commissioner)
    ADRE
  • ALJ Stone (former ALJ)
    OAH
    Mentioned regarding prior consolidated cases

Other Participants

  • Judge Vanell (Judge)
    Cited regarding civil penalty guidelines

John R Krahn Living Trust / Janet Krahn Living Trust vs Tonto Forest Estates Homeowners Association

Case Summary

Case ID 25F-H057-REL
Agency ADRE
Tribunal OAH
Decision Date 2025-11-24
Administrative Law Judge Velva Moses-Thompson
Outcome loss
Filing Fees Refunded $500.00
Civil Penalties $0.00

Parties & Counsel

Petitioner John R. Krahn Living Trust / Janet Krahn Living Trust Counsel
Respondent Tonto Forest Estates Homeowners Association Counsel

Alleged Violations

A.R.S. § 33-1805

Outcome Summary

The Administrative Law Judge dismissed the petition because the unredacted March 2025 check register was made available to all members via the online portal before the Petitioner filed the complaint, rendering the issue of the initially mailed redacted copy moot. The ALJ also found insufficient evidence that the error was purposeful, personal, or part of a negligent pattern.

Why this result: Mootness, insufficient evidence of willful violation.

Key Issues & Findings

Whether the association violated ARS 33-1805 by willfully withholding of association records.

Petitioner alleged Respondent violated A.R.S. § 33-1805 by mistakenly mailing a redacted March 2025 check register in response to a records request. Respondent contended the error was clerical and that the unredacted check register was uploaded to the community portal and available to all members within the statutory time frame or shortly thereafter. The ALJ found insufficient evidence of willful or purposeful withholding.

Orders: The petition was dismissed. Petitioner's request for subpoena with in camera review was denied. Petitioner's Motion to Order Exchange of Position Statements was denied.

Filing fee: $500.00, Fee refunded: No

Disposition: respondent_win

Cited:

  • A.R.S. § 33-1805

Analytics Highlights

Topics: HOA records, Check Register, Statutory Deadline, Mootness, Redaction, Clerical Error
Additional Citations:

  • A.R.S. § 33-1805
  • A.R.S. § 32-2199(B)
  • A.R.S. § 33-1803
  • A.A.C. R2-19-119




Briefing Doc – 25F-H057-REL


Briefing Document: Krahn Living Trust vs. Tonto Forest Estates HOA (Case No. 25F-H057-REL)

Executive Summary

This document synthesizes the proceedings and final decision in case number 25F-H057-REL, a dispute between the John R. Krahn Living Trust (Petitioner) and the Tonto Forest Estates Homeowners Association (Respondent). The core of the dispute was an allegation that the Respondent violated Arizona Revised Statute (A.R.S.) § 33-1805 by providing an improperly redacted version of the March 2025 check register in response to a formal records request.

The Petitioner argued that the redaction was unjustified, targeted, and part of a larger pattern of non-compliance and bad faith by the HOA’s board. The Respondent countered that mailing the redacted document was a clerical error and that it fulfilled its statutory duty by making the complete, unredacted check register available to all members on its online portal within the 10-day legal timeframe.

The Administrative Law Judge (ALJ) ultimately dismissed the petition. The decision found that while the Respondent had mistakenly mailed a redacted document, the subsequent posting of the unredacted version on the community portal rendered the issue moot. The ALJ concluded there was insufficient evidence to prove the Respondent’s actions were purposeful, “personal,” or part of a negligent pattern of behavior.

Case Overview

Detail

Description

Case Number

25F-H057-REL

Petitioner

John R. Krahn Living Trust / Janet Krahn Living Trust (represented by John Khran)

Respondent

Tonto Forest Estates Homeowners Association (represented by President Dwight A. Jolivette)

Adjudicating Body

Arizona Office of Administrative Hearings (OAH)

Presiding Judge

Administrative Law Judge Velva Moses-Thompson

Core Statute

A.R.S. § 33-1805: Association financial and other records

Chronology of Key Events

March 31, 2025: John Khran submits a written request to the HOA for the March 2025 check register and specific legal invoices from Maxwell & Morgan.

c. April 10, 2025: The HOA responds via U.S. Mail, sending a packet that includes a partially redacted version of the March 2025 check register.

April 14, 2025: The statutory 10-business-day deadline for the records request. The HOA asserts it uploaded the unredacted check register to its online portal on this date.

April 14 – April 21, 2025: The ALJ’s final decision establishes that the unredacted check register was made available on the portal during this period.

May 19, 2025: Mr. Khran files a petition with the Arizona Department of Real Estate, alleging a violation of A.R.S. § 33-1805.

September 17, 2025: The ALJ denies the Petitioner’s request for a subpoena requiring an in camera review, deeming it unnecessary.

September 26, 2025: The ALJ denies the Petitioner’s motion to order an exchange of position statements but allows parties to file prehearing memorandums.

October 22, 2025: The evidentiary hearing is held. Both John Khran and Dwight Jolivette provide sworn testimony.

November 3, 2025: The official record for the hearing closes after a period allowing for the submission of post-hearing exhibits and responses.

November 24, 2025: ALJ Velva Moses-Thompson issues the final decision, dismissing the petition.

Petitioner’s Position and Arguments

The Petitioner, represented by John Khran, contended that the HOA willfully withheld records and acted in bad faith, violating both the letter and spirit of state law.

Core Allegation: Violation of A.R.S. § 33-1805

The central claim was that the HOA failed to make records “reasonably available” by providing a version of the March 2025 check register with a blacked-out line item. Khran argued this act constituted a direct violation of the statute.

Argument 1: Improper and Targeted Redaction

• The redacted information consisted of routine financial metadata: general ledger code (5703), budget category (“Legal General”), and an invoice number (53189).

• Khran demonstrated that this information was not privileged by showing it was unredacted on other parts of the same document, in the prior month’s (February 2025) check register, and on the legal invoice itself.

• He argued the redaction served no lawful purpose and was applied specifically to his request, as evidenced by the HOA later publishing the full, unredacted version to the community portal.

Key Quote: “This kind of inconsistent, personal and excessive reaction is not only justified, his violate the RS 331805A and respond statutory duty to treat all members fairly.”

Argument 2: Pattern of Non-Compliance and Bad Faith

• Khran asserted this was the HOA’s third violation of A.R.S. § 33-1805, citing cases 24F13 and 25FH11.

• He accused the board of adopting a “litigate every ing strategy,” escalating every complaint to the OAH rather than seeking resolution through mediation or negotiation, which he claimed caused “serious and lasting harm” to the 52-member community.

• He noted that the HOA ignored a subpoena’s explicit warning that “excessive or unjustified redactions” could be deemed bad faith.

Requested Relief

The Petitioner requested four specific orders from the court:

1. A finding that the Petitioner was the prevailing party.

2. Reimbursement of the $500 filing fee.

3. An order mandating the HOA’s future compliance with A.R.S. § 33-1805.

4. Imposition of a symbolic $1 civil penalty to deter future non-compliance and prevent the board from claiming vindication.

Respondent’s Position and Arguments

The Respondent, represented by its President Dwight Jolivette, maintained that it had complied with its statutory obligations and that the incident was an unintentional error.

Core Defense: Compliance via Portal Publication

• The HOA’s primary defense was that the unredacted March 2025 check register was made available for review by all members on the community portal on April 14, 2025, within the 10-day statutory deadline.

• Jolivette argued this action satisfied the requirement to make records “reasonably available for examination.”

Key Quote: “Our sole question today is whether or not the board provided the March 2025 check register as requested by the petitioner under ARS 331805 for review within the 10day time frame specified by the law. Our position is we did.”

Argument 1: Clerical Error and Miscommunication

• Jolivette testified that sending the redacted check register was not intentional but was “simply a mistake caused by miscommunication.”

• He explained that both redacted and unredacted versions were prepared, and a clerk mistakenly included the redacted version in the mail packet sent to Khran. The board was unaware of the error until the complaint was filed.

Argument 2: Lack of Malicious Intent

• Jolivette argued that since the HOA publishes the check register unredacted for the entire community every month, there was no logical reason to single out Khran’s request for redaction.

Key Quote: “Why? Why would we suddenly want to redact this stuff? We’re hoping for a little common sense here today to go along with the law.”

Argument 3: Petitioner’s Failure to Mitigate

• The Respondent pointed out that Khran, a former board member familiar with the process, did not contact the board to report the error. Had he done so, Jolivette stated, the issue would have been corrected immediately without the need for a formal hearing.

Administrative Law Judge’s Decision and Rationale

The ALJ’s final decision focused on the material facts and the legal concept of mootness, ultimately dismissing the Petitioner’s case.

Summary of Findings

1. Request and Response: The Petitioner submitted a records request on March 31, 2025. On or about April 10, 2025, the Respondent mailed copies of the requested items but “mistakenly gave Petitioner a redacted 2025 check register.”

2. Portal Publication: The Respondent uploaded an unredacted March 2025 check register to its online portal, making it available to all members, sometime between April 14, 2025, and April 21, 2025.

3. Lack of Evidence for Intent: The ALJ found “insufficient evidence to establish that Respondent purposefully neglected to mail Khran an unredacted March 2025 check register or that the failure to include the correct check register…was ‘personal.'”

4. No Pattern of Negligence: The decision also stated there was “insufficient evidence to establish that Respondent had a negligent pattern of responding to records requests in error or untimely.”

Central Legal Conclusion: Mootness

The core of the legal decision rested on the issue being moot. The ALJ determined that because the unredacted document was made available on the online portal before the Petitioner filed the complaint, the underlying issue was resolved.

Key Quote from Decision: “It is undisputed that the unredacted March 2025 check register was uploaded to Respondent’s online portal which is available to all members before the petition was filed… Even if the unredacted check register was made available on its website after the 10-day statutory period, the issue is now moot.”

Final Order

“IT IS ORDERED that John R Krahn Living Trust / Janet Krahn Living Trust’s petition against Respondent Tonto Forest Estates Homeowners Association is dismissed.”


Sally Magana v. Wynstone Park Homeowners Association

Case Summary

Case ID 25F-H070-REL
Agency ADRE
Tribunal OAH
Decision Date 2025-10-29
Administrative Law Judge Velva Moses-Thompson
Outcome none
Filing Fees Refunded $0.00
Civil Penalties $0.00

Parties & Counsel

Petitioner Sally Magana Counsel
Respondent Wynstone Park Homeowners Association Counsel Ashley Turner

Alleged Violations

Title 8, Chapter 6, Article I – 8-6-3(T)
CC&Rs Section 7.1

Outcome Summary

The Administrative Law Judge dismissed the Petitioner's two-issue petition. The OAH lacked jurisdiction over the alleged violation of the City of Mesa Code Ordinance (parking/nuisance). On the CC&R violation claim (mischaracterizing maintenance), Petitioner failed to prove the HOA violated CC&Rs Section 7.1, as the evidence established that Petitioner made unapproved changes/alterations to the driveway extension.

Why this result: Petitioner failed to meet the burden of proof that the Respondent HOA violated CC&Rs, and the tribunal lacked jurisdiction to hear the municipal code violation claim.

Key Issues & Findings

HOA assessed a fine for public nuisances for parking on approved driveway extension

Petitioner alleged the HOA violated the Mesa City Ordinance by fining her for parking on her approved driveway extension. The extension approval dated back to 1998 and 2018.

Orders: Petition dismissed. The OAH determined it lacked jurisdiction to rule on alleged violations of City of Mesa Code Ordinances.

Filing fee: $0.00, Fee refunded: No

Disposition: petitioner_loss

Cited:

  • Title 8, Chapter 6, Article I – 8-6-3(T)
  • A.R.S. § 32-2199(B)
  • A.R.S. § 32-2199.01(A)
  • A.R.S. § 33-1803

HOA mischaracterizing maintenance as an unauthorized modification

Petitioner claimed the work performed (lifting pavers, replacing sand with gravel/decomposed granite, and altering slope) was routine maintenance. Respondent argued this constituted an exterior change or alteration requiring prior written architectural approval, which Petitioner failed to obtain.

Orders: Petition dismissed. Petitioner failed to establish Respondent violated CC&Rs 7.1. Evidence showed Petitioner made changes to the surface under the pavers and the slope of the driveway extension without prior approval.

Filing fee: $0.00, Fee refunded: No

Disposition: petitioner_loss

Cited:

  • CC&Rs Section 7.1
  • CC&Rs Section 10.1
  • Powell v. Washburn
  • Lookout Mountain Paradise Hills Homeowners’ Ass’n v. Viewpoint Assocs.
  • A.R.S. § 41-1092.07(G)(2)

Analytics Highlights

Topics: HOA Enforcement, Architectural Review, Maintenance vs Modification, Jurisdiction, Mesa Code Ordinance, Pavers, Driveway Extension
Additional Citations:

  • Title 8, Chapter 6, Article I – 8-6-3(T)
  • CC&Rs Section 7.1
  • CC&Rs Section 10.1
  • A.R.S. § 32-2199(B)
  • A.R.S. § 32-2199.01(A)
  • A.R.S. § 33-1803
  • A.R.S. § 41-1092.07(G)(2)
  • A.A.C. R2-19-119(A) and (B)(1)
  • A.A.C. R2-19-119(B)(2)
  • MORRIS K. UDALL, ARIZONA LAW OF EVIDENCE § 5 (1960)
  • BLACK’S LAW DICTIONARY at page 1220 (8th ed. 1999)
  • Powell v. Washburn
  • Lookout Mountain Paradise Hills Homeowners’ Ass’n v. Viewpoint Assocs.

Audio Overview

Decision Documents

25F-H070-REL Decision – 1350920.pdf

Uploaded 2026-01-23T18:26:35 (50.9 KB)

25F-H070-REL Decision – 1352025.pdf

Uploaded 2026-01-23T18:26:40 (48.7 KB)

25F-H070-REL Decision – 1355826.pdf

Uploaded 2026-01-23T18:26:45 (59.1 KB)

25F-H070-REL Decision – 1363586.pdf

Uploaded 2026-01-23T18:26:50 (144.5 KB)





Briefing Doc – 25F-H070-REL


Briefing Document: Magana v. Wynstone Park Homeowners Association

Executive Summary

This document provides a comprehensive analysis of the administrative hearing and final decision in case number 25F-H070-REL, Sally Magana v. Wynstone Park Homeowners Association. The petitioner, Sally Magana, filed a two-issue petition alleging the Homeowners Association (HOA) improperly fined her for a public nuisance related to parking and mischaracterized necessary property maintenance as an unauthorized architectural modification.

The respondent, Wynstone Park HOA, countered that the Office of Administrative Hearings (OAH) lacked jurisdiction over the alleged city ordinance violation and that the work performed by the petitioner was, in fact, an unapproved “alteration” under the community’s Covenants, Conditions, and Restrictions (CC&Rs). The HOA maintained its enforcement actions were authorized and appropriate.

The Administrative Law Judge (ALJ) ultimately dismissed the petitioner’s case in its entirety. The decision was based on two key findings: 1) The OAH does not have the jurisdiction to rule on violations of a municipal (City of Mesa) ordinance, and 2) The petitioner failed to meet her burden of proof to establish that the HOA violated its own governing documents. The ALJ concluded that the work performed—which included removing the original paver base, installing a new gravel surface, and altering the slope of the driveway—constituted a “change or alteration” requiring prior approval under CC&R Section 7.1, which the petitioner did not obtain.

Case Overview

Entity / Individual

Petitioner

Sally Magana (Homeowner)

Respondent

Wynstone Park Homeowners Association (HOA)

Presiding Judge

Velva Moses-Thompson, Administrative Law Judge (ALJ)

Case Number

25F-H070-REL

Hearing Date

October 9, 2025

Decision Date

October 29, 2025

Timeline of Key Events

July 3, 2019

HOA granted a variance allowing Ms. Magana to park anywhere on her driveway extension.

Feb 26, 2021

HOA sent a notice to Ms. Magana for parking past the garage, citing nuisance under CC&R Section 8.4.

Jan 27, 2025

Ms. Magana submitted a Design Review Application to modify drainage under her paver extension.

Feb 11, 2025

HOA’s Architectural Review Committee (ARC) disapproved the application, citing the 50% lot coverage rule and nuisance complaints from a neighbor.

March 12, 2025

The HOA Board met with Ms. Magana at her property to discuss the matter.

May/June 2025

Ms. Magana proceeded with work on the pavers without ARC approval.

June 2, 2025

HOA issued a courtesy notice for an unapproved architectural change under CC&R Section 7.1.

June 11, 2025

HOA issued a Violation Notice with a $25 fine for the unapproved change.

July 14, 2025

HOA issued a second Violation Notice with a $50 fine.

July 17, 2025

Ms. Magana filed her petition with the Arizona Department of Real Estate.

Oct 29, 2025

The ALJ issued a decision dismissing the petition.

Petitioner’s Allegations and Arguments

Ms. Magana’s case was centered on two primary allegations:

1. Violation of Public Nuisance Ordinance: The petitioner alleged the HOA violated “Title 8, Chapter 6, Article I, 8-6-3: PUBLIC NUISANCES PROHIBITED” of the City of Mesa code by fining her for parking on her driveway extension. She argued that the extension was approved in 1998 and reaffirmed by an HOA variance in 2019, making the fine improper.

2. Violation of CC&R Section 7.1 (Architectural Approval): The petitioner contended that the HOA mischaracterized routine maintenance as an “unauthorized modification.” She argued the work was necessary to correct a drainage issue causing water pooling against her foundation and creating a risk of termites. Her position was that since no new pavers were installed and the layout was not changed, the work did not constitute an architectural change requiring ARC approval. She also raised the issue of selective enforcement, providing photos of other homes with alleged violations that had not been cited.

Respondent’s Position and Defense

The HOA’s defense, presented by attorney Ashley Turner and Board President Andrew Hancock, rested on the following points:

1. Jurisdictional Challenge: The HOA argued that the OAH does not have jurisdiction to decide whether the association violated a City of Mesa ordinance, and that this issue should be dismissed on that basis alone.

2. The Work Was an “Alteration,” Not “Maintenance”: The HOA asserted that the work performed went beyond simple maintenance. Testimony revealed that the original play sand base was removed, a new decomposed granite base was installed, and the grade of the surface was altered to change the slope and water flow. The HOA considered these actions a “change or alteration” as defined in CC&R Section 7.1, which explicitly requires prior written approval from the ARC.

3. Proper Denial and Enforcement: The HOA’s denial of Ms. Magana’s initial application was based on established Design Guidelines, specifically that the total parking area “may not exceed… fifty percent (50%) of the lot width.” The denial also cited ongoing nuisance complaints from a neighbor regarding noise and access issues caused by vehicles parked on the extension. The subsequent fines were issued in accordance with the HOA’s enforcement policy after Ms. Magana completed the work without approval.

4. Authority to Enforce: The HOA cited CC&R Section 10.1, which grants it the right to enforce all covenants and restrictions in the governing documents.

Key Testimonies and Evidence

Witness Testimony

Rita Elizalde (Petitioner’s Witness; Owner, JLE Heartscape and Design):

◦ Testified that the initial proposal, which included drains, was not executed due to the HOA’s denial.

◦ Characterized the work performed as “a maintenance on what you already had” to correct sinking pavers and water pooling against the foundation.

◦ Confirmed that the previous installer had used an improper “play sand base,” which her company removed.

◦ Stated they installed a new base of “decomposite granite,” replaced the original pavers in the same design, and added polymeric sand to lock them in.

◦ Confirmed the ground “had to be sloped back a little bit” to ensure water ran toward the street and not toward the neighbor’s property or the house foundation.

Andrew Hancock (Respondent’s Witness; HOA Board President):

◦ Testified that the board considered the work a “change to the design of the pavers” because it addressed slope and drainage issues, which is more than basic maintenance.

◦ Stated that the board denied the initial application due to the 50% lot coverage rule and nuisance complaints from the neighbor, which included “the sound of the vehicle’s wake child” and the car blocking the neighbor’s access for taking out trash cans.

◦ Clarified that the board offered Ms. Magana two potential compromises: stopping the pavers at the garage line or bringing her fence/gate forward to be in line with the garage.

◦ Testified that photos of the work in progress (Exhibit G) showed all pavers removed and the base grading “manipulated.” He also noted what appeared to be new PVC piping.

◦ Referencing a photo of the pre-maintenance water pooling (Exhibit E), he testified that it showed water flowing “over the end border into the gravel and the neighbor’s yard.”

Key Exhibits

Exhibit #

Description & Significance

Respondent

The HOA’s CC&Rs, establishing the rules for architectural approval (Sec 7.1) and enforcement (Sec 10.1).

Respondent

Ms. Magana’s initial Design Review Application (denied) and a photo showing significant water pooling on the pavers and onto the neighboring lot.

Petitioner

Before and after photos of the paver extension, intended to show no visual change in design.

Respondent

Photos taken during the project showing all pavers removed, piled up, and the underlying base exposed and re-graded.

H, I, K

Respondent

The series of enforcement letters: Courtesy Notice (June 2), $25 Fine (June 11), and $50 Fine (July 14) for the unapproved alteration.

Petitioner

The HOA’s Design Guidelines, which include the 50% lot width limitation for parking areas.

Administrative Law Judge’s Decision and Rationale

The ALJ’s final decision dismissed Ms. Magana’s petition. The ruling was grounded in the following conclusions of law:

Lack of Jurisdiction over Municipal Ordinance: The ALJ determined that “The OAH does not have jurisdiction to determine whether a planned community organization has violated a City of Mesa Code Ordinance.” This effectively dismissed the first issue of the petition without ruling on its merits.

Petitioner’s Failure to Meet Burden of Proof: For the second issue, the ALJ found that the petitioner bore the burden of proving the HOA violated its CC&Rs and failed to do so. The decision noted:

◦ CC&R Section 7.1 regulates homeowners, requiring them to obtain prior approval for any “exterior addition, change, or alteration.”

◦ The preponderance of evidence, including testimony from the petitioner’s own witness (Ms. Elizalde), showed that changes were made to the surface under the pavers and to the slope of the driveway.

◦ These actions constitute an “alteration” under the CC&Rs.

◦ Because Ms. Magana made these changes without prior approval, she did not establish that the HOA mischaracterized her actions or violated Section 7.1.

HOA’s Authority to Enforce: The decision affirmed that CC&R Section 10.1 authorizes the respondent to enforce its governing documents.

The final order concluded: “Petitioner has failed to meet her burden to establish that Respondent violated Respondent’s CC&Rs, governing document, or any statutes that regulate planned communities. Petitioner’s petition should be dismissed.”


Case Participants

Petitioner Side

  • Sally Magana (petitioner)
    Also referred to as Complainant
  • Rita Elizalde (witness)
    JLE Heartscape and Design
    Also referred to as Rita Estelle
  • Jesus Ortiz (witness)
  • Adeline Escudero-Mendoza (witness)
    Also referred to as Adeline Escudero

Respondent Side

  • Ashley Turner (HOA attorney)
    CHDB Law
  • Andrew Hancock (board president/witness)
    Wynstone Park Homeowners Association
    President of Respondent's Board
  • Jennifer Irving (board member)
    Wynstone Park Homeowners Association
    Vice President of the HOA Board
  • Dawn Feigert (property manager)
    Trestle Management Group
    Community Manager
  • Lea Austin (property manager)
    Trestle Management Group
    Community Manager

Neutral Parties

  • Velva Moses-Thompson (ALJ)
    Office of Administrative Hearings
  • Susan Nicolson (Commissioner)
    Arizona Department of Real Estate

Keith A. Shadden v. Las Brisas Community Association

Case Summary

Case ID 25F-H043-REL
Agency ADRE
Tribunal OAH
Decision Date 2025-07-07
Administrative Law Judge Velva Moses-Thompson
Outcome loss
Filing Fees Refunded $500.00
Civil Penalties $0.00

Parties & Counsel

Petitioner Keith A. Shadden Counsel
Respondent Las Brisas Community Association Counsel Emily Cooper, Esq.

Alleged Violations

Article 5.10 & Article 5.12 of CC&Rs (Las Brisas Community Association)

Outcome Summary

The Administrative Law Judge dismissed the petition, finding that the Petitioner failed to meet the burden of proof showing the HOA used incorrect CC&R sections for the violation concerning reflective material on garage door glass cutouts. The ALJ concluded that the plain meaning of "window" in CC&R Section 5.10 applies to any transparent opening and does not exclude garages.

Why this result: Petitioner failed to establish by a preponderance of the evidence that Respondent violated its CC&Rs by using incorrect sections for the violation regarding reflective tint on garage door glass cutouts.

Key Issues & Findings

Allegation that Respondent is using incorrect CC&R section (5.10) to create violation for garage door glass cutouts which fall under section 5.12.

Petitioner alleged the HOA misapplied CC&R Section 5.10 (Windows) to enforce a violation regarding reflective tint on garage door glass cutouts, asserting that Section 5.10 was not intended to cover garage doors as they are addressed under Section 5.12.

Orders: Petition dismissed.

Filing fee: $500.00, Fee refunded: No

Disposition: petitioner_loss

Cited:

  • A.R.S. § 32-2199(B)
  • Title 33, Chapter 16
  • A.R.S. §§ 33-1801 to 33-1818
  • A.R.S. § 33-1803
  • A.R.S. § 41-1092.07(G)(2)
  • A.A.C. R2-19-119(A)
  • A.A.C. R2-19-119(B)(1)
  • A.A.C. R2-19-119(B)(2)
  • Vazanno v. Superior Court, 74 Ariz. 369, 372, 249 P.2d 837 (1952)
  • MORRIS K. UDALL, ARIZONA LAW OF EVIDENCE § 5 (1960)
  • BLACK’S LAW DICTIONARY at page 1220 (8th ed. 1999)
  • Lookout Mountain Paradise Hills Homeowners’ Ass’n v. Viewpoint Assocs., 867 P.2d 70, 75 (Colo. App. 1993)
  • Powell, 211 Ariz. at 557 ¶ 16, 125 P.3d at 377

Analytics Highlights

Topics: HOA, CC&R, Window Restriction, Garage Door, Reflective Material, Planned Communities Act, Burden of Proof, Violation Notice
Additional Citations:

  • A.R.S. § 32-2199(B)
  • Title 33, Chapter 16
  • A.R.S. §§ 33-1801 to 33-1818
  • A.R.S. § 33-1803
  • A.R.S. § 41-1092.07(G)(2)
  • A.A.C. R2-19-119(A)
  • A.A.C. R2-19-119(B)(1)
  • A.A.C. R2-19-119(B)(2)
  • Vazanno v. Superior Court, 74 Ariz. 369, 372, 249 P.2d 837 (1952)
  • MORRIS K. UDALL, ARIZONA LAW OF EVIDENCE § 5 (1960)
  • BLACK’S LAW DICTIONARY at page 1220 (8th ed. 1999)
  • Lookout Mountain Paradise Hills Homeowners’ Ass’n v. Viewpoint Assocs., 867 P.2d 70, 75 (Colo. App. 1993)
  • Powell, 211 Ariz. at 557 ¶ 16, 125 P.3d at 377

Audio Overview

Decision Documents

25F-H043-REL Decision – 10_TAB H – Denial of Architectural Design hearing request.pdf

Uploaded 2026-01-23T18:19:34 (284.5 KB)

25F-H043-REL Decision – 11_TAB I – Email concerning unable to attend hearing on Architectural Design with HOA Board.pdf

Uploaded 2026-01-23T18:19:39 (517.3 KB)

25F-H043-REL Decision – 1298924.pdf

Uploaded 2026-01-23T18:19:43 (219.9 KB)

25F-H043-REL Decision – 12_TAB J – HOA Board denial Letter of Architectural Design appeal.pdf

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25F-H043-REL Decision – 1303564.pdf

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25F-H043-REL Decision – 1312135.pdf

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25F-H043-REL Decision – 1312136.pdf

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25F-H043-REL Decision – 1314210.pdf

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25F-H043-REL Decision – 1315443.pdf

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25F-H043-REL Decision – 1315444.pdf

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25F-H043-REL Decision – 1316546.pdf

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25F-H043-REL Decision – 1316554.pdf

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25F-H043-REL Decision – 1317444.pdf

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25F-H043-REL Decision – 1317445.pdf

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25F-H043-REL Decision – 1317647.pdf

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25F-H043-REL Decision – 1317648.pdf

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25F-H043-REL Decision – 1325514.pdf

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25F-H043-REL Decision – 1325661.pdf

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25F-H043-REL Decision – 1325928.pdf

Uploaded 2026-01-23T18:20:51 (17.7 KB)

25F-H043-REL Decision – 13_TAB K – Email for HOA Board consideration before rendering Architectural Design Appeal Decision.pdf

Uploaded 2026-01-23T18:20:56 (1963.4 KB)

25F-H043-REL Decision – 14_TAB L – Email to Community Manager with Owner Building Option List for window blinds.pdf

Uploaded 2026-01-23T18:21:00 (162.2 KB)

25F-H043-REL Decision – 15_Table of Content.pdf

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25F-H043-REL Decision – 1_Homeowner Association HOA Dispute Process Petition.pdf

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25F-H043-REL Decision – 2_Statement of Facts and Argument.pdf

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25F-H043-REL Decision – 3_TAB A – Home Build option sheet.pdf

Uploaded 2026-01-23T18:21:19 (391.9 KB)

25F-H043-REL Decision – 4_TAB B – Violation notification from HOA.pdf

Uploaded 2026-01-23T18:21:24 (446.9 KB)

25F-H043-REL Decision – 5_TAB C – Hearing Request and communication with Community Manager.pdf

Uploaded 2026-01-23T18:21:29 (472.4 KB)

25F-H043-REL Decision – 6_TAB D – Las Brisas.3.Declaration of Covenants Conditions Restrictions.pdf

Uploaded 2026-01-23T18:21:33 (175.1 KB)

25F-H043-REL Decision – 7_TAB E – HOA Board Response Letter.pdf

Uploaded 2026-01-23T18:21:36 (5.3 KB)

25F-H043-REL Decision – 8_TAB F – Architectural Design Request.pdf

Uploaded 2026-01-23T18:21:40 (13.8 KB)

25F-H043-REL Decision – 9_TAB G – Architectural Design Request Response Letter.pdf

Uploaded 2026-01-23T18:21:45 (60.7 KB)

25F-H043-REL Decision – Answer – Las Brisas (1).pdf

Uploaded 2026-01-23T18:21:50 (226.4 KB)

25F-H043-REL Decision – Arizona Corporation Commission.pdf

Uploaded 2026-01-23T18:21:54 (149.1 KB)

25F-H043-REL Decision – Filing Fee Receipt.pdf

Uploaded 2026-01-23T18:21:58 (92.7 KB)

25F-H043-REL Decision – Notice of Hearing.pdf

Uploaded 2026-01-23T18:22:02 (235.6 KB)

25F-H043-REL Decision – Notice of Petition.pdf

Uploaded 2026-01-23T18:22:06 (496.6 KB)





Briefing Doc – 25F-H043-REL


Briefing Document: Shadden v. Las Brisas Community Association, Case No. 25F-H043-REL

Executive Summary

This document provides a comprehensive analysis of the legal dispute between homeowner Keith A. Shadden (Petitioner) and the Las Brisas Community Association (Respondent) concerning a violation for reflective material on garage door windows. The case, adjudicated by the Arizona Office of Administrative Hearings, centered on whether the Association correctly applied its Covenants, Conditions, and Restrictions (CC&Rs).

On July 7, 2025, Administrative Law Judge Velva Moses-Thompson issued a decision dismissing Mr. Shadden’s petition. The judge ruled that the Petitioner failed to meet his burden of proof to establish that the Association had violated its governing documents.

The core of the dispute was Mr. Shadden’s allegation that the Association improperly used CC&R Section 5.10 (“Windows”) to cite him for reflective tint on his garage door’s glass cutouts. He argued that the garage door should be governed by Section 5.12 (“Garages and Driveways”). His primary evidence was that the original builder, Taylor Morrison, did not install window treatments on the garage door (a requirement of 5.10), implying the builder did not consider the cutouts to be “windows.”

The Association maintained that the plain language of the CC&Rs prohibits reflective materials on windows, that the glass cutouts are functionally windows, and that this rule is consistently enforced throughout the community. The Judge ultimately agreed with the Association’s interpretation, defining a “window” in its plain meaning as “any transparent opening through which light passes” and noting that Section 5.10 does not explicitly exclude garages.

Case Overview

Case Name

In the Matter of: Keith A. Shadden v. Las Brisas Community Association

Case Number

25F-H043-REL

Arizona Office of Administrative Hearings

Presiding Judge

Velva Moses-Thompson, Administrative Law Judge

Hearing Date

June 16, 2025

Decision Date

July 7, 2025

Petitioner

Keith A. Shadden (representing himself)

Respondent

Las Brisas Community Association, represented by Emily Cooper, Esq.

Core Dispute and Allegations

The central issue of the hearing, as defined in a June 5, 2025 order, was the Petitioner’s allegation that the Respondent was “using incorrect CC&R section (5.10) to create violation for garage door glass cutouts which fall under section 5.12”.

The dispute originated from a violation notice issued to Mr. Shadden on August 19, 2024, for having reflective material on his garage door windows. Subsequent notices with escalating fines were issued on February 13, 2025 (25fine),March21,2025(50 fine), and April 23, 2025 ($100 fine).

Relevant Governing Documents

The case revolved around the interpretation of two specific sections of the Las Brisas Community Association CC&Rs.

Section

Full Text

Article 5.10

Windows

“Within ninety (90) days of occupancy of a Residential Unit each Owner shall install permanent suitable window treatments that are Visible from Neighboring Property. No reflective materials, including, but without limitation, aluminum foil, reflective screens or glass, mirrors or similar type items, shall be installed or placed upon the outside or inside of any windows.”

Article 5.12

Garages and Driveways

“The interior of all garages situated on any lot shall be maintained in a neat and clean condition. Garages shall be used only for the parking of Vehicles and the storage of normal household supplies and materials and shall not be used for or converted to living quarters or recreational activities after the initial construction thereof without the prior written approval of the Architectural Committee. Garage doors shall be left open only as needed for ingress and egress.”

Arguments and Evidence Presented at Hearing

The evidentiary hearing was conducted virtually via Google Meet on June 16, 2025. Both parties presented arguments, testimony, and exhibits.

Petitioner’s Case (Keith A. Shadden)

Mr. Shadden argued that the Association’s application of Section 5.10 to his garage door was incorrect and unreasonable.

Argument from Declarant’s Intent: Mr. Shadden testified that as the original homeowner, he paid the declarant, Taylor Morrison, nearly $1,600 for window treatments on all windows in the home. Because Taylor Morrison did not install any treatments on the garage door’s glass cutouts, he contended this showed the declarant’s intent that these cutouts were not to be considered “windows” under Section 5.10.

Unreasonable Application: He argued that applying the entirety of Section 5.10, including the requirement for window treatments like blinds, to a garage door is an “unrealistic expectation for a homeowner.”

Conflicting Communication: Mr. Shadden presented an email (Exhibit M) from the assistant community manager, K. White, which stated, “you do not have to install window treatment you can leave the windows without the treatments or you may install window treatments.” He argued this showed the Association itself did not apply the full scope of Section 5.10 to the garage.

Testimony on “Window” Definition: Under cross-examination, Mr. Shadden offered several definitions of a window, including “something you look through.” He eventually conceded that the glass cutouts meet a common-sense understanding of a window but maintained his position based on the specific context of the CC&Rs.

Respondent’s Case (Las Brisas Community Association)

The Association, represented by Emily Cooper, Esq., with testimony from Community Manager Jamie Cryblskey, argued its actions were proper and consistent.

Plain Language Interpretation: The Association asserted that the governing documents, including the CC&Rs and Design Guidelines, have “clear and plain language” that expressly prohibits reflective materials on windows.

Consistent Enforcement: Ms. Cryblskey testified that the rule against reflective tint is enforced consistently across all 1,321 lots in the community. She noted that at the time of the hearing, one or two other homeowners had active violations for the same issue and were being treated in the same manner.

Definition of “Window”: The Association argued that a “garage window is a window.” Ms. Cryblskey testified that she personally considers the glass inserts in a garage door to be windows.

Adherence to Due Process: The Association outlined the procedural history, noting Mr. Shadden was provided a hearing before the Board of Directors on October 15, 2024. After his dispute was denied, he was required to submit an architectural application, which was also denied. His subsequent appeal of that denial was heard and denied by the board on December 17, 2024.

Compliance Status: During opening statements, Ms. Cooper noted that Mr. Shadden had since installed a charcoal tint, which is permissible, rendering the petition moot. During testimony, Mr. Shadden stated he had applied black masking tape. Ms. Cryblskey confirmed that as of her last inspection on June 12, 2025, the reflective material was removed and the lot was in compliance.

Final Decision and Legal Conclusions

The Administrative Law Judge issued a final decision on July 7, 2025, dismissing Mr. Shadden’s petition.

Burden of Proof: The decision established that the Petitioner, Mr. Shadden, bore the burden to prove by a preponderance of the evidence that the Respondent had violated its CC&Rs.

Legal Interpretation: The judge’s central conclusion addressed the definition of “window.”

Final Ruling: The judge found that Mr. Shadden failed to meet his evidentiary burden.

Order: The recommended order stated, “IT IS ORDERED that Keith A. Shadden’s petition against Respondent Las Brisas Community Association is dismissed.” The decision is binding unless a party files for a rehearing within 30 days of the order.






Study Guide – 25F-H043-REL


{ “case”: { “docket_no”: “25F-H043-REL”, “case_title”: “Keith A. Shadden v. Las Brisas Community Association”, “decision_date”: “2025-07-07”, “alj_name”: “Velva Moses-Thompson”, “tribunal”: “OAH”, “agency”: “ADRE” }, “questions”: [ { “question”: “If I file a petition against my HOA, who is responsible for proving the violation occurred?”, “short_answer”: “The homeowner (Petitioner) bears the burden of proof.”, “detailed_answer”: “The homeowner filing the dispute must prove that the HOA violated the governing documents. It is not automatically the HOA’s job to prove they were right; the petitioner must first establish the violation.”, “alj_quote”: “Petitioner bears the burden of proof to establish that Respondent violated its CC&Rs by a preponderance of the evidence.”, “legal_basis”: “A.R.S. § 41-1092.07(G)(2); A.A.C. R2-19-119(A) and (B)(1)”, “topic_tags”: [ “burden of proof”, “legal standards”, “procedure” ] }, { “question”: “How much evidence do I need to win a hearing against my HOA?”, “short_answer”: “You need a ‘preponderance of the evidence,’ meaning your claim is more likely true than not.”, “detailed_answer”: “The standard is not ‘beyond a reasonable doubt’ (like in criminal cases). It is a ‘preponderance of the evidence,’ which means the evidence must show that the homeowner’s argument is more probably true than the HOA’s.”, “alj_quote”: ““A preponderance of the evidence is such proof as convinces the trier of fact that the contention is more probably true than not.””, “legal_basis”: “Morris K. Udall, Arizona Law of Evidence § 5”, “topic_tags”: [ “evidence”, “legal standards”, “definitions” ] }, { “question”: “Can the HOA apply ‘Window’ restrictions (like tint bans) to glass cutouts in my garage door?”, “short_answer”: “Yes, if the cutouts function as windows (allow visibility) and the homeowner fails to prove the specific garage section overrides the window section.”, “detailed_answer”: “In this case, the ALJ dismissed the homeowner’s claim that the HOA used the ‘incorrect’ CC&R section by applying window rules to garage door glass. The ALJ noted it was undisputed that one could see through the cutouts.”, “alj_quote”: “It was undisputed that there are glass door cut outs on Petitioner’s garage door. Petitioner admitted during hearing that a person can see through the glass door cut outs… Petitioner has failed to meet its burden to establish that Respondent used incorrect sections of the CC&Rs when it issued its VIOLATION NOTICE.”, “legal_basis”: “CC&Rs Section 5.10 vs 5.12”, “topic_tags”: [ “architectural control”, “garage doors”, “windows”, “interpretation” ] }, { “question”: “Does the HOA have to prove anything during the hearing?”, “short_answer”: “Yes, if the HOA asserts any ‘affirmative defenses,’ they must prove them.”, “detailed_answer”: “While the homeowner has the initial burden to prove the violation, if the HOA claims a specific legal defense justifies their actions, they carry the burden of proof for that specific defense.”, “alj_quote”: “Respondent bears the burden to establish affirmative defenses by the same evidentiary standard.”, “legal_basis”: “A.A.C. R2-19-119(B)(2)”, “topic_tags”: [ “affirmative defense”, “burden of proof”, “procedure” ] }, { “question”: “Can I argue that a restriction doesn’t apply because the builder didn’t install the item (like blinds) originally?”, “short_answer”: “That argument may fail if the text of the CC&Rs explicitly restricts the item in question.”, “detailed_answer”: “The homeowner argued that because the builder didn’t put blinds on the garage door, the ‘Window’ section (requiring treatments and banning reflective tint) shouldn’t apply. The ALJ rejected this argument and dismissed the petition.”, “alj_quote”: “Petitioner contended that because Taylor Morrison did not place window treatment on the garage door cut outs, Taylor Morrison did intend for Section 5.10 of the CC&Rs to apply to garage doors… Petitioner has failed to meet its burden to establish that Respondent used incorrect sections of the CC&Rs”, “legal_basis”: “Preponderance of Evidence”, “topic_tags”: [ “builder intent”, “interpretation”, “architectural restrictions” ] }, { “question”: “What agency handles hearings regarding HOA disputes in Arizona?”, “short_answer”: “The Arizona Department of Real Estate (ADRE) receives petitions, which are heard by the Office of Administrative Hearings (OAH).”, “detailed_answer”: “State law authorizes the Department of Real Estate to receive petitions from association members regarding violations of planned community documents.”, “alj_quote”: “The Arizona Department of Real Estate (hereinafter “the Department”) is authorized by statute to receive and to decide Petitions for Hearings from members of homeowners’ associations… concerning violations of planned community documents”, “legal_basis”: “A.R.S. § 32-2199(B)”, “topic_tags”: [ “jurisdiction”, “ADRE”, “OAH” ] } ] }






Blog Post – 25F-H043-REL


{ “case”: { “docket_no”: “25F-H043-REL”, “case_title”: “Keith A. Shadden v. Las Brisas Community Association”, “decision_date”: “2025-07-07”, “alj_name”: “Velva Moses-Thompson”, “tribunal”: “OAH”, “agency”: “ADRE” }, “questions”: [ { “question”: “If I file a petition against my HOA, who is responsible for proving the violation occurred?”, “short_answer”: “The homeowner (Petitioner) bears the burden of proof.”, “detailed_answer”: “The homeowner filing the dispute must prove that the HOA violated the governing documents. It is not automatically the HOA’s job to prove they were right; the petitioner must first establish the violation.”, “alj_quote”: “Petitioner bears the burden of proof to establish that Respondent violated its CC&Rs by a preponderance of the evidence.”, “legal_basis”: “A.R.S. § 41-1092.07(G)(2); A.A.C. R2-19-119(A) and (B)(1)”, “topic_tags”: [ “burden of proof”, “legal standards”, “procedure” ] }, { “question”: “How much evidence do I need to win a hearing against my HOA?”, “short_answer”: “You need a ‘preponderance of the evidence,’ meaning your claim is more likely true than not.”, “detailed_answer”: “The standard is not ‘beyond a reasonable doubt’ (like in criminal cases). It is a ‘preponderance of the evidence,’ which means the evidence must show that the homeowner’s argument is more probably true than the HOA’s.”, “alj_quote”: ““A preponderance of the evidence is such proof as convinces the trier of fact that the contention is more probably true than not.””, “legal_basis”: “Morris K. Udall, Arizona Law of Evidence § 5”, “topic_tags”: [ “evidence”, “legal standards”, “definitions” ] }, { “question”: “Can the HOA apply ‘Window’ restrictions (like tint bans) to glass cutouts in my garage door?”, “short_answer”: “Yes, if the cutouts function as windows (allow visibility) and the homeowner fails to prove the specific garage section overrides the window section.”, “detailed_answer”: “In this case, the ALJ dismissed the homeowner’s claim that the HOA used the ‘incorrect’ CC&R section by applying window rules to garage door glass. The ALJ noted it was undisputed that one could see through the cutouts.”, “alj_quote”: “It was undisputed that there are glass door cut outs on Petitioner’s garage door. Petitioner admitted during hearing that a person can see through the glass door cut outs… Petitioner has failed to meet its burden to establish that Respondent used incorrect sections of the CC&Rs when it issued its VIOLATION NOTICE.”, “legal_basis”: “CC&Rs Section 5.10 vs 5.12”, “topic_tags”: [ “architectural control”, “garage doors”, “windows”, “interpretation” ] }, { “question”: “Does the HOA have to prove anything during the hearing?”, “short_answer”: “Yes, if the HOA asserts any ‘affirmative defenses,’ they must prove them.”, “detailed_answer”: “While the homeowner has the initial burden to prove the violation, if the HOA claims a specific legal defense justifies their actions, they carry the burden of proof for that specific defense.”, “alj_quote”: “Respondent bears the burden to establish affirmative defenses by the same evidentiary standard.”, “legal_basis”: “A.A.C. R2-19-119(B)(2)”, “topic_tags”: [ “affirmative defense”, “burden of proof”, “procedure” ] }, { “question”: “Can I argue that a restriction doesn’t apply because the builder didn’t install the item (like blinds) originally?”, “short_answer”: “That argument may fail if the text of the CC&Rs explicitly restricts the item in question.”, “detailed_answer”: “The homeowner argued that because the builder didn’t put blinds on the garage door, the ‘Window’ section (requiring treatments and banning reflective tint) shouldn’t apply. The ALJ rejected this argument and dismissed the petition.”, “alj_quote”: “Petitioner contended that because Taylor Morrison did not place window treatment on the garage door cut outs, Taylor Morrison did intend for Section 5.10 of the CC&Rs to apply to garage doors… Petitioner has failed to meet its burden to establish that Respondent used incorrect sections of the CC&Rs”, “legal_basis”: “Preponderance of Evidence”, “topic_tags”: [ “builder intent”, “interpretation”, “architectural restrictions” ] }, { “question”: “What agency handles hearings regarding HOA disputes in Arizona?”, “short_answer”: “The Arizona Department of Real Estate (ADRE) receives petitions, which are heard by the Office of Administrative Hearings (OAH).”, “detailed_answer”: “State law authorizes the Department of Real Estate to receive petitions from association members regarding violations of planned community documents.”, “alj_quote”: “The Arizona Department of Real Estate (hereinafter “the Department”) is authorized by statute to receive and to decide Petitions for Hearings from members of homeowners’ associations… concerning violations of planned community documents”, “legal_basis”: “A.R.S. § 32-2199(B)”, “topic_tags”: [ “jurisdiction”, “ADRE”, “OAH” ] } ] }


Case Participants

Petitioner Side

  • Keith A. Shadden (petitioner)
    Homeowner of Lot #1-175; appeared pro se
  • Donna M. Shadden (petitioner)
    Co-owner of the property

Respondent Side

  • Emily E. Cooper (HOA attorney)
    CHDB Law LLP
    Appeared at hearing
  • Kyle Banfield (HOA attorney)
    CHDB Law LLP
    Attended hearing
  • Suzanne Hilborn (legal assistant)
    CHDB Law LLP
    Signed proofs of service
  • Jaime Cryblskey (property manager)
    City Property Management Company
    Community Manager; testified at hearing
  • Makayla White (property manager)
    City Property Management Company
    Community Assistant
  • Erica Golditch (property manager)
    City Property Management Company
    Observer at hearing
  • Lauren Nabulsi (board member)
    Las Brisas Community Association
    President
  • Dakota Ball (board member)
    Las Brisas Community Association
    Treasurer; asked question during October hearing
  • Terrance Thomas (board member)
    Las Brisas Community Association
    Vice-President
  • Frank Grigsby (board member)
    Las Brisas Community Association
    Secretary
  • Timothy J. Hansell (board member)
    Las Brisas Community Association
    Director

Neutral Parties

  • Velva Moses-Thompson (ALJ)
    Office of Administrative Hearings
    Presiding Administrative Law Judge
  • Susan Nicolson (commissioner)
    Arizona Department of Real Estate
  • Gabe Osborn (agency staff)
    Arizona Department of Real Estate
    Filed Notice of Hearing
  • Vivian Nunez (agency staff)
    Arizona Department of Real Estate
    HOA Dispute Process
  • Chandni Bhakta (mediator)
    Arizona Department of Real Estate
    ADRE Ombudsman

Other Participants

  • Barry Merklin (witness)
    Taylor Morrison
    Sales Associate listed on purchase agreement
  • Karla Paulsen (unknown)
    Taylor Morrison
    Authorized Officer listed on purchase agreement
  • G. Thomas Hennessy (board member)
    Taylor Morrison/Arizona, Inc.
    Declarant Vice President (2010)
  • Lynne M. Dugan (board member)
    Taylor Morrison/Arizona, Inc.
    Director (2010)
  • Leah Grogan (board member)
    Las Brisas Community Association
    Secretary/Treasurer (2010)
  • Amanda Shaw (unknown)
    Las Brisas Community Association
    Resigned Statutory Agent

Jeremy R. Whittaker vs The Val Vista Lakes Community Association

Case Summary

Case ID 25F-H041-REL
Agency ADRE
Tribunal OAH
Decision Date 2025-06-05
Administrative Law Judge Velva Moses-Thompson
Outcome partial
Filing Fees Refunded $500.00
Civil Penalties $0.00

Parties & Counsel

Petitioner Jeremy R. Whittaker Counsel
Respondent The Val Vista Lakes Community Association Counsel Josh Bolen, Esq.

Alleged Violations

Article IV, Section 3 of the Bylaws

Outcome Summary

Petitioner was deemed the prevailing party as Respondent admitted violating Article IV, Section 3 of the Bylaws. Respondent was ordered to refund the $500 filing fee and comply with the Bylaws. However, the request for a civil penalty was denied because Petitioner failed to meet their burden of proof.

Why this result: Petitioner failed to meet its burden to establish that a civil penalty should be imposed.

Key Issues & Findings

Failure to require Board Candidate disclosure of familial ties and conflicts of interest.

Respondent admitted that the 2023 Board Candidate Application form failed to comply with Article IV, Section 3 of the Bylaws by not requiring disclosure of familial ties, business, or conflicts of interest, as required for Board candidates.

Orders: Respondent ordered to pay Petitioner $500.00 (filing fee refund) within thirty days and directed to comply with Article IV, Section 3 of the Bylaws. Civil penalty denied.

Filing fee: $500.00, Fee refunded: Yes

Disposition: petitioner_win

Cited:

  • A.R.S. § 32-2199.01
  • Article IV, Section 3 of the Bylaws

Audio Overview

Decision Documents

25F-H041-REL Decision – 1297701.pdf

Uploaded 2026-01-23T18:18:56 (46.2 KB)

25F-H041-REL Decision – 1297767.pdf

Uploaded 2026-01-23T18:19:01 (47.1 KB)

25F-H041-REL Decision – 1301723.pdf

Uploaded 2026-01-23T18:19:07 (56.1 KB)

25F-H041-REL Decision – 1301746.pdf

Uploaded 2026-01-23T18:19:12 (45.1 KB)

25F-H041-REL Decision – 1304724.pdf

Uploaded 2026-01-23T18:19:17 (47.6 KB)

25F-H041-REL Decision – 1314414.pdf

Uploaded 2026-01-23T18:19:21 (92.7 KB)





Briefing Doc – 25F-H041-REL


Briefing: Case No. 25F-H041-REL, Whittaker v. The Val Vista Community Association

Executive Summary

This briefing synthesizes the key events, arguments, and outcomes of the administrative case Jeremy R. Whittaker v. The Val Vista Community Association (No. 25F-H041-REL), adjudicated by the Arizona Office of Administrative Hearings. The central dispute involved the Association’s failure to comply with its own bylaws during its 2023 Board of Directors election.

The Petitioner, Jeremy R. Whittaker, alleged that the Association violated Article IV, Section 3 of its bylaws by using a candidate application form that did not require the disclosure of familial ties or conflicts of interest. This issue became prominent when two board candidates, Diana Ebertshauser and Brodie Hurtado, did not disclose their familial relationship with a partner at the law firm hired to count election votes until after the election.

The Association admitted to the violation, which significantly narrowed the legal proceedings. Administrative Law Judge (ALJ) Velva Moses-Thompson focused the case exclusively on determining whether a civil penalty against the Association was warranted. Consequently, several motions and requests from the Petitioner to broaden the scope—including a motion to consolidate cases, attempts to argue attorney misconduct, and subpoenas for numerous witnesses—were denied as irrelevant to the single issue at hand.

In the final decision issued on June 5, 2025, the ALJ found that while the Association had indeed violated its bylaws, the Petitioner failed to present sufficient evidence to justify a civil penalty. Despite the denial of a penalty, the Petitioner was declared the “prevailing party.” The Association was ordered to refund the Petitioner’s $500 filing fee and to ensure future compliance with its bylaws.

Case Overview and Parties

Detail

Description

Case Number

25F-H041-REL

Arizona Office of Administrative Hearings (OAH)

Presiding Judge

Administrative Law Judge Velva Moses-Thompson

Petitioner

Jeremy R. Whittaker

Respondent

The Val Vista Community Association

Respondent’s Counsel

Josh Bolen, Esq. of CHDB Law, LLP

Core Allegation and Admitted Violation

Bylaw at Issue: Article IV, Section 3

The petition centered on a violation of the Association’s bylaws governing the election of its Board of Directors. The relevant section, Article IV, Section 3, mandates specific disclosures from candidates:

“Each candidate for the Board of Directors shall fill out an application which at minimum will require the candidate to disclose any familial, business or ownership relationships with other Directors or candidates; any current or anticipated conflicts of interest with the Association… and whether they have previously served on the on the Board.”

Nature of the Violation

The core of the case was the Association’s use of a non-compliant application form for its 2023 Board election.

Deficient Application: The 2023 Board Candidate Application form failed to require candidates to disclose familial ties or other conflicts of interest as stipulated by the bylaws.

Undisclosed Conflict: Board candidates Diana Ebertshauser and Brodie Hurtado did not disclose their familial ties to a partner at the law firm Carpenter Hazelwood. This disclosure was only made after the election, in which the firm was asked to count the votes.

Respondent’s Admission: The Val Vista Community Association filed a written answer admitting that the candidate application forms supplied by the 2023 Board were not in compliance with Article IV, Section 3. This admission eliminated the need to litigate the facts of the violation itself.

Key Procedural Rulings and Hearing Scope

Following the Association’s admission, ALJ Velva Moses-Thompson strictly limited the scope of the proceedings to the single question of whether a civil penalty was appropriate. This focus resulted in several key rulings that shaped the case.

Narrowing the Hearing’s Scope

During the May 16, 2025 hearing, the ALJ explicitly defined the legal boundaries:

“The only way for the association to violate this bylaw is to fail to require the candidate to disclose any familial uh conflicts of interest. So that is the sole issue for this hearing… I can’t make decisions just about anything, but it’s specifically related to the alleged violation.”

The Petitioner’s attempts to introduce other issues were consistently disallowed. During his opening statement, Mr. Whittaker began to argue for sanctions against the Respondent’s attorneys for alleged discovery violations and harassment. The ALJ interrupted, stating, “these may be important and relevant issues, but not to the alleged violation today,” and clarified that “the attorneys are not the association.”

Denied Motions and Subpoenas

Several requests by the Petitioner were denied on the grounds of relevance to the narrowly defined issue:

Motion to Consolidate (Denied April 24, 2025): The Petitioner’s motion to consolidate docket No. 25F-H041-REL with a separate case, No. 25F-H046-REL, was denied.

Subpoena for Laura Tannery (Denied May 6, 2025): A subpoena request for Ms. Tannery was denied because the “Petitioner has not demonstrated the relevance of Ms. Tannery’s testimony to the issue of whether a civil penalty should be imposed.”

Mass Subpoenas Quashed (May 13, 2025): Subpoenas issued on April 28, 2025, for eight individuals were quashed following a motion from the Respondent. The individuals were Brodie Hurtado, Diana Ebertshauser, Kevin McPhillips, Jonathan Ebertshauser, Esq., Joshua Bolen, Esq., Rob Actis, David Watson, and Laura Tannery.

In contrast, the Respondent’s motion to vacate the hearing was denied on April 24, 2025, with the ALJ affirming that a hearing was necessary to rule on the civil penalty question.

Final Decision and Outcome

The Administrative Law Judge Decision, issued on June 5, 2025, provided a conclusive resolution to the matter.

Ruling on Standing

The Respondent had moved to dismiss the petition, arguing the Petitioner lacked standing because he only became a property owner in June 2024, after the 2023 violation occurred. The ALJ rejected this argument, concluding that the Petitioner had standing because he “was a member of Respondent at the time that the petition was filed.”

Ruling on the Violation and Civil Penalty

Violation Confirmed: The decision reiterated that “Respondent has admitted that it violated Article IV, Section 3 of Respondent’s Bylaws.”

Civil Penalty Denied: The ALJ determined that a civil penalty was “not appropriate in this matter.” The official reasoning was that the “Petitioner failed to meet its burden to establish that a civil penalty should be imposed” and “did not present relevant evidence” at the hearing to support such a penalty.

Final Orders

The ALJ’s order contained three key directives:

1. Prevailing Party: The Petitioner, Jeremy R. Whittaker, was deemed the prevailing party.

2. Reimbursement: The Respondent was ordered to pay the Petitioner his $500.00 filing fee within thirty days.

3. Future Compliance: The Respondent was directed to comply with Article IV, Section 3 of its bylaws in all future elections.

All other forms of requested relief were denied.

Timeline of Key Events

The Val Vista Community Association holds its Board election using non-compliant candidate applications.

June 2024

Jeremy R. Whittaker becomes a property owner in the Val Vista Lakes development.

May 20, 2019

Petitioner files a single-issue petition with the Department of Real Estate (as recorded in the final decision).

April 24, 2025

ALJ denies Respondent’s motion to vacate the hearing and Petitioner’s motion to consolidate cases.

April 28, 2025

The tribunal signs subpoenas for eight individuals.

May 6, 2025

A sanctions hearing is scheduled for May 16. The Petitioner’s subpoena request for Laura Tannery is denied.

May 9, 2025

Deadline for parties to provide information regarding the 2023 election and discovery of the conflict.

May 13, 2025

ALJ grants Respondent’s motion to quash all eight subpoenas.

May 16, 2025

A hearing is held to determine the appropriateness of a civil penalty.

June 5, 2025

The final Administrative Law Judge Decision is issued.






Study Guide – 25F-H041-REL


{
“case”: {
“docket_no”: “25F-H041-REL”,
“case_title”: “Jeremy R. Whittaker vs. The Val Vista Lakes Community Association”,
“decision_date”: “2025-06-05”,
“alj_name”: “Velva Moses-Thompson”,
“tribunal”: “OAH”,
“agency”: “ADRE”
},
“questions”: [
{
“question”: “Can I file a petition against my HOA for a violation that occurred before I became a homeowner?”,
“short_answer”: “Yes. You have standing to file a petition as long as you are a member of the association at the time you file the paperwork, even if the violation happened prior to your ownership.”,
“detailed_answer”: “The ALJ rejected the HOA’s argument that the homeowner lacked standing because they were not a member at the time of the alleged violation. The ruling established that standing is determined by membership status at the time of filing.”,
“alj_quote”: “The Administrative Law Judge concludes that Petitioner had standing to file the petition. Petitioner was a member of Respondent at the time that the petition was filed.”,
“legal_basis”: “A.R.S. § 32-2199.01”,
“topic_tags”: [
“Standing”,
“Homeowner Rights”,
“Procedure”
]
},
{
“question”: “If the HOA admits they violated the bylaws, will they automatically be required to pay a civil penalty?”,
“short_answer”: “No. An admission of guilt does not automatically result in a monetary fine. The homeowner must still provide evidence proving that a penalty is necessary or appropriate.”,
“detailed_answer”: “In this case, the HOA admitted that their candidate application forms violated the bylaws. However, the judge ruled that no civil penalty was appropriate because the petitioner did not present sufficient evidence to justify imposing one.”,
“alj_quote”: “Respondent has admitted that it violated Article IV, Section 3 of Respondent’s Bylaws. However Petitioner failed to meet its burden to establish that a civil penalty should be imposed in the above-entitled matter.”,
“legal_basis”: “A.R.S. § 33-1804(A)”,
“topic_tags”: [
“Civil Penalties”,
“Violations”,
“Burden of Proof”
]
},
{
“question”: “Does the HOA have to require board candidates to disclose conflicts of interest or family ties?”,
“short_answer”: “Yes, if the association’s bylaws specifically require such disclosures in the candidate application.”,
“detailed_answer”: “The decision affirmed that the HOA violated its bylaws by failing to require candidates to disclose familial relationships. The bylaws stated that the application ‘at minimum’ must require disclosure of familial, business, or ownership relationships.”,
“alj_quote”: “Each candidate for the Board of Directors shall fill out an application which at minimum will require the candidate to disclose any familial, business or ownership relationships with other Directors or candidates…”,
“legal_basis”: “Bylaws Article IV, Section 3”,
“topic_tags”: [
“Elections”,
“Board of Directors”,
“Conflicts of Interest”
]
},
{
“question”: “If I win my case against the HOA, will I get my filing fee back?”,
“short_answer”: “Yes. If the homeowner is deemed the prevailing party, the judge can order the HOA to reimburse the filing fee.”,
“detailed_answer”: “Because the petitioner prevailed in establishing that a violation occurred (via the HOA’s admission), the ALJ ordered the HOA to pay the $500 filing fee directly to the petitioner within 30 days.”,
“alj_quote”: “IT IS FURTHER ORDERED that Respondent pay Petitioner his filing fee of $500.00, to be paid directly to Petitioner within thirty (30) days of this Order.”,
“legal_basis”: “A.R.S. § 32-2199.01”,
“topic_tags”: [
“Fees”,
“Remedies”,
“Prevailing Party”
]
},
{
“question”: “What is the standard of proof required to win a hearing against an HOA?”,
“short_answer”: “The standard is a ‘preponderance of the evidence,’ meaning the claim is more likely true than not.”,
“detailed_answer”: “The petitioner bears the burden of proving the violation. This does not require removing all doubt, but providing evidence that has ‘the most convincing force’ to incline a fair mind to one side.”,
“alj_quote”: “Petitioner bears the burden of proof to establish that Respondent violated… by a preponderance of the evidence.”,
“legal_basis”: “A.A.C. R2-19-119(B)(1)”,
“topic_tags”: [
“Legal Standards”,
“Evidence”,
“Procedure”
]
},
{
“question”: “What happens if the HOA used invalid forms for a past election?”,
“short_answer”: “The judge may order the HOA to comply with the bylaws for future actions, even if they do not impose a fine for the past violation.”,
“detailed_answer”: “The ALJ ordered the HOA to comply with the specific bylaw section regarding candidate applications going forward, ensuring future elections meet the disclosure requirements.”,
“alj_quote”: “IT IS FURTHER ORDERED that Respondent is directed to comply with Article IV, Section 3 of Respondent’s Bylaws.”,
“legal_basis”: “Order”,
“topic_tags”: [
“Remedies”,
“Compliance”,
“Elections”
]
}
]
}






Blog Post – 25F-H041-REL


{
“case”: {
“docket_no”: “25F-H041-REL”,
“case_title”: “Jeremy R. Whittaker vs. The Val Vista Lakes Community Association”,
“decision_date”: “2025-06-05”,
“alj_name”: “Velva Moses-Thompson”,
“tribunal”: “OAH”,
“agency”: “ADRE”
},
“questions”: [
{
“question”: “Can I file a petition against my HOA for a violation that occurred before I became a homeowner?”,
“short_answer”: “Yes. You have standing to file a petition as long as you are a member of the association at the time you file the paperwork, even if the violation happened prior to your ownership.”,
“detailed_answer”: “The ALJ rejected the HOA’s argument that the homeowner lacked standing because they were not a member at the time of the alleged violation. The ruling established that standing is determined by membership status at the time of filing.”,
“alj_quote”: “The Administrative Law Judge concludes that Petitioner had standing to file the petition. Petitioner was a member of Respondent at the time that the petition was filed.”,
“legal_basis”: “A.R.S. § 32-2199.01”,
“topic_tags”: [
“Standing”,
“Homeowner Rights”,
“Procedure”
]
},
{
“question”: “If the HOA admits they violated the bylaws, will they automatically be required to pay a civil penalty?”,
“short_answer”: “No. An admission of guilt does not automatically result in a monetary fine. The homeowner must still provide evidence proving that a penalty is necessary or appropriate.”,
“detailed_answer”: “In this case, the HOA admitted that their candidate application forms violated the bylaws. However, the judge ruled that no civil penalty was appropriate because the petitioner did not present sufficient evidence to justify imposing one.”,
“alj_quote”: “Respondent has admitted that it violated Article IV, Section 3 of Respondent’s Bylaws. However Petitioner failed to meet its burden to establish that a civil penalty should be imposed in the above-entitled matter.”,
“legal_basis”: “A.R.S. § 33-1804(A)”,
“topic_tags”: [
“Civil Penalties”,
“Violations”,
“Burden of Proof”
]
},
{
“question”: “Does the HOA have to require board candidates to disclose conflicts of interest or family ties?”,
“short_answer”: “Yes, if the association’s bylaws specifically require such disclosures in the candidate application.”,
“detailed_answer”: “The decision affirmed that the HOA violated its bylaws by failing to require candidates to disclose familial relationships. The bylaws stated that the application ‘at minimum’ must require disclosure of familial, business, or ownership relationships.”,
“alj_quote”: “Each candidate for the Board of Directors shall fill out an application which at minimum will require the candidate to disclose any familial, business or ownership relationships with other Directors or candidates…”,
“legal_basis”: “Bylaws Article IV, Section 3”,
“topic_tags”: [
“Elections”,
“Board of Directors”,
“Conflicts of Interest”
]
},
{
“question”: “If I win my case against the HOA, will I get my filing fee back?”,
“short_answer”: “Yes. If the homeowner is deemed the prevailing party, the judge can order the HOA to reimburse the filing fee.”,
“detailed_answer”: “Because the petitioner prevailed in establishing that a violation occurred (via the HOA’s admission), the ALJ ordered the HOA to pay the $500 filing fee directly to the petitioner within 30 days.”,
“alj_quote”: “IT IS FURTHER ORDERED that Respondent pay Petitioner his filing fee of $500.00, to be paid directly to Petitioner within thirty (30) days of this Order.”,
“legal_basis”: “A.R.S. § 32-2199.01”,
“topic_tags”: [
“Fees”,
“Remedies”,
“Prevailing Party”
]
},
{
“question”: “What is the standard of proof required to win a hearing against an HOA?”,
“short_answer”: “The standard is a ‘preponderance of the evidence,’ meaning the claim is more likely true than not.”,
“detailed_answer”: “The petitioner bears the burden of proving the violation. This does not require removing all doubt, but providing evidence that has ‘the most convincing force’ to incline a fair mind to one side.”,
“alj_quote”: “Petitioner bears the burden of proof to establish that Respondent violated… by a preponderance of the evidence.”,
“legal_basis”: “A.A.C. R2-19-119(B)(1)”,
“topic_tags”: [
“Legal Standards”,
“Evidence”,
“Procedure”
]
},
{
“question”: “What happens if the HOA used invalid forms for a past election?”,
“short_answer”: “The judge may order the HOA to comply with the bylaws for future actions, even if they do not impose a fine for the past violation.”,
“detailed_answer”: “The ALJ ordered the HOA to comply with the specific bylaw section regarding candidate applications going forward, ensuring future elections meet the disclosure requirements.”,
“alj_quote”: “IT IS FURTHER ORDERED that Respondent is directed to comply with Article IV, Section 3 of Respondent’s Bylaws.”,
“legal_basis”: “Order”,
“topic_tags”: [
“Remedies”,
“Compliance”,
“Elections”
]
}
]
}


Case Participants

Petitioner Side

  • Jeremy R. Whittaker (petitioner)
    Appeared on behalf of himself

Respondent Side

  • Josh Bolen (respondent attorney)
    CHDB Law, LLP
  • Diana Ebertshauser (board member)
    The Val Vista Community Association
    Board candidate who failed to disclose familial ties; subpoena quashed
  • Brodie Hurtado (board member)
    The Val Vista Community Association
    Board candidate who failed to disclose familial ties; subpoena quashed

Neutral Parties

  • Velva Moses-Thompson (ALJ)
    Administrative Law Judge
  • Susan Nicolson (Commissioner)
    Arizona Department of Real Estate
  • vnunez (ADRE staff)
    ADRE
    Recipient of Order transmission (listed by email handle)
  • djones (ADRE staff)
    ADRE
    Recipient of Order transmission (listed by email handle)
  • labril (ADRE staff)
    ADRE
    Recipient of Order transmission (listed by email handle)
  • mneat (ADRE staff)
    ADRE
    Recipient of Order transmission (listed by email handle)
  • lrecchia (ADRE staff)
    ADRE
    Recipient of Order transmission (listed by email handle)
  • gosborn (ADRE staff)
    ADRE
    Recipient of Order transmission (listed by email handle)

Other Participants

  • Laura Tannery (witness)
    Subpoena quashed/denied
  • Kevin McPhillips (witness)
    Subpoena quashed
  • Jonathan Ebertshauser (attorney/witness)
    Subpoena quashed
  • Rob Actis (witness)
    Subpoena quashed
  • David Watson (witness)
    Subpoena quashed

Sharon M. Maiden v. Val Vista Lakes Community Association

Case Summary

Case ID 25F-H030-REL
Agency ADRE
Tribunal OAH
Decision Date 2025-06-02
Administrative Law Judge Velva Moses-Thompson
Outcome loss
Filing Fees Refunded $500.00
Civil Penalties $0.00

Parties & Counsel

Petitioner Sharon Maiden Counsel
Respondent Val Vista Lakes Community Association Counsel Josh Bolen, Esq.

Alleged Violations

Article IV, Sections 2 and 3 of the Association’s Bylaws
Arizona Revised Statutes § 33-1804(A)

Outcome Summary

The Petitioner's petition is denied, as she failed to establish by a preponderance of the evidence that the Respondent HOA violated A.R.S. § 33-1804 (Open Meeting Law) or selectively enforced Article IV, Sections 2 and 3 of the Bylaws regarding term limits.

Why this result: Petitioner failed to meet her burden of proof on both issues. The closed board meeting was authorized for discussing legal advice, and the HOA's interpretation of the term limit provision aligned with the amendment's purpose to prevent Board members from serving long terms.

Key Issues & Findings

Selective enforcement of Bylaws regarding term limits.

Petitioner alleged Respondent selectively enforced the 2021 Bylaws amendment concerning term limits by retroactively applying the two-term limit to disqualify her 2024 candidacy.

Orders: Petition denied. Petitioner failed to establish a violation of Article IV, Sections 2 and 3 of the Bylaws.

Filing fee: $500.00, Fee refunded: No

Disposition: petitioner_loss

Cited:

  • A.R.S. § 41-1092.07(G)(2)
  • A.A.C. R2-19-119(A)
  • A.A.C. R2-19-119(B)(1)
  • Vazanno v. Superior Court, 74 Ariz. 369, 372, 249 P.2d 837 (1952)
  • A.A.C. R2-19-119(B)(2)
  • MORRIS K. UDALL, ARIZONA LAW OF EVIDENCE § 5 (1960)
  • BLACK’S LAW DICTIONARY at page 1220 (8th ed. 1999)
  • Powell v. Washburn, 211 Ariz. 553, 556 ¶ 9, 125 P.3d 373 (2006)
  • Lookout Mountain Paradise Hills Homeowners’ Ass’n v. Viewpoint Assocs., 867 P.2d 70, 75 (Colo. App. 1993)

Failure to hold an open meeting to decide candidacy disqualification.

Petitioner alleged Respondent violated open meeting laws by holding a closed executive session vote on October 11, 2024, to disqualify her candidacy.

Orders: Petition denied. Petitioner failed to establish a violation of A.R.S. § 33-1804(A).

Filing fee: $0.00, Fee refunded: No

Disposition: petitioner_loss

Cited:

  • A.R.S. § 41-1092.07(G)(2)
  • A.A.C. R2-19-119(A)
  • A.A.C. R2-19-119(B)(1)
  • Vazanno v. Superior Court, 74 Ariz. 369, 372, 249 P.2d 837 (1952)
  • A.A.C. R2-19-119(B)(2)
  • MORRIS K. UDALL, ARIZONA LAW OF EVIDENCE § 5 (1960)
  • BLACK’S LAW DICTIONARY at page 1220 (8th ed. 1999)
  • Arpaio v. Steinle, 201 Ariz. 353, 355 ¶ 5, 35 P.3d 114, 116 (App. 2001)

Analytics Highlights

Topics: HOA, Bylaws, Term Limits, Open Meeting Law, Selective Enforcement, ADR
Additional Citations:

  • A.R.S. § 32-2199(B)
  • A.R.S. § 33-1804(A)
  • A.R.S. § 41-1092.07(G)(2)
  • A.A.C. R2-19-119(A)
  • A.A.C. R2-19-119(B)(1)
  • A.A.C. R2-19-119(B)(2)
  • Vazanno v. Superior Court, 74 Ariz. 369, 372, 249 P.2d 837 (1952)
  • MORRIS K. UDALL, ARIZONA LAW OF EVIDENCE § 5 (1960)
  • BLACK’S LAW DICTIONARY at page 1220 (8th ed. 1999)
  • Arpaio v. Steinle, 201 Ariz. 353, 355 ¶ 5, 35 P.3d 114, 116 (App. 2001)
  • Powell v. Washburn, 211 Ariz. 553, 556 ¶ 9, 125 P.3d 373 (2006)
  • Lookout Mountain Paradise Hills Homeowners’ Ass’n v. Viewpoint Assocs., 867 P.2d 70, 75 (Colo. App. 1993)

Audio Overview

Decision Documents

25F-H030-REL Decision – 1272425.pdf

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25F-H030-REL Decision – 1272426.pdf

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25F-H030-REL Decision – 1282372.pdf

Uploaded 2026-01-23T18:17:12 (60.5 KB)

25F-H030-REL Decision – 1282375.pdf

Uploaded 2026-01-23T18:17:15 (9.1 KB)

25F-H030-REL Decision – 1284492.pdf

Uploaded 2026-01-23T18:17:19 (56.1 KB)

25F-H030-REL Decision – 1288176.pdf

Uploaded 2026-01-23T18:17:23 (60.1 KB)

25F-H030-REL Decision – 1288177.pdf

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25F-H030-REL Decision – 1293820.pdf

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25F-H030-REL Decision – 1313134.pdf

Uploaded 2026-01-23T18:17:35 (114.8 KB)





Briefing Doc – 25F-H030-REL


Administrative Hearing Briefing:Maiden v. Val Vista Lakes Community Association

Executive Summary

This document provides a comprehensive analysis of the administrative hearing case Sharon M. Maiden v. Val Vista Lakes Community Association (No. 25F-H030-REL), adjudicated by the Arizona Office of Administrative Hearings. The petitioner, Sharon Maiden, a former board member, alleged that the association selectively enforced its bylaws to disqualify her from running for the board and violated Arizona’s open meeting laws by making this decision in a closed executive session.

The central conflict revolved around the interpretation of a 2021 bylaw amendment that shortened board member term limits. The petitioner argued for a prospective application, which would reset the term-limit clock for sitting board members, while the respondent association argued for an interpretation that counted prior service.

On June 2, 2025, Administrative Law Judge Velva Moses-Thompson issued a decision denying the petition in its entirety. The judge concluded that the association’s board acted within the bounds of Arizona statute (A.R.S. § 33-1804(A)) by holding a closed session to consider legal advice. Furthermore, the judge found that the petitioner failed to prove a bylaw violation, reasoning that the association’s interpretation was consistent with the membership’s clear intent to shorten, not lengthen, the potential tenure of board members.

——————————————————————————–

Case Overview

Case Name

Sharon M. Maiden v. Val Vista Lakes Community Association

Case Number

25F-H030-REL

Tribunal

Arizona Office of Administrative Hearings (OAH)

Petitioner

Sharon M. Maiden

Respondent

Val Vista Lakes Community Association

Respondent’s Counsel

Josh Bolen, Esq. (CHDB Law LLP)

Presiding Judge

Velva Moses-Thompson

Petition Allegations

The petition, filed by Sharon Maiden on December 15, 2024, asserted two primary violations by the Val Vista Lakes Community Association:

1. Selective Enforcement of Bylaws: An alleged violation of Article IV, Sections 2 and 3 of the Association’s Bylaws, stemming from the board’s decision to disqualify the petitioner from running for a board position in 2024 based on its interpretation of term limits.

2. Open Meeting Law Violation: An alleged violation of Arizona Revised Statutes (A.R.S.) § 33-1804(A), contending that the board failed to hold an open meeting when it made the binding decision to disqualify her candidacy.

Initially filed as a single-issue petition for which a $500 fee was paid, the OAH ordered on March 12, 2025, that the petitioner must either pay an additional $500 to pursue both issues or select one to proceed with at the hearing.

——————————————————————————–

Procedural History

January 27, 2025: The Arizona Department of Real Estate refers the petition to the OAH for an administrative hearing.

February 4, 2025: Respondent files a Motion to Strike the Petition, arguing the petitioner improperly disclosed attorney-client privileged communications.

February 11, 2025: Administrative Law Judge Kay A. Abramsohn denies the Motion to Strike. The hearing is continued to March 26, 2025.

March 26, 2025: The first day of the evidentiary hearing is conducted.

April 11, 2025: A further hearing is conducted. At its conclusion, the record is held open to allow for post-hearing briefing.

May 13, 2025: The post-hearing briefing period concludes, and the record is closed.

June 2, 2025: The Administrative Law Judge (ALJ) issues the final decision, denying the petition.

Central Dispute: Interpretation of Bylaw Term Limits

The core of the dispute was the interpretation of Article IV, Section 2 of the association’s bylaws, which was amended in 2021. The amendment’s purpose, as testified by multiple witnesses, was to shorten the length of time directors could serve on the board.

Evolution of the Bylaw

2012 Bylaws: Introduced term limits for the first time, establishing a maximum of three consecutive two-year terms (six years total), followed by a required one-year break.

2021 Bylaws: The membership approved a rewrite that reduced term limits to two consecutive elected two-year terms (four years total), followed by a required two-year break.

Both versions of the bylaw contained the following critical sentence: “Commencing with the first Annual Meeting after the adoption of these Amended and Restated Bylaws, Directors will be subject to term limits as follows.” The meaning of this sentence became the primary point of contention.

Competing Interpretations

Position

Argument Summary

Key Evidence and Testimony

Petitioner’s Position (Prospective Application)

The “Commencing with…” language resets the clock. Terms served before the 2021 amendment should not count toward the new, shorter limits. The association’s sudden shift to a retroactive interpretation was selective and targeted.

William Sutell (Former President): Testified the intent was to “reset the clock for everybody.” His 2022 newsletter stating his “term limit of four years is up” was “ineloquent” and meant to express he was tired of serving.
Douglas Keats (Former Board Member): Stated the intent of the rewrite was to “Go forward.”
Historical Precedent: The association, based on a 2016 legal opinion from Goodman Law Group, had allowed Director Cheryl McCoy to serve nine consecutive years despite the 2012 bylaw’s six-year limit.
Legal Opinions: An opinion from Krupnik & Speas in November 2023 stated the 2021 bylaws were prospective, not retroactive.

Respondent’s Position (Prior Service Counts)

The clear intent of the membership and the bylaw committee was to shorten terms. The petitioner’s interpretation creates a loophole allowing sitting board members to serve for 8 or more years, directly contradicting the amendment’s purpose.

Jill Brown (Bylaw Committee Chair): Testified the committee’s intent was to apply the new limits to sitting directors and there was no discussion of “grandfathering” anyone.
Bryan Patterson (Current President): Testified that the membership voted for two two-year terms “and that’s it.”
Sutell’s 2022 Newsletter: Presented as a direct admission from the former president that the four-year limit applied to him based on his service from 2018-2022.
Drafting Logic: The “Commencing with…” clause is a standard legal provision to prevent a new rule from invalidating a board member’s current term, not to erase their entire service history.

Central Dispute: Alleged Open Meeting Law Violation

The second major issue concerned the board’s decision-making process. On October 11, 2024, the board held a closed executive session where it voted 5-4 to accept the legal opinion of its counsel (CHDB Law) and disqualify Ms. Maiden from the ballot.

Competing Arguments

Position

Argument Summary

Key Evidence and Testimony

Petitioner’s Argument (Violation of A.R.S. § 33-1804(A))

The vote to disqualify a candidate was a final, binding decision that must be made in an open meeting. The closed session was not justified under the narrow exceptions of the statute.

Improper Notice: The meeting notice cited the incorrect statute (for condominiums, not planned communities) and was not properly distributed to all board members.
Lack of Statutory Justification: No attorney was present at the meeting, and there was no pending litigation at that specific moment. The agenda item was to “accept opinion,” not simply “receive advice.”

Respondent’s Argument (Compliance with Law)

The executive session was permissible under A.R.S. § 33-1804(A)(1), which allows closed meetings for the “consideration of… Legal advice from an attorney for the board or the association” and matters concerning “pending or contemplated litigation.”

Contemplated Litigation: Testimony indicated that Ms. Maiden had threatened to file an ADR complaint or lawsuit.
Consideration of Legal Advice: The board was reviewing three separate legal opinions regarding Ms. Maiden’s eligibility.
Petitioner’s Participation: Ms. Maiden was present at the meeting, participated in the vote, and did not object to the session being held in private at that time.

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Administrative Law Judge’s Decision and Rationale

The ALJ denied Ms. Maiden’s petition on both counts, finding that she failed to meet her burden of proof by a preponderance of the evidence.

Ruling on the Open Meeting Law

The ALJ concluded that the board did not violate A.R.S. § 33-1804(A).

Key Rationale: The evidence demonstrated that the board met in executive session “to consider a legal opinion regarding the 2021 Amendment.” This action falls squarely within the statutory exception outlined in A.R.S. § 33-1804(A)(1).

On Disclosure: The statute permits, but does not require, the board to disclose information from such a session after a “final resolution.” As the matter was still being litigated, no final resolution had been reached.

Ruling on the Bylaw Violation

The ALJ concluded that the petitioner failed to establish that the respondent violated Article IV of its bylaws.

Key Rationale: The judge focused on the underlying purpose of the 2021 amendment, which testimony from both sides confirmed was to “prevent Board members from serving for long periods of time.”

Rejection of Petitioner’s Interpretation: The decision noted that the petitioner, along with her witnesses, admitted that their interpretation “would have allowed the then-sitting Board Members the right to serve 6, 8, and potentially 10-year term limits.” The ALJ found this outcome would be contrary to the amendment’s purpose.

Jurisdictional Note: The decision explicitly stated that the “issue of selective enforcement is not within the jurisdiction of the tribunal.” The ruling was based on the interpretation of the bylaw’s text and intent, not on whether it was applied unevenly.

Final Order

“IT IS ORDERED that Petitioners’ petition is denied because she has not established that Respondent’s Board violated A.R.S. § 33-1804 or Article IV, Sections 2 and 3 of the Bylaws.”






Study Guide – 25F-H030-REL


Administrative Hearing Study Guide: Maiden v. Val Vista Lakes Community Association

Short-Answer Quiz

Answer each of the following questions in 2-3 sentences, based on the provided source context.

1. What were the two primary legal issues Sharon Maiden raised in her petition against the Val Vista Lakes Community Association?

2. What was the key phrase in the 2021 bylaws that became the central point of interpretive conflict regarding term limits?

3. According to the hearing testimony, what were the main purposes of the 2021 bylaw committee’s rewrite of the association’s bylaws?

4. Explain the Respondent’s justification for holding a closed executive session on October 11, 2024, to decide on Sharon Maiden’s eligibility.

5. How did the legal opinions from the Goodman Law Group (Ashley Turner) and Krupnik & Spees (Adrien Speed) support the Petitioner’s case?

6. Describe the key piece of evidence the Respondent used involving former board president William (Bill) Sutell to argue against a prospective interpretation of the term limits.

7. What decision did the Board of Directors make during the October 11, 2024, executive session, and what was the final vote count?

8. What procedural issue did Petitioner Douglas Keats identify with the notice for the October 11, 2024, executive session?

9. According to witness Jill Brown, what was the general intent of the bylaw committee and community members regarding the length of board service?

10. What were the final conclusions of the Administrative Law Judge in the June 2, 2025, decision?

——————————————————————————–

Answer Key

1. Petitioner Sharon Maiden alleged that the Respondent (1) selectively enforced the Bylaws in violation of Article IV, Sections 2 and 3, and (2) failed to hold an open meeting when it decided to disqualify her from running for the Board, in violation of Arizona Revised Statutes (A.R.S.) § 33-1804(A).

2. The central point of conflict was the phrase in Article IV, Section 2: “Commencing with the first Annual Meeting after the adoption of these Amended and Restated Bylaws, Directors will be subject to term limits…” The Petitioner argued this indicated a prospective “reset,” while the Respondent argued it did not erase prior service.

3. Testimony from witnesses like Douglas Keats and William Sutell indicated the rewrite was intended to address multiple issues, not just term limits. Key purposes included establishing secret ballots, eliminating the nominating committee which was seen as counter to the CCNRs, and creating a formal procedure for replacing board members based on vote counts rather than board appointments.

4. The Respondent justified the closed session under A.R.S. § 33-1804(A)(1), which allows for closed meetings to consider legal advice from an attorney. The board was discussing three separate legal opinions regarding Ms. Maiden’s eligibility and also noted that Ms. Maiden had contemplated legal action against the association.

5. The Petitioner argued that these opinions demonstrated a consistent historical interpretation by the association’s own general counsels. Both opinions stated that the term limit language in the 2012 and 2021 bylaws should be interpreted prospectively, meaning terms served prior to the adoption of the new bylaws did not count toward the new limits.

6. The Respondent heavily relied on a November 2022 newsletter message from then-president Bill Sutell. In it, Mr. Sutell stated, “This will be my last president’s message to the community as my term limit of four years is up,” which the Respondent argued was an admission that the term limits were not reset by the 2021 bylaw amendment.

7. The Board of Directors voted to accept the opinion of CHDB Law LLP regarding term limits, which effectively disqualified Sharon Maiden from running in the 2024 election. The motion passed with a vote of 5 to 4.

8. Douglas Keats testified that the email notice for the executive session was not sent to him or two other board members (Christine Rucker and Curtis Weile) at their correct addresses, while it was sent to a former board member. He also noted the notice cited an incorrect statute (A.R.S. § 33-1248 for condominiums) instead of the one for planned communities.

9. Jill Brown, who chaired the bylaw committee, testified that the general consensus of the committee and community members was that they did not want directors serving for long periods. The intent was to shorten the available terms to encourage turnover and prevent directors from serving for “excessive amounts of time.”

10. The Administrative Law Judge denied Sharon Maiden’s petition. The Judge concluded that the Respondent did not violate A.R.S. § 33-1804(A) because the closed meeting to consider legal advice was permissible. Furthermore, the Judge found Maiden failed to prove a violation of the bylaws, stating the purpose of the 2021 amendment was to prevent long service periods, and deemed the issue of selective enforcement to be outside the tribunal’s jurisdiction.

——————————————————————————–

Essay Questions

Construct detailed responses to the following prompts, synthesizing evidence and arguments from across the source documents. Do not provide answers.

1. Analyze the legal arguments presented by both the Petitioner and Respondent regarding the proper interpretation of A.R.S. § 33-1804 (Arizona’s open meeting law). Discuss the specific actions taken by the board and how each party framed those actions in the context of the statute’s exceptions for closed sessions.

2. Compare and contrast the testimonies of William Sutell and Douglas Keats with that of Jill Brown. How did their recollections and interpretations of the bylaw committee’s intent differ, particularly concerning whether the new term limits should apply prospectively or retroactively to sitting board members?

3. Trace the evolution of the Val Vista Lakes Community Association’s bylaws regarding term limits from 2012 to 2021. Evaluate the arguments concerning “long-standing practice” and “selective enforcement,” referencing the specific cases of board members Cheryl McCoy, William Sutell, and Sharon Maiden.

4. Examine the role of conflicting legal advice in this dispute. Discuss the different opinions offered by the Goodman Law Group, Krupnik & Spees, and CHDB Law LLP, and analyze how the Board of Directors chose to navigate these contradictory recommendations.

5. The Administrative Law Judge’s final decision states that the “issue of selective enforcement is not within the jurisdiction of the tribunal.” Based on the testimony and arguments presented, construct an argument that Sharon Maiden might have made regarding selective enforcement, and explain why the Respondent would have refuted it.

——————————————————————————–

Glossary of Key Terms and Entities

Term / Entity

Definition

Administrative Law Judge (ALJ)

An independent judge who presides over administrative hearings. In this case, Kay A. Abramsohn and Velva Moses-Thompson served as ALJs.

Arizona Department of Real Estate (Department)

The state agency authorized to receive and decide on petitions from members of homeowners’ associations. It referred this case to the OAH.

Arizona Revised Statutes (A.R.S.)

The codified laws of the state of Arizona. Key statutes in this case include § 33-1804(A) and § 32-2199.

A.R.S. § 33-1804(A)

The Arizona statute concerning open meeting laws for planned community associations. It mandates that meetings be open to members but provides specific, limited exceptions for closed (executive) sessions, such as to discuss legal advice.

Bolen, Josh

An attorney with CHDB Law LLP who served as counsel for the Respondent, Val Vista Lakes Community Association.

Brown, Jill

A witness for the Respondent. She served as the chair of the 2021 bylaw committee and was a current board member at the time of the hearing.

Bylaw Committee

A committee established by the board in 2021 to review and recommend changes to the association’s bylaws. Its members included Jill Brown, William Sutell, and Douglas Keats.

Carpenter Hazelwood (CHDB LAW LLP)

The law firm that represented the Respondent. The Petitioner filed an unsuccessful motion to disqualify the firm.

Covenants, Conditions, and Restrictions. The governing documents for the community. The 2021 bylaw committee sought to address bylaw provisions that were counter to the CCNRs, such as the nominating committee.

Commencing with…

The key phrase in Article IV, Section 2 of the bylaws that was central to the dispute. The Petitioner argued it signaled a prospective application of term limits, while the Respondent disagreed.

Executive Session

A closed meeting of the Board of Directors, permitted under A.R.S. § 33-1804(A) for specific purposes, such as discussing legal advice or pending litigation.

Keats, Douglas

A witness for the Petitioner. He was a former board member who served as secretary of the 2021 bylaw committee.

Maiden, Sharon M.

The Petitioner in the case, a homeowner in Val Vista Lakes and a former member of its Board of Directors who was disqualified from running for a third consecutive term.

Office of Administrative Hearings (OAH / Tribunal)

The independent state agency that conducted the administrative hearing for this case after referral from the Department of Real Estate.

Patterson, Bryan

A witness for the Respondent. He was the HOA President at the time of the hearing and was Vice President when the vote to disqualify the Petitioner occurred.

Petitioner

The party who files a petition initiating a legal action. In this case, Sharon M. Maiden.

Preponderance of the Evidence

The standard of proof in this administrative hearing, defined as evidence that is more likely true than not. The ALJ found the Petitioner failed to meet this burden.

Prospective Interpretation

The argument that a new rule or law applies only “going forward” from its effective date and does not consider service or actions that occurred prior to that date. This was the Petitioner’s central argument.

Respondent

The party against whom a petition is filed. In this case, Val Vista Lakes Community Association.

Retroactive Interpretation

The argument that a new rule or law applies to past events, meaning prior service on the board would count against the newly established term limits. This was the Respondent’s position.

Sutell, William (Bill)

A witness for the Petitioner. He is an attorney, a former board president, and served on the 2021 bylaw committee.

Val Vista Lakes Community Association

The Respondent in the case; a homeowners’ association (HOA) in Gilbert, Arizona.






Blog Post – 25F-H030-REL


5 Surprising Lessons from an HOA War Over a Single Sentence

Introduction: The Butterfly Effect of Bylaws

For many homeowners, the rules set by their homeowners’ association (HOA) can feel arbitrary, buried in dense legal documents. But the precise wording of those governing documents has massive, unforeseen consequences—a legal butterfly effect where a minor change creates a major storm. This dynamic was on full display in the case of Sharon Maiden vs. Val Vista Lakes Community Association, where one seemingly simple sentence sparked a complex, year-long legal dispute.

The case offers a masterclass in the tension between the technical reading of a text versus its clear, underlying intent. It provides surprising insights into law, community governance, and human nature. Here are five key lessons from this HOA war over a single sentence.

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1. One Sentence, Two Meanings, and a Mountain of Legal Bills

A 2021 bylaw amendment, designed to reduce board member term limits, lit the fuse for the central conflict. The entire dispute hinged on the interpretation of one introductory phrase, demonstrating just how much can ride on a few words.

The critical sentence from Article IV, Section 2 of the 2021 Bylaws reads:

“Commencing with the first Annual Meeting after the adoption of these Amended and Restated Bylaws, Directors will be subject to term limits as follows.”

This single sentence gave rise to two completely opposite interpretations:

The “Reset” Theory (Petitioner’s view): Proponents argued this language meant the term limit clock reset for all sitting board members. Under this view, their prior years of service didn’t count toward the new, shorter limit. This interpretation seemed solid, even supported by a formal legal opinion from the association’s previous general counsel, attorney Adrien Spees.

The “Look-Back” Theory (Respondent’s view): The association argued the phrase was merely a legal formality to prevent sitting members from being disqualified mid-term. They contended that a board member’s prior service absolutely still counted toward the new limit.

The fact that this ambiguity was enough to fuel a formal administrative hearing shows the high stakes of precise legal drafting. What’s truly surprising is how a standard legal phrase like “Commencing with…” could be interpreted so diametrically as to potentially erase years of board service from the term-limit calculation.

2. The Architect of the Rule Became Its Most Complicated Case

One of the most fascinating aspects of the case involved the testimony of Bill Sutell, the former Board President. Mr. Sutell was in charge when the 2021 bylaw changes were drafted and approved, and he testified in support of the “reset” theory, which would have allowed him and other members to serve longer.

However, the strongest piece of evidence used against his position came from his own hand. In a 2022 newsletter to the community, Mr. Sutell had written:

“This will be my last president’s message to the community as my term limit of four years is up.”

When questioned, he explained the statement was “ineloquent.” He testified he was tired and had a “self-imposed term limit” because he “didn’t want to be a career board member.” This created a paradox where the rule’s architect argued for one interpretation in court while his own public statement seemed to support the opposing view. As community governance analysts, we see a crucial lesson here: for HOA volunteers, informal communications like a newsletter can be scrutinized with the same intensity as a legal document—a trap many well-meaning leaders are unprepared for.

3. Why a “Correct” Interpretation Can Still Be Wrong

The petitioner’s side came to the hearing with what seemed like very strong evidence. They had testimony about the bylaw committee’s intent and presented a formal legal opinion from attorney Adrien Spees that appeared to settle the matter:

“This amendment is prospective not retroactive. The Term limits only apply to directors elected beginning the first annual meeting following November 9th, 2021. Thus, a director who has served for several years before November 9th, 2021 will still be eligible to serve two consecutive terms after November 9th, 2021.”

This seems clear-cut. However, the argument that ultimately won focused not on what the words said, but on what they would do. The fatal blow to the “reset” theory came not from the respondent’s lawyers, but from the petitioner’s own key witnesses. During testimony, both Sutell and another witness, Douglas Keats, admitted that their interpretation would create a massive loophole, allowing sitting board members “the right to serve 6, 8, and potentially 10-year term limits.” This admission was critical. The Administrative Law Judge rejected an interpretation—even one supported by a legal opinion—because it led to an “absurd result” that directly contradicted the stated purpose of the rule, which was to shorten term limits, not accidentally lengthen them for a select few.

4. The Peril of a Closed-Door Meeting

The second major issue was the claim that the board violated Arizona’s open meeting laws. The vote to disqualify Sharon Maiden from the 2024 ballot was not taken in public. Instead, it happened during a closed executive session while she, a sitting board member, was present.

The board justified the closed-door meeting by stating they were discussing legal advice and contemplated litigation, a valid exception under A.R.S. § 33-1804. However, the ALJ’s final decision highlighted a crucial detail:

“Petitioner was a member of the Board at the time of the meeting and did not object to the Board voting on whether Article IV, Section 2 of Respondent’s Bylaws permitted Petitioner to run for the board…”

This offers a stark lesson. A person’s failure to object to a process in the moment can significantly weaken their ability to challenge it later. It’s easy to see why someone might stay silent: they may be intimidated, unsure of the rules, or simply not realize the procedural gravity of their silence. This surprising takeaway underscores that understanding the rules of order as they are happening is critical, because silence can be interpreted as consent.

5. The “Why” Trumped the “What”

The story concluded when the Administrative Law Judge denied the petitioner’s case on both counts. In the face of ambiguous text and competing legal opinions, the judge focused on the fundamental purpose of the 2021 bylaw amendment. The final decision stated:

“…the preponderance of the evidence presented at hearing shows that the purpose of the 2021 amendment was to prevent Board members for serving on the Board for long periods of time.”

In this legal gray area, the underlying intent—the “why” behind the rule—proved more powerful than the technical arguments about the “what.” The judge determined that an interpretation creating 10-year term limits could not possibly align with the members’ vote to prevent people from serving for long periods. The surprising lesson is that even when the text is debatable, the spirit of a rule can become the most decisive factor in its application.

——————————————————————————–

Conclusion: Are You Sure You Know What Your Rules Mean?

The Val Vista Lakes case is a powerful reminder that the words in bylaws are not just suggestions; they have real-world power to shape communities, define rights, and launch costly legal battles. Bylaws are “living documents” in the sense that they have a daily impact, but they are dangerously “dead documents” if members don’t understand them. The consequences are not just financial. At the hearing, former president Bill Sutell gave a poignant final statement explaining his departure from the community he had worked so hard to serve: “I sold my home that this was more than I needed in my retirement.”

This case is a cautionary tale about the human cost of ambiguity. It leaves every HOA member with a final, thought-provoking challenge: When was the last time you read your community’s governing documents, and are you willing to actively question ambiguity and push for clarity before a conflict arises?


Case Participants

Petitioner Side

  • Sharon M. Maiden (petitioner)
    Val Vista Lakes Community Association
    Former board member/candidate
  • William Sutel (witness)
    Val Vista Lakes Community Association
    Former board president; bylaw committee member
  • Douglas Keats (witness)
    Val Vista Lakes Community Association
    Board member; bylaw committee member; requested subpoena for him
  • Jeremy Whitaker (petitioner)
    Val Vista Lakes Community Association
    Filed ADR complaint

Respondent Side

  • Josh Bolen (HOA attorney)
    CHDB Law LLP
    Counsel for Val Vista Lakes Community Association; requested subpoena for him
  • Jill Brown (board member)
    Val Vista Lakes Community Association
    Bylaw committee chair; respondent witness
  • Bryan Patterson (board president)
    Val Vista Lakes Community Association
    Respondent witness; Also listed as subpoenaed witness
  • Chuck Oldham (HOA attorney)
    CHDB Law LLP
  • Mel McDonald (board president)
    Val Vista Lakes Community Association
    Requested subpoena; board member
  • Vicki Goslin (attorney staff)
    CHDB Law LLP

Neutral Parties

  • Velva Moses-Thompson (ALJ)
    OAH
  • Susan Nicolson (Commissioner)
    ADRE
  • Kay A. Abramsohn (ALJ)
    OAH
  • Ashley Turner (attorney)
    Goodman Law Group
    Wrote 2016 legal opinion; Also listed as subpoenaed witness
  • Jessica Misto (attorney)
    Provided legal review/opinion
  • Adrienne Speed (attorney)
    Cartik and Speed
    General counsel who wrote 2023 opinion

Other Participants

  • Diana Ebertshauser (witness)
    Requested subpoena; candidate
  • Brodie Hurtado (witness)
    Requested subpoena; candidate
  • Timothy Hedrick (witness)
    Requested subpoena
  • Christine Rucker (board member)
    Val Vista Lakes Community Association
    Requested subpoena
  • Curtis Weile (board member)
    Val Vista Lakes Community Association
    Requested subpoena
  • Cheryl McCoy (former board president)
    Val Vista Lakes Community Association
  • Brian Solomon (former board member)
    Val Vista Lakes Community Association
  • Dustin Snow (former director)
    Val Vista Lakes Community Association
  • Wendy Rhodess (bylaw committee member)
    Val Vista Lakes Community Association
  • Jonathan Everhouser (attorney)
    CHDB Law LLP
    Bylaw committee member
  • Laura Henry (property manager)
    First Service Residential
    General Manager
  • Leslie Johnson (former director)
    Val Vista Lakes Community Association
  • John Walls (former board member)
    Val Vista Lakes Community Association
    Community member

Tatum Highlands Community Association, INC. vs Matthew P. Petrovic

Case Summary

Case ID 25F-H019-REL
Agency ADRE
Tribunal OAH
Decision Date 2025-07-01
Administrative Law Judge Velva Moses-Thompson
Outcome loss
Filing Fees Refunded $0.00
Civil Penalties $0.00

Parties & Counsel

Petitioner Tatum Highlands Community Association, INC Counsel Danny M. Ford, Esq.
Respondent Matthew P. Petrovic Counsel

Alleged Violations

A.R.S. § 32-2199.04

Outcome Summary

The Commissioner of the Department of Real Estate granted the Respondent's request for rehearing of the underlying ALJ Decision.

Why this result: The Commissioner found grounds (errors of law and arbitrary decision) sufficient to grant the Respondent's motion for rehearing.

Key Issues & Findings

Rehearing Request: Errors of Law and Arbitrary Decision

Respondent Matthew Petrovic successfully requested rehearing of the original ALJ decision, alleging errors of law, improper evidence rejection, procedural irregularities, and that the findings were arbitrary or capricious regarding alleged HOA enforcement violations (landscape, paint, walkway denial).

Orders: The Commissioner granted the rehearing request based on grounds of error in the admission or rejection of evidence or other errors of law, and that the findings or decision was arbitrary, capricious, or an abuse of discretion.

Filing fee: $0.00, Fee refunded: No

Disposition: respondent_win

Cited:

  • A.R.S. § 32-2199.04
  • Arizona Administrative Code R4-28-1310
  • A.R.S. § 41-1092.09

Analytics Highlights

Topics: HOA Dispute, Rehearing, Procedural Error, Arbitrary Decision, Selective Enforcement
Additional Citations:

  • A.R.S. § 32-2199.04
  • Arizona Administrative Code R4-28-1310
  • A.R.S. § 41-1092.09

Audio Overview

Decision Documents

25F-H019-REL Decision – 1301437.pdf

Uploaded 2026-01-23T18:14:36 (137.3 KB)

25F-H019-REL Decision – 1327903.pdf

Uploaded 2026-01-23T18:14:44 (2245.4 KB)

25F-H019-REL Decision – 1344402.pdf

Uploaded 2026-01-23T18:14:49 (57.4 KB)

25F-H019-REL Decision – 1353469.pdf

Uploaded 2026-01-23T18:14:53 (73.9 KB)

25F-H019-REL Decision – 1353471.pdf

Uploaded 2026-01-23T18:14:58 (9.4 KB)

25F-H019-REL Decision – 1364458.pdf

Uploaded 2026-01-23T18:15:02 (59.3 KB)

25F-H019-REL Decision – 1381249.pdf

Uploaded 2026-02-11T07:31:56 (233.9 KB)





Briefing Doc – 25F-H019-REL


Briefing Document: Tatum Highlands Community Association, INC vs. Matthew Petrovic

Executive Summary

This document synthesizes the key events, arguments, and rulings in the administrative dispute between homeowner Matthew Petrovic (Respondent) and the Tatum Highlands Community Association, INC (Petitioner), case number 25F-H019. Following an initial Administrative Law Judge (ALJ) decision on May 5, 2025, that found the Petitioner to be the prevailing party, the Respondent successfully petitioned for a rehearing.

The Respondent’s request for a rehearing was based on several grounds, including the misinterpretation of evidence regarding landscaping (Sago palms), insufficient evidence for a paint violation, and the arbitrary denial of a medically necessary walkway. Critically, Mr. Petrovic also cited significant procedural failures, alleging he was denied due process because he was misinformed about the nature of the original hearing and was thus unprepared and without legal counsel. He further claimed that the Petitioner’s witness provided false testimony and that key evidence was improperly excluded.

The Petitioner objected to the rehearing request, arguing solely that it was filed five days past the statutory 30-day deadline. Despite this objection, the Commissioner of the Arizona Department of Real Estate granted the rehearing. The official order cites two specific grounds for granting the request: “Error in the admission or rejection of evidence or other errors of law occurring during the proceeding,” and “That the findings of fact or decision is arbitrary, capricious, or an abuse of discretion.” A subsequent continuance has moved the new hearing to October 22, 2025.

Case Overview and Procedural History

The case involves a dispute between a homeowner and his HOA that was initially adjudicated by the Office of Administrative Hearings (OAH). The homeowner, Matthew Petrovic, appealed the initial decision to the Arizona Department of Real Estate (ADRE) Commissioner and was granted a new hearing.

Key Parties and Representatives:

Name/Entity

Affiliation

Petitioner

Tatum Highlands Community Association, INC

Attorney for Petitioner

Danny M. Ford, Esq.

Goodman Law Group

Respondent

Matthew P. Petrovic

Original ALJ

Velva Moses–Thompson

Office of Administrative Hearings

Deputy Commissioner

Mandy Neat

Arizona Department of Real Estate

ALJ for Continuance

Nicole Robinson

Office of Administrative Hearings

Timeline of Events:

Description

April 15, 2025

Original Hearing

The initial hearing on the dispute takes place.

May 5, 2025

Initial ALJ Decision

ALJ Velva Moses–Thompson issues a decision deeming the Petitioner the “prevailing party.” The decision includes a notice of a 30-day deadline to request a rehearing.

June 9, 2025

Rehearing Request Filed

Respondent Matthew Petrovic files a Dispute Rehearing Request with the ADRE Commissioner.

June 17, 2025

Objection to Rehearing

The Petitioner files a timely response, objecting to the rehearing request on the grounds that it was filed five days past the deadline.

July 3, 2025

Rehearing Granted

The ADRE Deputy Commissioner issues an “Order Granting Rehearing Request.”

July 23, 2025

Notice of Hearing Issued

A notice for the new hearing is issued (as referenced in a later document).

August 28, 2025

Continuance Granted

At the Respondent’s request, ALJ Nicole Robinson grants a continuance for the hearing.

October 22, 2025 (1:00 PM)

Scheduled Rehearing

The new, continued date for the rehearing is set.

Respondent’s Grounds for Rehearing Petition

Matthew Petrovic submitted a detailed petition outlining four primary areas of concern: the factual basis for the violations, procedural irregularities, false testimony, and a lack of due process.

1. Landscape Violation – Sago Palms

Mr. Petrovic argues the ruling that Sago palms are prohibited was incorrect and contradicted the evidence he presented.

Evidence Submitted: He claims to have provided copies of the CC&Rs, documentation from the Arizona Municipal Water Users Association (AMWUA) classifying Sago palms as drought-tolerant plants and not true palm trees, and supporting witness testimony.

Allegation of False Testimony: He asserts that the petitioner’s witness, identified as “Kevin,” gave false testimony under oath by stating the plants were not allowed, despite being presented with contrary evidence.

New Evidence: Since the hearing, Mr. Petrovic states he has directly contacted AMWUA, which confirmed Sago palms are not in the palm family. He also notes that a current board member is willing to testify that the plants are permitted under the HOA’s governing documents.

2. Paint Condition Dispute

The petition contends that the ruling on his home’s paint being “in disrepair” was not supported by credible evidence.

Conflicting Testimony: Three witnesses, including Mr. Petrovic, testified that the paint is in good condition. The individual who testified against the paint’s condition is reportedly no longer a sitting board member.

Prior Approval and Inconsistent Reasoning: The exterior paint was reviewed and approved by the HOA board when he purchased the home. He alleges the board has demonstrated “inconsistent reasoning” by first claiming the violation was due to the paint needing to be two colors and later changing the reason to “disrepair.”

Lack of Evidence from Petitioner: The petition states the board has not submitted objective proof, such as photographs or condition reports, to support its claim. Mr. Petrovic views these actions as potential “selective enforcement and retaliation” for his opposition to prior board actions.

3. Paver Walkway Denial

Mr. Petrovic claims the HOA has engaged in selective enforcement and bad faith by repeatedly denying his application for a modified walkway over the past three years.

Medical Necessity: The walkway modifications are supported by a physician’s letter referencing chronic back and shoulder conditions.

Selective Enforcement: Similar walkways have allegedly been approved for other homeowners, yet his requests have been denied without justification.

Violation of CC&Rs: He argues the denial violates the community’s CC&Rs, which require the board to act reasonably and impartially, and that the denial could be viewed as discrimination.

4. Procedural and Due Process Concerns

A significant portion of the petition focuses on procedural failures that Mr. Petrovic believes deprived him of a fair hearing.

Exclusion of Evidence: He states that key evidence relevant to his claim of selective enforcement was excluded from the hearing due to concerns about third-party privacy.

Misunderstanding of Hearing Nature: Mr. Petrovic was “led to believe the meeting was a mediation session” and was unaware that binding decisions could result.

Inability to Prepare Defense: Due to this misunderstanding and “financial hardship,” he was unable to retain legal counsel or properly prepare his case, which he argues “constitutes a denial of due process.”

Petitioner’s Objection to Rehearing

The Tatum Highlands Community Association, through its attorney Danny M. Ford of Goodman Law Group, filed an objection based on a single procedural argument.

Untimely Filing: The Petitioner’s core argument is that the request for rehearing was time-barred.

◦ The decision was served on May 5, 2025.

◦ The 30-day statutory deadline, per A.R.S. § 41-1092.09, was June 4, 2025.

◦ Mr. Petrovic filed his request on June 9, 2025, five days late.

Notice of Deadline: The objection notes that the deadline was “plainly written on the very Decision” and that being unrepresented is not an excuse for missing it.

Requested Action: The Petitioner respectfully requested that the ALJ deny and dismiss the rehearing request as untimely.

Official Rulings and Current Status

Order Granting Rehearing Request

On July 3, 2025, Deputy Commissioner Mandy Neat of the Arizona Department of Real Estate issued an order granting Mr. Petrovic’s request. The order implicitly overruled the Petitioner’s objection regarding the filing deadline. The Commissioner cited two of the grounds available for granting a rehearing, which directly align with the arguments made in Mr. Petrovic’s petition:

1. Error in the admission or rejection of evidence or other errors of law occurring during the proceeding.

2. That the findings of fact or decision is arbitrary, capricious, or an abuse of discretion.

Order Granting Continuance and Current Status

An order dated August 28, 2025, from Administrative Law Judge Nicole Robinson shows that the rehearing was continued at the request of the Respondent, Matthew Petrovic.

The rehearing is officially scheduled to take place on October 22, 2025, at 1:00 PM.






Study Guide – 25F-H019-REL


{
“case”: {
“docket_no”: “25F-H019-REL-RHG”,
“case_title”: “Tatum Highlands Community Association, Inc. v. Matthew P. Petrovic”,
“decision_date”: “2025-12-26”,
“alj_name”: “Nicole Robinson”,
“tribunal”: “OAH”,
“agency”: “ADRE”
},
“questions”: [
{
“question”: “Who has the burden of proof in an HOA violation hearing?”,
“short_answer”: “The Petitioner (usually the HOA initiating the case) bears the burden of proof.”,
“detailed_answer”: “In an administrative hearing regarding HOA disputes, the party filing the petition (the Petitioner) must prove that the other party violated the governing documents by a preponderance of the evidence.”,
“alj_quote”: “In this proceeding, Petitioner bears the burden of proving by a preponderance of the evidence that Respondent violated the aforementioned CC&Rs and Design Guidelines.”,
“legal_basis”: “ARIZ. ADMIN. CODE R2-19-119”,
“topic_tags”: [
“burden of proof”,
“legal standards”,
“procedure”
]
},
{
“question”: “What is the standard of proof used in these hearings?”,
“short_answer”: “Preponderance of the evidence.”,
“detailed_answer”: “The standard is ‘preponderance of the evidence,’ which means the existence of a contested fact is more probable than not.”,
“alj_quote”: “A preponderance of the evidence means ‘proof which leads the [trier of fact] to find that the existence of the contested fact is more probable than its nonexistence.'”,
“legal_basis”: “In re William L., 211 Ariz. 236, 238 (App. 2005)”,
“topic_tags”: [
“legal standards”,
“evidence”
]
},
{
“question”: “Can I install a driveway extension without prior HOA approval if neighbors have similar ones?”,
“short_answer”: “No. You must seek approval first.”,
“detailed_answer”: “Even if neighbors have similar features, failing to seek Architectural Review Committee (ARC) approval prior to installation constitutes a violation of the CC&Rs. The presence of other potentially non-compliant homes does not excuse the failure to follow the approval process.”,
“alj_quote”: “Regardless, the record has established that Respondent did not seek ARC approval prior to installing the paver driveway extension. … As such, Petitioner has established that Respondent violated CC&R, Section 4.2.1.”,
“legal_basis”: “CC&R Section 4.2.1”,
“topic_tags”: [
“architectural control”,
“driveways”,
“selective enforcement”
]
},
{
“question”: “What happens if I plant trees that the Architectural Committee specifically denied?”,
“short_answer”: “It is a violation of the governing documents.”,
“detailed_answer”: “Proceeding to install landscaping that was explicitly denied by the Architectural Review Committee establishes a clear violation of the community’s restrictions.”,
“alj_quote”: “In regard to the pigmy palm tree matter, the evidence clearly established that Respondent requested to plant two pigmy palm trees in his front yard, was denied by ARC, and planted them anyway. … Hence, Petitioner has established that Respondent violated CC&R Section 4.2.7.”,
“legal_basis”: “CC&R Section 4.2.7 / Design Guidelines”,
“topic_tags”: [
“landscaping”,
“architectural control”,
“violations”
]
},
{
“question”: “Can the Administrative Law Judge rule on Fair Housing Act discrimination claims?”,
“short_answer”: “No, that venue cannot address Fair Housing Act claims.”,
“detailed_answer”: “The Office of Administrative Hearings for the Department of Real Estate does not have jurisdiction to address claims regarding violations of the Fair Housing Act in these proceedings.”,
“alj_quote”: “In addition, Respondent’s claims regarding the Association violating the Fair Housing Act cannot be addressed in this venue.”,
“legal_basis”: “Jurisdiction limits”,
“topic_tags”: [
“jurisdiction”,
“discrimination”,
“Fair Housing Act”
]
},
{
“question”: “Can the HOA fine me for ‘disrepair’ of paint if the paint is just old but not damaged?”,
“short_answer”: “Not necessarily, if evidence shows it is not in disrepair.”,
“detailed_answer”: “If witness testimony establishes that the paint is not actually in disrepair, fines based on that allegation may be waived, even if the homeowner needs to eventually repaint to meet new color schemes.”,
“alj_quote”: “Also, the evidence established from firsthand witnesses that Respondent’s paint was not in disrepair. Therefore, Respondent should be given the opportunity to move forward with the ARC approval for painting his home and any fines he received in regards to the paint be waived.”,
“legal_basis”: “CC&R Section 4.2.7”,
“topic_tags”: [
“maintenance”,
“paint”,
“fines”
]
},
{
“question”: “Do I have to reimburse the HOA’s filing fees if I lose the hearing?”,
“short_answer”: “Yes, typically for the issues on which the HOA prevails.”,
“detailed_answer”: “The ALJ may order the Respondent to reimburse the Petitioner’s filing fees. In this case, the Respondent was ordered to pay fees proportional to the two issues the HOA won.”,
“alj_quote”: “IT IS FURTHER ORDERED that Respondent reimburse Petitioner’s filing fee of $1,000.00 in certified funds for the two issues.”,
“legal_basis”: “ARIZ. REV. STAT. § 32-2199.01”,
“topic_tags”: [
“penalties”,
“fees”
]
},
{
“question”: “Does the HOA have to waive fines if a violation was not proven?”,
“short_answer”: “Yes.”,
“detailed_answer”: “If the HOA fails to prove a specific violation (e.g., that paint was in disrepair), the ALJ may order the Association to waive fines related to that specific issue.”,
“alj_quote”: “IT IS FURTHER ORDERED that Petitioner waive all fines issued to Respondent in regards to the paint issue.”,
“legal_basis”: “Administrative Order”,
“topic_tags”: [
“fines”,
“penalties”
]
}
]
}






Blog Post – 25F-H019-REL


{
“case”: {
“docket_no”: “25F-H019-REL-RHG”,
“case_title”: “Tatum Highlands Community Association, Inc. v. Matthew P. Petrovic”,
“decision_date”: “2025-12-26”,
“alj_name”: “Nicole Robinson”,
“tribunal”: “OAH”,
“agency”: “ADRE”
},
“questions”: [
{
“question”: “Who has the burden of proof in an HOA violation hearing?”,
“short_answer”: “The Petitioner (usually the HOA initiating the case) bears the burden of proof.”,
“detailed_answer”: “In an administrative hearing regarding HOA disputes, the party filing the petition (the Petitioner) must prove that the other party violated the governing documents by a preponderance of the evidence.”,
“alj_quote”: “In this proceeding, Petitioner bears the burden of proving by a preponderance of the evidence that Respondent violated the aforementioned CC&Rs and Design Guidelines.”,
“legal_basis”: “ARIZ. ADMIN. CODE R2-19-119”,
“topic_tags”: [
“burden of proof”,
“legal standards”,
“procedure”
]
},
{
“question”: “What is the standard of proof used in these hearings?”,
“short_answer”: “Preponderance of the evidence.”,
“detailed_answer”: “The standard is ‘preponderance of the evidence,’ which means the existence of a contested fact is more probable than not.”,
“alj_quote”: “A preponderance of the evidence means ‘proof which leads the [trier of fact] to find that the existence of the contested fact is more probable than its nonexistence.'”,
“legal_basis”: “In re William L., 211 Ariz. 236, 238 (App. 2005)”,
“topic_tags”: [
“legal standards”,
“evidence”
]
},
{
“question”: “Can I install a driveway extension without prior HOA approval if neighbors have similar ones?”,
“short_answer”: “No. You must seek approval first.”,
“detailed_answer”: “Even if neighbors have similar features, failing to seek Architectural Review Committee (ARC) approval prior to installation constitutes a violation of the CC&Rs. The presence of other potentially non-compliant homes does not excuse the failure to follow the approval process.”,
“alj_quote”: “Regardless, the record has established that Respondent did not seek ARC approval prior to installing the paver driveway extension. … As such, Petitioner has established that Respondent violated CC&R, Section 4.2.1.”,
“legal_basis”: “CC&R Section 4.2.1”,
“topic_tags”: [
“architectural control”,
“driveways”,
“selective enforcement”
]
},
{
“question”: “What happens if I plant trees that the Architectural Committee specifically denied?”,
“short_answer”: “It is a violation of the governing documents.”,
“detailed_answer”: “Proceeding to install landscaping that was explicitly denied by the Architectural Review Committee establishes a clear violation of the community’s restrictions.”,
“alj_quote”: “In regard to the pigmy palm tree matter, the evidence clearly established that Respondent requested to plant two pigmy palm trees in his front yard, was denied by ARC, and planted them anyway. … Hence, Petitioner has established that Respondent violated CC&R Section 4.2.7.”,
“legal_basis”: “CC&R Section 4.2.7 / Design Guidelines”,
“topic_tags”: [
“landscaping”,
“architectural control”,
“violations”
]
},
{
“question”: “Can the Administrative Law Judge rule on Fair Housing Act discrimination claims?”,
“short_answer”: “No, that venue cannot address Fair Housing Act claims.”,
“detailed_answer”: “The Office of Administrative Hearings for the Department of Real Estate does not have jurisdiction to address claims regarding violations of the Fair Housing Act in these proceedings.”,
“alj_quote”: “In addition, Respondent’s claims regarding the Association violating the Fair Housing Act cannot be addressed in this venue.”,
“legal_basis”: “Jurisdiction limits”,
“topic_tags”: [
“jurisdiction”,
“discrimination”,
“Fair Housing Act”
]
},
{
“question”: “Can the HOA fine me for ‘disrepair’ of paint if the paint is just old but not damaged?”,
“short_answer”: “Not necessarily, if evidence shows it is not in disrepair.”,
“detailed_answer”: “If witness testimony establishes that the paint is not actually in disrepair, fines based on that allegation may be waived, even if the homeowner needs to eventually repaint to meet new color schemes.”,
“alj_quote”: “Also, the evidence established from firsthand witnesses that Respondent’s paint was not in disrepair. Therefore, Respondent should be given the opportunity to move forward with the ARC approval for painting his home and any fines he received in regards to the paint be waived.”,
“legal_basis”: “CC&R Section 4.2.7”,
“topic_tags”: [
“maintenance”,
“paint”,
“fines”
]
},
{
“question”: “Do I have to reimburse the HOA’s filing fees if I lose the hearing?”,
“short_answer”: “Yes, typically for the issues on which the HOA prevails.”,
“detailed_answer”: “The ALJ may order the Respondent to reimburse the Petitioner’s filing fees. In this case, the Respondent was ordered to pay fees proportional to the two issues the HOA won.”,
“alj_quote”: “IT IS FURTHER ORDERED that Respondent reimburse Petitioner’s filing fee of $1,000.00 in certified funds for the two issues.”,
“legal_basis”: “ARIZ. REV. STAT. § 32-2199.01”,
“topic_tags”: [
“penalties”,
“fees”
]
},
{
“question”: “Does the HOA have to waive fines if a violation was not proven?”,
“short_answer”: “Yes.”,
“detailed_answer”: “If the HOA fails to prove a specific violation (e.g., that paint was in disrepair), the ALJ may order the Association to waive fines related to that specific issue.”,
“alj_quote”: “IT IS FURTHER ORDERED that Petitioner waive all fines issued to Respondent in regards to the paint issue.”,
“legal_basis”: “Administrative Order”,
“topic_tags”: [
“fines”,
“penalties”
]
}
]
}


Case Participants

Petitioner Side

  • Danny Ford (HOA attorney)
    Goodman Law Group
    Attorney for Tatum Highlands Community Association, INC.
  • Kevin Hufnagel (board member)
    Tatum Highlands HOA Board
    Testified as a witness for Petitioner; served on Board of Directors.
  • Brian Lumpkey (board member)
    Tatum Highlands HOA Board
    Board Vice President; testified as witness/representative for Petitioner.
  • Elizabeth Lindlam (HOA attorney)
    Goodman Law Group
    Appeared for observation only.
  • Pat Diaz (board member)
    Tatum Highlands HOA Board
    Current President, previously on ARC Board.
  • Leanne Dilberto (property manager)
    Trestle Management
    Observed violations during paint audit; referred to as Leanne Dilberto, Lean Zioto, and Leand Alberto in sources.
  • Caitlyn Flores (staff)
    Trestle Management
    Denied ARC application.
  • Karen Vanderos (staff)
    Trestle Management
    Trestle Management employee.

Respondent Side

  • Matthew P. Petrovic (respondent)
    Appeared on behalf of himself; also testified.
  • Tracy Kennedy (witness)
    Listed as a potential witness for Respondent.
  • Todd Pearson (witness)
    Listed as a potential witness for Respondent.
  • Thomas KTO (witness)
    Listed as a potential witness for Respondent.

Neutral Parties

  • Velva Moses-Thompson (ALJ)
    Administrative Law Judge for the initial decision.
  • Susan Nicolson (Commissioner)
    ADRE
  • Mandy Neat (Deputy Commissioner)
    ADRE
  • Nicole Robinson (ALJ)
    Administrative Law Judge for the rehearing.
  • vnunez (staff)
    ADRE
    Listed in transmission for ADRE.
  • djones (staff)
    ADRE
    Listed in transmission for ADRE.
  • labril (staff)
    ADRE
    Listed in transmission for ADRE.
  • lrecchia (staff)
    ADRE
    Listed in transmission for ADRE.
  • gosborn (staff)
    ADRE
    Listed in transmission for ADRE.
  • dmorehouse (staff)
    ADRE
    Listed in transmission for ADRE.

Allan, Joseph P v. The Springs Condominiums Association

Case Summary

Case ID 25F-H018-REL
Agency ADRE
Tribunal OAH
Decision Date 2025-03-31
Administrative Law Judge Velva Moses-Thompson
Outcome full
Filing Fees Refunded $500.00
Civil Penalties $0.00

Parties & Counsel

Petitioner Joseph P. Allan Counsel
Respondent The Springs Condominiums Association Counsel

Alleged Violations

A.R.S. § 33-1258(A)

Outcome Summary

The Administrative Law Judge concluded that Petitioner met his burden of establishing by a preponderance of the evidence that Respondent violated A.R.S. § 33-1258(A). Petitioner was deemed the prevailing party, and Respondent was ordered to refund the $500.00 filing fee and comply with the statute in the future.

Key Issues & Findings

Failure to provide access to financial and other records within ten business days.

Respondent violated A.R.S. § 33-1258(A) by failing to allow Petitioner to examine original invoices for May 2024 (requested July 9, 2024) and bank statements from four accounts (requested September 23, 2024) within the required ten business days, despite receiving the requests through board members.

Orders: Respondent was ordered to pay Petitioner his filing fee of $500.00 within thirty (30) days and is directed to comply with the requirements of A.R.S. § 33-1258(A) going forward. No Civil Penalty was found appropriate.

Filing fee: $500.00, Fee refunded: Yes

Disposition: petitioner_win

Cited:

  • A.R.S. § 33-1258(A)
  • A.R.S. § 32-2199(1)
  • A.A.C. R2-19-119(A)
  • A.A.C. R2-19-119(B)(1)
  • A.A.C. R2-19-119(B)(2)
  • Vazanno v. Superior Court, 74 Ariz. 369, 372, 249 P.2d 837 (1952)
  • MORRIS K. UDALL, ARIZONA LAW OF EVIDENCE § 5 (1960)
  • BLACK’S LAW DICTIONARY at page 1220 (8th ed. 1999)

Analytics Highlights

Topics: HOA, records request, A.R.S. 33-1258, prevailing party, condominium association
Additional Citations:

  • A.R.S. § 33-1258(A)
  • A.R.S. § 32-2199(1)
  • A.A.C. R2-19-119(A)
  • A.A.C. R2-19-119(B)(1)
  • A.A.C. R2-19-119(B)(2)
  • Vazanno v. Superior Court, 74 Ariz. 369, 372, 249 P.2d 837 (1952)
  • MORRIS K. UDALL, ARIZONA LAW OF EVIDENCE § 5 (1960)
  • BLACK’S LAW DICTIONARY at page 1220 (8th ed. 1999)

Audio Overview

Decision Documents

25F-H018-REL Decision – 1263777.pdf

Uploaded 2026-01-23T18:14:18 (48.3 KB)

25F-H018-REL Decision – 1288586.pdf

Uploaded 2026-01-23T18:14:22 (105.9 KB)





Briefing Doc – 25F-H018-REL


Briefing Document: Case No. 25F-H018-REL, Allan v. The Springs Condominiums Association

Executive Summary

This briefing document synthesizes the key facts, arguments, and legal conclusions from the administrative hearing and subsequent decision in the matter of Joseph P. Allan (Petitioner) versus The Springs Condominiums Association (Respondent). The central issue was the Respondent’s failure to provide financial records to the Petitioner within the timeframe mandated by Arizona law.

The Petitioner, a homeowner and former board member, formally requested to examine bank statements and original invoices by sending emails directly to the association’s board members. The Respondent, represented by the owner of its property management company, did not fulfill these requests within the statutory ten-business-day period. The primary defense offered was that the requests were not sent to the management company, which is the customary channel for processing such items, and the board failed to forward the requests.

The Administrative Law Judge (ALJ) found conclusively in favor of the Petitioner. The decision established that the legal obligation to comply with Arizona Revised Statutes (A.R.S.) § 33-1258 rests with the association itself, and internal procedural preferences or communication failures between the board and its management agent do not absolve the association of this statutory duty. The documents were ultimately provided on the eve of the hearing, well past the legal deadline. The final order deemed the Petitioner the prevailing party, mandated the refund of his $500 filing fee, and directed the association to ensure future compliance with state law.

Case Overview

Case Number

25F-H018-REL

Jurisdiction

Office of Administrative Hearings, Phoenix, Arizona

Petitioner

Joseph P. Allan

Respondent

The Springs Condominiums Association

Presiding Judge

Administrative Law Judge Velva Moses-Thompson

Hearing Date

March 11, 2025

Decision Date

March 31, 2025

Core Allegation and Legal Framework

The dispute centered on the Petitioner’s allegation that The Springs Condominiums Association violated A.R.S. § 33-1258, which governs a member’s right to access association records.

Statutory Requirement (A.R.S. § 33-1258 A): The statute mandates that “all financial and other records of the association shall be made reasonably available for examination by any member.” It explicitly states, “The association shall have ten business days to fulfill a request for examination.”

Specific Violations Alleged: The Petitioner filed a petition with the Arizona Department of Real Estate after the association failed to respond to two separate requests for documents:

1. A request for original invoices for May 2024.

2. A request for bank statements from four association accounts.

Chronology of Events

July 9, 2024: Mr. Allan emails several board members, including the President and Vice President, requesting to examine original invoices for May 2024.

September 23, 2024: Mr. Allan emails several board members requesting to examine bank statements from four association accounts.

October 2024 (approx.): After receiving no response, Mr. Allan files a petition with the Department of Real Estate, alleging the violations. The petition incorrectly listed the request dates as July 29 and September 24, a discrepancy clarified and acknowledged by both parties at the hearing.

January 16, 2025: An “Order Granting Continuance” is issued at the Petitioner’s request, moving the hearing date.

March 10, 2025: At 6:45 PM, the evening before the scheduled hearing, the Respondent provides the requested documents to Mr. Allan.

March 11, 2025: The evidentiary hearing is held before ALJ Velva Moses-Thompson.

March 31, 2025: The ALJ issues the final decision and order.

Analysis of Testimony and Arguments

Petitioner’s Position (Joseph P. Allan)

Mr. Allan, representing himself, argued that he followed the law by submitting his requests directly to the association. His key points were:

Direct Communication with the Association: He intentionally sent his requests to the board members (President, Vice President, Treasurer, and Director) because he considers them to be the “association” as defined by the statute.

Investigation of Management Company: He deliberately bypassed the management company because he was actively investigating its conduct.

Lack of Timely Response: It was undisputed that the association failed to provide the documents within the 10-day period. He confirmed receipt only on March 10, 2025, months after the requests were made.

Past Experience: As a former board member for three years, he was familiar with the association’s financial documents and was requesting them to ensure everything was correct due to perceived problems.

Respondent’s Position (The Springs Condominiums Association)

The association was represented by Belen Guzman, the owner of its management company, SSC Property Management. Her defense centered on a procedural failure, not a denial of the Petitioner’s right to the documents.

Improper Channel of Request: The primary defense was that Mr. Allan failed to follow standard practice by not including the management company in his email requests.

Board’s Failure to Act: Ms. Guzman testified that the board members who received the emails did not forward them or follow up. She stated she was unaware of the requests until after the official complaint was filed and one of the board members, Petri (the president at the time), forwarded an email to her.

Lack of Written Policy: Ms. Guzman acknowledged that the association has no written policy requiring requests to be sent to the management company, but stated the board had verbally instructed Mr. Allan in a meeting to include management on such communications.

Knowledge of Procedure: She argued that as a former board member, Mr. Allan was aware that record requests are typically handled by the management company.

Findings of Fact and Conclusions of Law

The ALJ’s decision provided a clear legal interpretation of the events and the responsibilities of the parties.

Key Findings of Fact

• It was undisputed that the Petitioner is a member of the Respondent association.

• The Petitioner made formal requests for records via email to board members on July 9, 2024, and September 23, 2024.

• These requests were not sent to the Respondent’s property management company.

• The Respondent did not respond to the requests within the ten-business-day timeframe required by law.

• The Respondent provided the requested documents on March 10, 2025.

• The Respondent’s representative, Ms. Guzman, did not dispute that the board members had received the requests.

Key Conclusions of Law

• The Petitioner successfully met his burden to prove by a “preponderance of the evidence” that the Respondent violated A.R.S. § 33-1258(A).

• The Respondent failed to provide any legal authority supporting its defense that a request must be sent to its property management company to be valid.

• The statutory obligation to provide records lies with the “association.” The failure of the board to forward the requests to its management agent does not excuse the association’s non-compliance.

• The ALJ concluded: “Respondent violated A.R.S. section 33-1258(A) when it failed to allow Petitioner to examine the May 2024 original invoices and bank statements from four of Respondent’s accounts, within ten business days of the date of Petitioner’s requests.”

Final Order and Implications

Based on the findings, the ALJ issued a binding order with the following components:

1. Prevailing Party: The Petitioner, Joseph P. Allan, was deemed the prevailing party.

2. Reimbursement: The Respondent was ordered to pay the Petitioner his $500.00 filing fee within thirty days of the order.

3. Future Compliance: The Respondent was formally directed to comply with the requirements of A.R.S. § 33-1258(A) going forward.

4. No Civil Penalty: The judge determined that a civil penalty was not appropriate in this matter.

The primary implication of this decision is that a condominium or homeowner association is directly and legally responsible for fulfilling its statutory obligations. It cannot use internal protocols, informal procedures, or communication breakdowns between its board and third-party vendors (like a management company) as a legal defense for failing to comply with state law.






Study Guide – 25F-H018-REL


{ “case”: { “docket_no”: “25F-H018-REL”, “case_title”: “Allan, Joseph P v. The Springs Condominiums Association”, “decision_date”: “2025-03-31”, “alj_name”: “Velva Moses-Thompson”, “tribunal”: “OAH”, “agency”: “ADRE” }, “questions”: [ { “question”: “If I send a records request to the Board but not the management company, can the HOA ignore it?”, “short_answer”: “No. Sending the request to Board members is sufficient to trigger the HOA’s legal obligation to respond.”, “detailed_answer”: “Even if the management company prefers requests to go directly to them, the Association is still obligated to comply with the law if the Board receives the request. In this case, the management company argued they didn’t know about the request because it went to the Board, but the judge ruled the violation still occurred.”, “alj_quote”: “Respondent did present any legal authority to establish that it was not obligated to comply with A.R.S. section 33-1258(A), for the reason that the requests were not sent to Respondent’s property management company.”, “legal_basis”: “A.R.S. § 33-1258(A)”, “topic_tags”: [ “records request”, “HOA obligations”, “property management” ] }, { “question”: “How many days does the HOA have to let me examine the records I requested?”, “short_answer”: “The HOA must make records available for examination within 10 business days.”, “detailed_answer”: “Arizona law grants the Association ten business days to fulfill a request for examination after receiving it.”, “alj_quote”: “The association shall have ten business days to fulfill a request for examination.”, “legal_basis”: “A.R.S. § 33-1258(A)”, “topic_tags”: [ “timelines”, “records request”, “statutory requirements” ] }, { “question”: “Can the HOA charge me a fee just to look at the records?”, “short_answer”: “No. The HOA cannot charge a member for making material available for review.”, “detailed_answer”: “While the HOA can charge for copies (up to 15 cents per page), they are explicitly prohibited from charging a fee for the act of making materials available for review.”, “alj_quote”: “The association shall not charge a member or any person designated by the member in writing for making material available for review.”, “legal_basis”: “A.R.S. § 33-1258(A)”, “topic_tags”: [ “fees”, “records request”, “homeowner rights” ] }, { “question”: “What happens if I win my hearing against the HOA?”, “short_answer”: “You may be deemed the prevailing party and the HOA can be ordered to reimburse your filing fee.”, “detailed_answer”: “If the judge rules in your favor, they can order the HOA to pay back the filing fee you paid to bring the case. In this decision, the HOA was ordered to pay the homeowner $500.”, “alj_quote”: “IT IS FURTHER ORDERED that Respondent pay Petitioner his filing fee of $500.00, to be paid directly to Petitioner within thirty (30) days of this Order.”, “legal_basis”: “Order”, “topic_tags”: [ “penalties”, “reimbursement”, “ruling” ] }, { “question”: “Does the HOA have to provide original invoices if I request them?”, “short_answer”: “Yes. Financial records, including original invoices, must be made reasonably available.”, “detailed_answer”: “The decision confirms that failure to allow examination of original invoices constitutes a violation of the statute governing association records.”, “alj_quote”: “Respondent violated A.R.S. section 33-1258(A) when it failed to allow Petitioner to examine the May 2024 original invoices and bank statements”, “legal_basis”: “A.R.S. § 33-1258(A)”, “topic_tags”: [ “invoices”, “financial records”, “transparency” ] }, { “question”: “What is the standard of proof for proving the HOA violated the law?”, “short_answer”: “Preponderance of the evidence.”, “detailed_answer”: “The homeowner must prove their case by showing it is ‘more probably true than not.’ This is the standard evidentiary weight required in these administrative hearings.”, “alj_quote”: “Petitioner bears the burden of proof to establish that Respondent violated A.R.S. § 33-1258 (A) by a preponderance of the evidence.”, “legal_basis”: “A.A.C. R2-19-119(A)”, “topic_tags”: [ “legal standards”, “burden of proof”, “hearing procedures” ] }, { “question”: “Will the HOA always be fined a civil penalty if they break the law?”, “short_answer”: “Not necessarily. The judge has discretion on whether to apply a civil penalty.”, “detailed_answer”: “Even if a violation is found (as it was in this case regarding the records), the judge may decide that a civil penalty is not appropriate based on the circumstances.”, “alj_quote”: “No Civil Penalty is found to be appropriate in this matter.”, “legal_basis”: “Order”, “topic_tags”: [ “civil penalty”, “fines”, “enforcement” ] } ] }






Blog Post – 25F-H018-REL


{ “case”: { “docket_no”: “25F-H018-REL”, “case_title”: “Allan, Joseph P v. The Springs Condominiums Association”, “decision_date”: “2025-03-31”, “alj_name”: “Velva Moses-Thompson”, “tribunal”: “OAH”, “agency”: “ADRE” }, “questions”: [ { “question”: “If I send a records request to the Board but not the management company, can the HOA ignore it?”, “short_answer”: “No. Sending the request to Board members is sufficient to trigger the HOA’s legal obligation to respond.”, “detailed_answer”: “Even if the management company prefers requests to go directly to them, the Association is still obligated to comply with the law if the Board receives the request. In this case, the management company argued they didn’t know about the request because it went to the Board, but the judge ruled the violation still occurred.”, “alj_quote”: “Respondent did present any legal authority to establish that it was not obligated to comply with A.R.S. section 33-1258(A), for the reason that the requests were not sent to Respondent’s property management company.”, “legal_basis”: “A.R.S. § 33-1258(A)”, “topic_tags”: [ “records request”, “HOA obligations”, “property management” ] }, { “question”: “How many days does the HOA have to let me examine the records I requested?”, “short_answer”: “The HOA must make records available for examination within 10 business days.”, “detailed_answer”: “Arizona law grants the Association ten business days to fulfill a request for examination after receiving it.”, “alj_quote”: “The association shall have ten business days to fulfill a request for examination.”, “legal_basis”: “A.R.S. § 33-1258(A)”, “topic_tags”: [ “timelines”, “records request”, “statutory requirements” ] }, { “question”: “Can the HOA charge me a fee just to look at the records?”, “short_answer”: “No. The HOA cannot charge a member for making material available for review.”, “detailed_answer”: “While the HOA can charge for copies (up to 15 cents per page), they are explicitly prohibited from charging a fee for the act of making materials available for review.”, “alj_quote”: “The association shall not charge a member or any person designated by the member in writing for making material available for review.”, “legal_basis”: “A.R.S. § 33-1258(A)”, “topic_tags”: [ “fees”, “records request”, “homeowner rights” ] }, { “question”: “What happens if I win my hearing against the HOA?”, “short_answer”: “You may be deemed the prevailing party and the HOA can be ordered to reimburse your filing fee.”, “detailed_answer”: “If the judge rules in your favor, they can order the HOA to pay back the filing fee you paid to bring the case. In this decision, the HOA was ordered to pay the homeowner $500.”, “alj_quote”: “IT IS FURTHER ORDERED that Respondent pay Petitioner his filing fee of $500.00, to be paid directly to Petitioner within thirty (30) days of this Order.”, “legal_basis”: “Order”, “topic_tags”: [ “penalties”, “reimbursement”, “ruling” ] }, { “question”: “Does the HOA have to provide original invoices if I request them?”, “short_answer”: “Yes. Financial records, including original invoices, must be made reasonably available.”, “detailed_answer”: “The decision confirms that failure to allow examination of original invoices constitutes a violation of the statute governing association records.”, “alj_quote”: “Respondent violated A.R.S. section 33-1258(A) when it failed to allow Petitioner to examine the May 2024 original invoices and bank statements”, “legal_basis”: “A.R.S. § 33-1258(A)”, “topic_tags”: [ “invoices”, “financial records”, “transparency” ] }, { “question”: “What is the standard of proof for proving the HOA violated the law?”, “short_answer”: “Preponderance of the evidence.”, “detailed_answer”: “The homeowner must prove their case by showing it is ‘more probably true than not.’ This is the standard evidentiary weight required in these administrative hearings.”, “alj_quote”: “Petitioner bears the burden of proof to establish that Respondent violated A.R.S. § 33-1258 (A) by a preponderance of the evidence.”, “legal_basis”: “A.A.C. R2-19-119(A)”, “topic_tags”: [ “legal standards”, “burden of proof”, “hearing procedures” ] }, { “question”: “Will the HOA always be fined a civil penalty if they break the law?”, “short_answer”: “Not necessarily. The judge has discretion on whether to apply a civil penalty.”, “detailed_answer”: “Even if a violation is found (as it was in this case regarding the records), the judge may decide that a civil penalty is not appropriate based on the circumstances.”, “alj_quote”: “No Civil Penalty is found to be appropriate in this matter.”, “legal_basis”: “Order”, “topic_tags”: [ “civil penalty”, “fines”, “enforcement” ] } ] }


Case Participants

Petitioner Side

  • Joseph P. Allan (petitioner)
    Appeared on behalf of himself. Name also appears as Joseph P. Allen.

Respondent Side

  • Belen Guzman (property manager)
    SSC Property Management
    Owner of the property management company for the Respondent. Appeared on behalf of the Respondent.
  • Peetri Ahon (board member)
    The Springs Condominiums Association
    Was the President of the board at the time of requests, later identified as a member at large.

Neutral Parties

  • Velva Moses-Thompson (ALJ)
    OAH
    Administrative Law Judge. Name also appears as Fala Moses Thompson.
  • Susan Nicolson (ADRE Commissioner)
    Arizona Department of Real Estate

Other Participants

  • Carmen (homeowner)
    The Springs Condominiums Association
    A homeowner who was CC'd on an email.

Keystone Owners Association V. Bernadette M. Bennett

Case Summary

Case ID 24F-H031-REL
Agency ADRE
Tribunal OAH
Decision Date 2024-12-09
Administrative Law Judge Velva Moses-Thompson
Outcome full
Filing Fees Refunded $1,500.00
Civil Penalties $0.00

Parties & Counsel

Petitioner Keystone Owners Association Counsel Erica L. Mortenson
Respondent Bernadette M. Bennett Counsel Thomas A. Walcott

Alleged Violations

Mountain Park Association CC&Rs Art. IV, Sec. 2; Keystone CC&Rs Art. V, Sec. 5.19; Rules (35% Frontage Limit)

Outcome Summary

The Petitioner (HOA) prevailed. The Respondent (Homeowner) was found in violation of Governing Documents for installing an unapproved driveway extension that exceeded 35% of the total yard frontage area. Respondent was ordered to pay the Petitioner the $1,500.00 filing fee and comply with all Governing Documents henceforth. No civil penalty was levied.

Why this result: Respondent failed to obtain prior written approval for the driveway alteration and failed to prove the affirmative defense of laches.

Key Issues & Findings

Unauthorized Driveway Extension Exceeding 35% of Total Yard Frontage Area

Petitioner alleged Respondent violated CC&Rs by installing a driveway extension exceeding 35% of the total yard frontage area without prior written approval. The ALJ found by a preponderance of the evidence that the violation occurred and the Respondent failed to establish the affirmative defense of laches.

Orders: Respondent ordered to pay Petitioner $1,500.00 for the filing fee and comply henceforth with the Governing Documents.

Filing fee: $1,500.00, Fee refunded: No

Disposition: petitioner_win

Cited:

  • A.R.S. § 32-2199(B)
  • A.R.S. § 33-1803
  • A.R.S. § 41-1092.07(G)(2)
  • A.A.C. R2-19-119(A)
  • A.A.C. R2-19-119(B)(1)
  • A.A.C. R2-19-119(B)(2)
  • A.R.S. § 32-2199.02
  • A.R.S. § 41-1092.09
  • Vazanno v. Superior Court, 74 Ariz. 369, 372, 249 P.2d 837 (1952)
  • MORRIS K. UDALL, ARIZONA LAW OF EVIDENCE § 5 (1960)
  • BLACK’S LAW DICTIONARY at page 1220 (8th ed. 1999)
  • Westburne Supply, Inc. v. Diversified Design and Construction, Inc., 170 Ariz. 598, 600, 826 P.2d 1224, 1226 (Ct. App. 1992)
  • Powell v. Washburn, 211 Ariz. 553, 556 ¶ 9, 125 P.3d 373, 376 (2006)
  • Lookout Mountain Paradise Hills Homeowners’ Ass’n v. Viewpoint Assocs., 867 P.2d 70, 75 (Colo. App. 1993)
  • Flynn v. Rogers, 172 Ariz. 62 (1992)

Analytics Highlights

Topics: HOA, ARC, Driveway, Frontage Area, CC&Rs, Laches
Additional Citations:

  • A.R.S. § 32-2199(B)
  • A.R.S. § 33-1803
  • A.R.S. § 41-1092.07(G)(2)
  • A.A.C. R2-19-119(A)
  • A.A.C. R2-19-119(B)(1)
  • A.A.C. R2-19-119(B)(2)
  • A.R.S. § 32-2199.02
  • A.R.S. § 41-1092.09
  • Vazanno v. Superior Court, 74 Ariz. 369, 372, 249 P.2d 837 (1952)
  • MORRIS K. UDALL, ARIZONA LAW OF EVIDENCE § 5 (1960)
  • BLACK’S LAW DICTIONARY at page 1220 (8th ed. 1999)
  • Westburne Supply, Inc. v. Diversified Design and Construction, Inc., 170 Ariz. 598, 600, 826 P.2d 1224, 1226 (Ct. App. 1992)
  • Powell v. Washburn, 211 Ariz. 553, 556 ¶ 9, 125 P.3d 373, 376 (2006)
  • Lookout Mountain Paradise Hills Homeowners’ Ass’n v. Viewpoint Assocs., 867 P.2d 70, 75 (Colo. App. 1993)
  • Flynn v. Rogers, 172 Ariz. 62 (1992)

Video Overview

Audio Overview

Decision Documents

24F-H031-REL Decision – 1159036.pdf

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24F-H031-REL Decision – 1180542.pdf

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24F-H031-REL Decision – 1180545.pdf

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24F-H031-REL Decision – 1198622.pdf

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24F-H031-REL Decision – 1198623.pdf

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24F-H031-REL Decision – 1225107.pdf

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24F-H031-REL Decision – 1227639.pdf

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24F-H031-REL Decision – 1227642.pdf

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24F-H031-REL Decision – 1230660.pdf

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24F-H031-REL Decision – 1241815.pdf

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24F-H031-REL Decision – 1250037.pdf

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Questions

Question

Can a sub-association enforce the rules and CC&Rs of the master association?

Short Answer

Yes, if the master association has assigned those enforcement rights to the sub-association.

Detailed Answer

A sub-association (like a specific neighborhood HOA within a larger master planned community) generally enforces its own documents. However, this decision clarifies that a sub-association may be authorized to enforce the master association's governing documents if there is a specific assignment agreement executing that transfer of authority.

Alj Quote

The Governing Documents authorize Petitioner to enforce the Governing Documents, as further memorialized by an executed Assignment Agreement by and between Mountain Park Association and Keystone Owners Association signed on August 16, 2023.

Legal Basis

Assignment Agreement / Governing Documents

Topic Tags

  • jurisdiction
  • sub-associations
  • master association
  • enforcement authority

Question

If I extend my driveway without approval, does the HOA have to prove I didn't get permission, or do I have to prove I did?

Short Answer

The absence of written evidence granting approval can be used to establish a violation.

Detailed Answer

While the HOA bears the initial burden of proof for the violation, the lack of testimonial or written evidence showing that the homeowner received approval helps establish that the modification was unauthorized.

Alj Quote

However, there was no testimonial or written evidence presented to establish that Respondent was granted approval to install a driveway that exceeded 35% of the total yard frontage area.

Legal Basis

Burden of Proof

Topic Tags

  • architectural approval
  • evidence
  • driveways
  • modifications

Question

What is the 'burden of proof' for an HOA to win a violation hearing?

Short Answer

The HOA must prove the violation by a 'preponderance of the evidence'.

Detailed Answer

The HOA does not need to prove a violation 'beyond a reasonable doubt' (the criminal standard). They must only show that their contention is 'more probably true than not' or carries superior evidentiary weight.

Alj Quote

Petitioner bears the burden of proof to establish that Respondent violated CC&R § 7.9 by a preponderance of the evidence… 'A preponderance of the evidence is such proof as convinces the trier of fact that the contention is more probably true than not.'

Legal Basis

A.R.S. § 41-1092.07(G)(2); A.A.C. R2-19-119(A)

Topic Tags

  • legal standards
  • evidence
  • hearing procedures

Question

Can I use the defense that the HOA waited too long to enforce the rule (laches)?

Short Answer

Yes, but you bear the burden of proving that the delay was unreasonable and caused you prejudice.

Detailed Answer

Laches is an affirmative defense. It is not enough to simply show a delay; the homeowner must prove by a preponderance of the evidence that the delay was unreasonable and that it resulted in sufficient prejudice to deny the HOA's relief.

Alj Quote

Laches is an affirmative defense, and Respondent bears the burden of establishing the defense by a preponderance of the evidence… Respondent has not established by a preponderance of the evidence that there was unreasonable delay that has resulted in prejudice to Respondent sufficient to deny the relief Petitioner seeks…

Legal Basis

A.C.C. R2-19-119(B)(2); Flynn v. Rogers

Topic Tags

  • defenses
  • laches
  • enforcement delay

Question

If I lose the hearing, can the judge make me pay the HOA's filing fees?

Short Answer

Yes, the Administrative Law Judge can order the losing homeowner to reimburse the HOA's filing fee.

Detailed Answer

In this decision, the judge ordered the Respondent (homeowner) to pay the Petitioner's (HOA) filing fee of $1,500.00 directly to the Petitioner within 30 days.

Alj Quote

IT IS FURTHER ORDERED that Respondent pay Petitioner its filing fee of $1,500.00, to be paid directly to Petitioner within thirty (30) days of this Order.

Legal Basis

Administrative Order

Topic Tags

  • fees
  • costs
  • penalties

Question

How do judges interpret the meaning of restrictive covenants (CC&Rs)?

Short Answer

They are interpreted as a whole, looking at the underlying purpose of the document.

Detailed Answer

Legal interpretation does not isolate single phrases but looks at the document in its entirety to understand the intent of the parties and the purpose of the restrictions.

Alj Quote

Restrictive covenants must be construed as a whole and interpreted in view of their underlying purposes, giving effect to all provisions contained therein.

Legal Basis

Lookout Mountain Paradise Hills Homeowners’ Ass’n v. Viewpoint Assocs.

Topic Tags

  • legal interpretation
  • CC&Rs
  • covenants

Question

Can the judge issue a civil penalty (fine) in addition to ordering me to fix the violation?

Short Answer

Yes, the judge has the authority to levy a civil penalty, though they may choose not to.

Detailed Answer

Under Arizona statute A.R.S. § 32-2199.02, the administrative law judge has the discretion to order compliance and also levy a civil penalty for each violation. In this specific case, the judge found no civil penalty was appropriate, but the authority exists.

Alj Quote

The administrative law judge may order any party to abide by the statute, condominium documents, community documents or contract provision at issue and may levy a civil penalty on the basis of each violation.

Legal Basis

A.R.S. § 32-2199.02

Topic Tags

  • civil penalties
  • fines
  • statutory authority

Case

Docket No
24F-H031-REL
Case Title
Keystone Owners Association vs. Bernadette M. Bennett
Decision Date
2024-12-09
Alj Name
Velva Moses-Thompson
Tribunal
OAH
Agency
ADRE

Questions

Question

Can a sub-association enforce the rules and CC&Rs of the master association?

Short Answer

Yes, if the master association has assigned those enforcement rights to the sub-association.

Detailed Answer

A sub-association (like a specific neighborhood HOA within a larger master planned community) generally enforces its own documents. However, this decision clarifies that a sub-association may be authorized to enforce the master association's governing documents if there is a specific assignment agreement executing that transfer of authority.

Alj Quote

The Governing Documents authorize Petitioner to enforce the Governing Documents, as further memorialized by an executed Assignment Agreement by and between Mountain Park Association and Keystone Owners Association signed on August 16, 2023.

Legal Basis

Assignment Agreement / Governing Documents

Topic Tags

  • jurisdiction
  • sub-associations
  • master association
  • enforcement authority

Question

If I extend my driveway without approval, does the HOA have to prove I didn't get permission, or do I have to prove I did?

Short Answer

The absence of written evidence granting approval can be used to establish a violation.

Detailed Answer

While the HOA bears the initial burden of proof for the violation, the lack of testimonial or written evidence showing that the homeowner received approval helps establish that the modification was unauthorized.

Alj Quote

However, there was no testimonial or written evidence presented to establish that Respondent was granted approval to install a driveway that exceeded 35% of the total yard frontage area.

Legal Basis

Burden of Proof

Topic Tags

  • architectural approval
  • evidence
  • driveways
  • modifications

Question

What is the 'burden of proof' for an HOA to win a violation hearing?

Short Answer

The HOA must prove the violation by a 'preponderance of the evidence'.

Detailed Answer

The HOA does not need to prove a violation 'beyond a reasonable doubt' (the criminal standard). They must only show that their contention is 'more probably true than not' or carries superior evidentiary weight.

Alj Quote

Petitioner bears the burden of proof to establish that Respondent violated CC&R § 7.9 by a preponderance of the evidence… 'A preponderance of the evidence is such proof as convinces the trier of fact that the contention is more probably true than not.'

Legal Basis

A.R.S. § 41-1092.07(G)(2); A.A.C. R2-19-119(A)

Topic Tags

  • legal standards
  • evidence
  • hearing procedures

Question

Can I use the defense that the HOA waited too long to enforce the rule (laches)?

Short Answer

Yes, but you bear the burden of proving that the delay was unreasonable and caused you prejudice.

Detailed Answer

Laches is an affirmative defense. It is not enough to simply show a delay; the homeowner must prove by a preponderance of the evidence that the delay was unreasonable and that it resulted in sufficient prejudice to deny the HOA's relief.

Alj Quote

Laches is an affirmative defense, and Respondent bears the burden of establishing the defense by a preponderance of the evidence… Respondent has not established by a preponderance of the evidence that there was unreasonable delay that has resulted in prejudice to Respondent sufficient to deny the relief Petitioner seeks…

Legal Basis

A.C.C. R2-19-119(B)(2); Flynn v. Rogers

Topic Tags

  • defenses
  • laches
  • enforcement delay

Question

If I lose the hearing, can the judge make me pay the HOA's filing fees?

Short Answer

Yes, the Administrative Law Judge can order the losing homeowner to reimburse the HOA's filing fee.

Detailed Answer

In this decision, the judge ordered the Respondent (homeowner) to pay the Petitioner's (HOA) filing fee of $1,500.00 directly to the Petitioner within 30 days.

Alj Quote

IT IS FURTHER ORDERED that Respondent pay Petitioner its filing fee of $1,500.00, to be paid directly to Petitioner within thirty (30) days of this Order.

Legal Basis

Administrative Order

Topic Tags

  • fees
  • costs
  • penalties

Question

How do judges interpret the meaning of restrictive covenants (CC&Rs)?

Short Answer

They are interpreted as a whole, looking at the underlying purpose of the document.

Detailed Answer

Legal interpretation does not isolate single phrases but looks at the document in its entirety to understand the intent of the parties and the purpose of the restrictions.

Alj Quote

Restrictive covenants must be construed as a whole and interpreted in view of their underlying purposes, giving effect to all provisions contained therein.

Legal Basis

Lookout Mountain Paradise Hills Homeowners’ Ass’n v. Viewpoint Assocs.

Topic Tags

  • legal interpretation
  • CC&Rs
  • covenants

Question

Can the judge issue a civil penalty (fine) in addition to ordering me to fix the violation?

Short Answer

Yes, the judge has the authority to levy a civil penalty, though they may choose not to.

Detailed Answer

Under Arizona statute A.R.S. § 32-2199.02, the administrative law judge has the discretion to order compliance and also levy a civil penalty for each violation. In this specific case, the judge found no civil penalty was appropriate, but the authority exists.

Alj Quote

The administrative law judge may order any party to abide by the statute, condominium documents, community documents or contract provision at issue and may levy a civil penalty on the basis of each violation.

Legal Basis

A.R.S. § 32-2199.02

Topic Tags

  • civil penalties
  • fines
  • statutory authority

Case

Docket No
24F-H031-REL
Case Title
Keystone Owners Association vs. Bernadette M. Bennett
Decision Date
2024-12-09
Alj Name
Velva Moses-Thompson
Tribunal
OAH
Agency
ADRE

Case Participants

Petitioner Side

  • Erica L. Mortenson (attorney)
    Goodman Law Group
    HOA attorney
  • Harry Whitel (board member/witness)
    Keystone Owners Association
    Secretary of the Board
  • Tim Seyfarth (board member/president)
    Keystone Owners Association
    Board President
  • Glenn Steinman (board member)
    Keystone Owners Association
    Board Vice President
  • Debbie Burch (board member)
    Keystone Owners Association
    Board Treasurer
  • Cherry Collins (board member)
    Keystone Owners Association
    Member at large; Architectural Advisory Committee member
  • Joe Getti (ARC member/former board member)
    Keystone Owners Association
    Architectural Advisory Committee member
  • Mary Hamilton (ARC member)
    Keystone Owners Association
    Architectural Advisory Committee member
  • Dan (attorney/staff)
    Goodman Law Group

Respondent Side

  • Bernadette M. Bennett (respondent)
    Lot Owner
  • Thomas A. Walcott (attorney)
    Provident Lawyers
    Respondent attorney
  • Noah Alvarado (staff)
    Staff/assistant for Respondent's Counsel
  • Christopher J. Charles (attorney/staff)
    Provident Lawyers

Neutral Parties

  • Velva Moses-Thompson (ALJ)
    OAH
    Administrative Law Judge
  • Amy Haley (ALJ)
    OAH
    Administrative Law Judge (prior to VMT)
  • Susan Nicolson (Commissioner)
    Arizona Department of Real Estate

Other Participants

  • Isabella (property manager)
    Vision Management
    Keystone Property Manager who was asked for documents
  • Annette Wthbon (property management agent)
    City Management
    Former Property Management Agent
  • Carla Garvin (property management agent)
    City Management
    Former Property Management Agent

Michael J Morris v. StarPass Master Homeowner Association, INC.

Case Summary

Case ID 24F-H030-REL
Agency ADRE
Tribunal OAH
Decision Date 2024-04-23
Administrative Law Judge Velva Moses-Thompson
Outcome partial
Filing Fees Refunded $500.00
Civil Penalties $0.00

Parties & Counsel

Petitioner Michael J Morris Counsel
Respondent StarPass Master Homeowner Association, Inc. Counsel

Alleged Violations

A.R.S. § 33-1804(B)

Outcome Summary

Petitioner was deemed the prevailing party based on the finding that Respondent violated A.R.S. § 33-1804(B) by failing to hold required annual meetings of the Association’s members since 2010. Respondent was ordered to refund the $500 filing fee and comply with A.R.S. § 33-1804. Petitioner failed to establish the remaining alleged violations concerning the Declarant's right to appoint the Board or violations of A.R.S. §§ 33-1810 and 33-1817, or most CC&R sections.

Why this result: Petitioner failed to establish by a preponderance of the evidence that Respondent violated A.R.S. §§ 33-1810 and 33-1817, or the cited sections of the CC&Rs or Bylaws related to the Declarant's power to appoint the board.

Key Issues & Findings

Declarant control, board appointment without vote or meeting, and failure to hold annual meetings

Petitioner alleged Respondent violated multiple statutes and governing documents by allowing the Declarant to solely appoint the Board of Directors and failing to hold annual meetings. The Administrative Law Judge found that the Respondent violated A.R.S. § 33-1804(B) by failing to notice or hold annual members meetings since 2010. All other alleged violations were not established.

Orders: Respondent ordered to pay Petitioner his filing fee of $500.00 and directed to comply with the requirements of A.R.S. § 33-1804 going forward.

Filing fee: $500.00, Fee refunded: Yes

Disposition: petitioner_win

Cited:

  • A.R.S. § 33-1804
  • A.R.S. § 33-1810
  • A.R.S. § 33-1817
  • Bylaw Article Section 1
  • CC&Rs Article 3 Section 2(b)
  • CC&Rs Article 3 Section 5
  • CC&Rs Article 11 Section 8

Analytics Highlights

Topics: Declarant Control, Annual Meetings, Filing Fee Refund, HOA Board Appointment
Additional Citations:

  • A.R.S. § 33-1804
  • A.R.S. § 33-1810
  • A.R.S. § 33-1817
  • Bylaw Article Section 1
  • CC&Rs Article 3 Section 2(b)
  • CC&Rs Article 3 Section 5
  • CC&Rs Article 11 Section 8

Video Overview

Audio Overview

Decision Documents

24F-H030-REL Decision – 1154358.pdf

Uploaded 2026-01-23T18:04:32 (41.8 KB)

24F-H030-REL Decision – 1156053.pdf

Uploaded 2026-01-23T18:04:39 (7.4 KB)

24F-H030-REL Decision – 1160349.pdf

Uploaded 2026-01-23T18:04:43 (53.8 KB)

24F-H030-REL Decision – 1170315.pdf

Uploaded 2026-01-23T18:04:47 (114.1 KB)

Questions

Question

Can an HOA stop holding annual meetings if they are unable to get enough members to attend (quorum)?

Short Answer

No. State law requires an annual meeting regardless of past attendance issues.

Detailed Answer

Even if an HOA has failed to reach a quorum for many years, they are still strictly required by Arizona law to notice and hold a meeting of the members at least once each year. Failing to do so is a violation of A.R.S. § 33-1804.

Alj Quote

A.R.S. § 33-1804(B) requires that a meeting of the members' association be held at least once each year.

Legal Basis

A.R.S. § 33-1804(B)

Topic Tags

  • meetings
  • quorum
  • compliance

Question

If I claim the HOA violated the Bylaws, do I have to submit the Bylaws as evidence?

Short Answer

Yes. You must submit the specific governing documents you claim were violated.

Detailed Answer

If a homeowner argues that the HOA violated a specific provision of the Bylaws (such as election procedures), they must enter those Bylaws into evidence. Without the actual document in the record, the judge cannot find a violation.

Alj Quote

Although Petitioner argued in his written closing argument that as of November 18, 2012, elections should have begun by the membership under Article 5 of Respondent’s Bylaws, Petitioner did not submit a copy of Respondent’s Bylaws into evidence, nor was section 5 of the Bylaws submitted with the petition.

Legal Basis

Evidentiary Burden

Topic Tags

  • evidence
  • procedure
  • bylaws

Question

Can the Administrative Law Judge order the HOA to appoint specific homeowners to the Board?

Short Answer

No. The judge's power is limited to ordering compliance with laws and documents.

Detailed Answer

The tribunal does not have the jurisdiction to appoint specific individuals to a 'transition Board' or replace directors. It can only order the HOA to follow the statutes and community documents going forward.

Alj Quote

While Petitioner requested that he and other owners be appointed to a transition Board, the Administrative Law Judge’s jurisdiction in this tribunal is limited to ordering a party to abide by applicable statutes and community documents.

Legal Basis

Jurisdiction

Topic Tags

  • remedies
  • board of directors
  • jurisdiction

Question

What is the standard of proof for a homeowner suing their HOA?

Short Answer

Preponderance of the evidence.

Detailed Answer

The homeowner must prove that their claims are 'more probably true than not.' This is the standard evidentiary burden in administrative hearings.

Alj Quote

Petitioners bear the burden of proof to establish that Respondent violated the Act or Respondent’s CC&Rs by a preponderance of the evidence.

Legal Basis

A.R.S. § 41-1092.07(G)(2)

Topic Tags

  • legal standards
  • burden of proof

Question

Does the HOA automatically get fined if the judge finds they violated state law?

Short Answer

No. Civil penalties are not automatic.

Detailed Answer

A judge may find that a violation occurred (such as failing to hold meetings) but still decide that a civil penalty is not appropriate in that specific matter.

Alj Quote

No Civil Penalty is found to be appropriate in this matter.

Legal Basis

Administrative Discretion

Topic Tags

  • penalties
  • fines
  • enforcement

Question

Can I get my $500 filing fee back if I win the hearing?

Short Answer

Yes. The judge can order the HOA to reimburse the filing fee.

Detailed Answer

If the homeowner is deemed the prevailing party, the judge may order the Respondent (HOA) to pay the Petitioner the amount of the filing fee within a set timeframe.

Alj Quote

IT IS FURTHER ORDERED that Respondent pay Petitioner his filing fee of $500.00, to be paid directly to Petitioner within thirty (30) days of this Order.

Legal Basis

Prevailing Party Costs

Topic Tags

  • fees
  • reimbursement
  • costs

Question

Is it illegal for a developer (Declarant) to appoint the Board without an election?

Short Answer

Not necessarily, unless specific statutes or bylaws prohibit it.

Detailed Answer

Simply alleging that a Declarant is appointing the board without a vote is not enough to prove a violation. The homeowner must prove that specific statutes or the community's CC&Rs/Bylaws expressly prohibit this arrangement at the current time.

Alj Quote

Regarding the remaining alleged violations, the statutes listed in the petition do no bar [the Declarant] from appointing the Board members or operating as the President of the Board.

Legal Basis

CC&Rs / Statutes

Topic Tags

  • declarant control
  • board appointments
  • elections

Case

Docket No
24F-H030-REL
Case Title
Michael J. Morris vs. StarPass Master Homeowner Association, Inc.
Decision Date
2024-04-23
Alj Name
Velva Moses-Thompson
Tribunal
OAH
Agency
ADRE

Questions

Question

Can an HOA stop holding annual meetings if they are unable to get enough members to attend (quorum)?

Short Answer

No. State law requires an annual meeting regardless of past attendance issues.

Detailed Answer

Even if an HOA has failed to reach a quorum for many years, they are still strictly required by Arizona law to notice and hold a meeting of the members at least once each year. Failing to do so is a violation of A.R.S. § 33-1804.

Alj Quote

A.R.S. § 33-1804(B) requires that a meeting of the members' association be held at least once each year.

Legal Basis

A.R.S. § 33-1804(B)

Topic Tags

  • meetings
  • quorum
  • compliance

Question

If I claim the HOA violated the Bylaws, do I have to submit the Bylaws as evidence?

Short Answer

Yes. You must submit the specific governing documents you claim were violated.

Detailed Answer

If a homeowner argues that the HOA violated a specific provision of the Bylaws (such as election procedures), they must enter those Bylaws into evidence. Without the actual document in the record, the judge cannot find a violation.

Alj Quote

Although Petitioner argued in his written closing argument that as of November 18, 2012, elections should have begun by the membership under Article 5 of Respondent’s Bylaws, Petitioner did not submit a copy of Respondent’s Bylaws into evidence, nor was section 5 of the Bylaws submitted with the petition.

Legal Basis

Evidentiary Burden

Topic Tags

  • evidence
  • procedure
  • bylaws

Question

Can the Administrative Law Judge order the HOA to appoint specific homeowners to the Board?

Short Answer

No. The judge's power is limited to ordering compliance with laws and documents.

Detailed Answer

The tribunal does not have the jurisdiction to appoint specific individuals to a 'transition Board' or replace directors. It can only order the HOA to follow the statutes and community documents going forward.

Alj Quote

While Petitioner requested that he and other owners be appointed to a transition Board, the Administrative Law Judge’s jurisdiction in this tribunal is limited to ordering a party to abide by applicable statutes and community documents.

Legal Basis

Jurisdiction

Topic Tags

  • remedies
  • board of directors
  • jurisdiction

Question

What is the standard of proof for a homeowner suing their HOA?

Short Answer

Preponderance of the evidence.

Detailed Answer

The homeowner must prove that their claims are 'more probably true than not.' This is the standard evidentiary burden in administrative hearings.

Alj Quote

Petitioners bear the burden of proof to establish that Respondent violated the Act or Respondent’s CC&Rs by a preponderance of the evidence.

Legal Basis

A.R.S. § 41-1092.07(G)(2)

Topic Tags

  • legal standards
  • burden of proof

Question

Does the HOA automatically get fined if the judge finds they violated state law?

Short Answer

No. Civil penalties are not automatic.

Detailed Answer

A judge may find that a violation occurred (such as failing to hold meetings) but still decide that a civil penalty is not appropriate in that specific matter.

Alj Quote

No Civil Penalty is found to be appropriate in this matter.

Legal Basis

Administrative Discretion

Topic Tags

  • penalties
  • fines
  • enforcement

Question

Can I get my $500 filing fee back if I win the hearing?

Short Answer

Yes. The judge can order the HOA to reimburse the filing fee.

Detailed Answer

If the homeowner is deemed the prevailing party, the judge may order the Respondent (HOA) to pay the Petitioner the amount of the filing fee within a set timeframe.

Alj Quote

IT IS FURTHER ORDERED that Respondent pay Petitioner his filing fee of $500.00, to be paid directly to Petitioner within thirty (30) days of this Order.

Legal Basis

Prevailing Party Costs

Topic Tags

  • fees
  • reimbursement
  • costs

Question

Is it illegal for a developer (Declarant) to appoint the Board without an election?

Short Answer

Not necessarily, unless specific statutes or bylaws prohibit it.

Detailed Answer

Simply alleging that a Declarant is appointing the board without a vote is not enough to prove a violation. The homeowner must prove that specific statutes or the community's CC&Rs/Bylaws expressly prohibit this arrangement at the current time.

Alj Quote

Regarding the remaining alleged violations, the statutes listed in the petition do no bar [the Declarant] from appointing the Board members or operating as the President of the Board.

Legal Basis

CC&Rs / Statutes

Topic Tags

  • declarant control
  • board appointments
  • elections

Case

Docket No
24F-H030-REL
Case Title
Michael J. Morris vs. StarPass Master Homeowner Association, Inc.
Decision Date
2024-04-23
Alj Name
Velva Moses-Thompson
Tribunal
OAH
Agency
ADRE

Case Participants

Petitioner Side

  • Michael J. Morris (petitioner)
    StarPass Master Homeowner Association member; Sub-HOA President
  • Bruce Prior (witness)
    StarPass Master Homeowner Association member; past subHOA president
  • Michael Schmidt (witness)
    Wildcat Pass HOA Board member
    Also referred to as Michael Smidt

Respondent Side

  • F. Christopher Ansley (declarant)
    StarPass Master Homeowner Association President/Property Manager; Devcon LLC
    Also referred to as Chris Ansley or mistakenly as Craig Ansley
  • David Makavoy (lawyer)
    Ansley's lawyer concerning amendment recording

Neutral Parties

  • Velva Moses-Thompson (ALJ)
    Office of Administrative Hearings
    Also referred to as Alderman Thompson
  • Brian Larson (CPA)
    Brian Larson CTA
    Provided quarterly financial statements for Master HOA
  • Susan Nicolson (Commissioner)
    Arizona Department of Real Estate

Other Participants

  • Jimmy Liscos (board member)
    StarPass Master Homeowner Association Board of Directors; focus group member
    Appointed board member who was also part of the focus group/group of seven
  • Jamie Haw (board member)
    StarPass Master Homeowner Association Board of Directors; focus group member
    Appointed board member who resigned
  • Nikki Morton (focus group member)