Marc D Archer v. PMPE Community Association, Inc.

Case Summary

Case ID 19F-H1919063-REL
Agency ADRE
Tribunal OAH
Decision Date 2019-09-03
Administrative Law Judge Velva Moses-Thompson
Outcome The ALJ ruled in favor of the Respondent (HOA) and dismissed the petition. The HOA's rejection of the flat roof design was found to be reasonable and consistent with the architectural rules requiring pitched roofs to predominate and designs to be harmonious with surrounding structures.
Filing Fees Refunded $500.00
Civil Penalties $0.00

Parties & Counsel

Petitioner Marc D. Archer Counsel
Respondent PMPE Community Association, Inc. Counsel Nichols C. Hogami

Alleged Violations

A.R.S. § 33-1817(3)

Outcome Summary

The ALJ ruled in favor of the Respondent (HOA) and dismissed the petition. The HOA's rejection of the flat roof design was found to be reasonable and consistent with the architectural rules requiring pitched roofs to predominate and designs to be harmonious with surrounding structures.

Why this result: Petitioner failed to prove by a preponderance of the evidence that the HOA violated the statute; the evidence showed the HOA's decision was based on valid architectural rules.

Key Issues & Findings

Unreasonable withholding of architectural approval

Petitioner sought approval for a garage addition with a flat roof. The Board denied final approval because the design was not harmonious with surrounding structures (pitched roofs) and did not meet the exception for hidden flat roofs.

Orders: The petition is dismissed.

Filing fee: $500.00, Fee refunded: No

Disposition: respondent_win

Cited:

  • A.R.S. § 33-1817(3)
  • A.R.S. Title 32, Ch. 20, Art. 11
  • A.R.S. § 32-2199.02(B)
  • A.R.S. § 41-1092.09

Video Overview

Audio Overview

Decision Documents

19F-H1919063-REL Decision – 733775.pdf

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19F-H1919063-REL Decision – 733775.pdf

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Administrative Law Judge Decision: Archer v. PMPE Community Association, Inc.

Executive Summary

This document provides a detailed briefing on the administrative hearing between Petitioner Marc D. Archer and Respondent PMPE Community Association, Inc. (Case No. 19F-H1919063-REL). The dispute centered on the Petitioner's proposal to construct a garage addition with a flat roof, which the Association Board declined to approve in its final form.

The Petitioner alleged that the Association unreasonably withheld approval in violation of Arizona Revised Statutes (A.R.S.) § 33-1817(3), arguing that the design was harmonious and that the Association’s enforcement of rules was arbitrary and discriminatory. The Association maintained that its governing documents—specifically the Covenants, Conditions, and Restrictions (CC&Rs) and Architectural Rules—prioritize pitched roofs and visual harmony with surrounding structures.

On September 3, 2019, Administrative Law Judge Velva Moses-Thompson ruled in favor of the PMPE Community Association, dismissing the petition. The Judge concluded that the Petitioner failed to prove by a preponderance of the evidence that the Association acted unreasonably or violated statutory requirements.


Analysis of Key Themes

1. Architectural Harmony and Structural Consistency

The primary conflict arose from the discrepancy between the Petitioner's proposed design and the existing aesthetic of the community. While the Petitioner’s residence already featured a pitched roof on the existing garage, his plan for the addition utilized a flat roof.

  • Respondent’s Position: The Association argued that pitched roofs are a fundamental component of the community's visual environment and must predominate.
  • Petitioner’s Position: Archer argued the flat roof was harmonious because it mirrored a pitched roof/flat patio combination on the opposite side of his home.
  • Legal Finding: The judge found that the Association’s insistence on a pitched roof was reasonable, as the proposed flat roof was inconsistent with the existing structures, including Archer's own pitched garage roof.
2. The "Visible From Neighboring Property" Standard

A critical point of contention was whether the proposed addition violated visibility standards set forth in CC&R 1.34.

  • The 9-Foot Threshold: The adjoining wall was 9 feet tall. The Petitioner’s proposed flat roof would exceed this height.
  • The Visibility Rule: Under CC&R 1.34, an object is "visible from neighboring property" if it can be seen by a person six feet tall standing at ground level on an adjoining lot or common area. However, objects in a backyard that do not exceed the height of the enclosing wall are exempt from this definition.
  • Association's Compromise: The Board indicated it would allow a flat roof only if its height remained below the adjacent wall to ensure it was not visible from neighboring properties.
3. Allegations of Arbitrary Enforcement

The Petitioner attempted to demonstrate that the Association enforced CC&Rs inconsistently. He cited instances where other homeowners allegedly:

  • Kept a kitchen countertop in a front yard for nearly a year.
  • Constructed patio additions that were purportedly not harmonious with surrounding structures.
  • Kept a cart on their property longer than allowed.

The Association denied these claims, asserting consistent enforcement. Ultimately, the court found the Petitioner's evidence insufficient to prove that the Association’s specific decision regarding his garage was discriminatory or arbitrary.

4. Statutory and Contractual Compliance

The decision reinforced the legal standing of CC&Rs as contracts.

  • A.R.S. § 33-1817(3): This statute prohibits associations from "unreasonably" withholding approval of architectural plans.
  • Contractual Obligation: Citing Johnson v. The Pointe Community Association, the ruling noted that CC&Rs are contracts and all parties are required to comply with their terms.
  • Burden of Proof: The Petitioner held the burden of proof to show a violation by a "preponderance of the evidence." The court defined this as the "greater weight of the evidence" or "evidence that has the most convincing force."

Important Quotes and Context

Quote Context
"“Visible From Neighboring Property” means… that such object is or would be visible to a person six feet tall, standing at ground level on any part of the adjoining Lot or Common Area." CC&R 1.34 Definition: Establishes the objective physical standard used to determine if a structure infringes on the community's visual environment.
"Since roofscapes will form an important part of the visual environment, they must be carefully designed. It is intended that pitched roofs predominate." PMPE Architectural Rules Section 4.4: The specific guideline the Board used to justify requiring a pitched roof instead of a flat one.
"The Board… may promulgate architectural design, with particular regard to the harmony of the design with the surrounding structures and topography." CC&R Article 5.10: Grants the Board the legal authority to judge the "harmony" of a project, which was central to their rejection of Archer's plans.
"Mr. Archer failed to prove by a preponderance of the evidence that PMPE violated A.R.S. § 33-1817(3)." Conclusion of Law: The final determination that the Petitioner's arguments regarding unreasonable withholding of approval were legally insufficient.

Actionable Insights for Stakeholders

For Homeowners’ Associations (HOAs)
  • Maintain Clear Definitions: The use of specific measurements (e.g., the "six-foot tall person" standard in CC&R 1.34) provides a defensible, objective basis for architectural decisions.
  • Document "Harmony": When rejecting a plan based on "harmony with surrounding structures," associations should point to specific existing architectural features (like pitched roofs) that the proposal contradicts.
  • Offer Conditional Approvals: The Board’s willingness to allow the flat roof if it remained below the wall height demonstrated a reasonable attempt at compromise, which likely supported their "reasonable" standing in court.
For Homeowners
  • Align with Predominant Features: If governing documents state that a certain style (like pitched roofs) must "predominate," proposing a different style for a large addition carries a high risk of rejection.
  • Understand the Burden of Proof: In administrative hearings regarding A.R.S. § 33-1817(3), the homeowner must provide "convincing force" that the Board's decision was unreasonable. Simply pointing to other minor violations in the neighborhood (like a countertop in a yard) may not be enough to prove discriminatory enforcement regarding structural additions.
  • Review Visibility Restrictions: Before designing additions, homeowners should measure existing perimeter walls, as these often serve as the height limit for structures to remain exempt from "Visible From Neighboring Property" restrictions.

Archer v. PMPE Community Association: Administrative Law Case Study

This study guide provides a comprehensive overview of the administrative hearing between Marc D. Archer and the PMPE Community Association, Inc. (No. 19F-H1919063-REL). It covers the legal standards, architectural regulations, and the specific findings of fact that led to the dismissal of the petitioner's claim regarding homeowners' association (HOA) architectural approvals.

Key Concepts and Legal Principles

1. Architectural Standards and Harmony

Under the PMPE CC&Rs and Architectural Rules, specific design principles govern modifications to residences.

  • Predominance of Pitched Roofs: According to Architectural Rule 4.4, pitched roofs are intended to predominate because roofscapes form a vital part of the visual environment.
  • Design Harmony: Article 5.10 grants the Board or Architectural Committee the authority to evaluate designs based on their harmony with surrounding structures and topography.
  • Flat Roof Requirements: While flat roofs are permitted in some instances (such as patio areas), they must have parapets. In this case, the Board allowed a flat roof only if it remained below the height of the adjacent wall to ensure it was not visible from neighboring properties.
2. "Visible From Neighboring Property"

CC&R 1.34 establishes a specific objective standard for determining visibility:

  • The Six-Foot Standard: An object is considered visible if it can be seen by a person six feet tall standing at ground level on any part of an adjoining lot or common area.
  • The Wall Exception: Objects in a backyard enclosed by a wall are not deemed "visible" if they do not exceed the height of that wall. In this case, the wall height was established at 9 feet.
3. Legal Standards of Proof and Authority
  • Jurisdiction: The Arizona Department of Real Estate (ADRE) has authority over these matters pursuant to A.R.S. Title 32, Ch. 20, Art. 11.
  • Statutory Restriction (A.R.S. § 33-1817(3)): An association is legally prohibited from "unreasonably" withholding approval of architectural plans.
  • Preponderance of the Evidence: This is the standard of proof required at the hearing. It is defined as the "greater weight of the evidence" or evidence that possesses the most "convincing force," inclining an impartial mind toward one side of the issue.
  • Contractual Nature of CC&Rs: In Arizona, CC&Rs are viewed as a contract between the parties. If the terms are clear and unambiguous, they must be enforced to give effect to the intent of the parties.

Short-Answer Practice Questions

1. What was the specific height of the adjoining wall in the Archer residence dispute?

The adjoining wall was 9 feet high.

2. According to CC&R 1.34, how is a person's height and position defined when determining if an object is "Visible From Neighboring Property"?

The person is defined as being six feet tall and standing at ground level on any part of the adjoining Lot or Common Area.

3. What was the Board’s primary reason for refusing final approval of Mr. Archer’s garage addition?

The Board learned that the addition would have a flat roof enclosed on all sides with a height exceeding the 9-foot adjoining wall, making it visible from neighboring properties.

4. What does A.R.S. § 33-1817(3) stipulate regarding an HOA’s power over construction plans?

It stipulates that an association shall not unreasonably withhold approval of a construction project’s architectural plans.

5. How does PMPE Architectural Rule 4.4 describe the preferred style for roofs?

It states that roofscapes are an important part of the visual environment and that it is intended for pitched roofs to predominate.

6. On what grounds did Mr. Archer argue that the Board's enforcement of the CC&Rs was "arbitrary and discriminatory"?

He contended that the Board allowed other homeowners to have non-harmonious patio additions, a kitchen countertop in a front yard for nearly a year, and a cart for longer than allowed.


Essay Prompts for Deeper Exploration

1. The Balance of Reasonableness in HOA Governance

A.R.S. § 33-1817(3) prohibits an HOA from "unreasonably" withholding approval. Analyze the Board's decision in Archer v. PMPE through the lens of this statute. Consider whether the Board's willingness to allow a flat roof only if it remained below the wall height constitutes a reasonable compromise or an arbitrary restriction, given the neighborhood's preference for pitched roofs.

2. Consistency and Selective Enforcement

Mr. Archer alleged that the HOA practiced arbitrary and discriminatory enforcement by highlighting violations by other residents (e.g., the kitchen countertop and carts). Discuss the legal challenge of proving selective enforcement in an administrative hearing. Why did the Administrative Law Judge find these arguments insufficient to prove that the Board violated the law in Mr. Archer's specific case?

3. Contractual Interpretation of CC&Rs

Arizona law treats CC&Rs as contracts. Explore the implications of this classification. If a CC&R clearly defines a term like "Visible From Neighboring Property," to what extent does the Board have discretion to deviate from that definition? Discuss how the "unambiguous" nature of the PMPE CC&Rs influenced the Judge's final decision.


Glossary of Important Terms

Term Definition
A.R.S. § 33-1817(3) The Arizona Revised Statute that prevents HOAs from unreasonably withholding architectural plan approvals.
Administrative Law Judge (ALJ) The presiding official (in this case, Velva Moses-Thompson) who hears evidence and issues a decision in administrative disputes.
CC&Rs Covenants, Conditions, and Restrictions; the legal governing documents that dictate the rules and residents' obligations within a community.
Harmony of Design A criteria used by the Board to ensure that new construction matches the existing aesthetics and topography of surrounding structures.
Parapet A low protective wall along the edge of a roof; required for all flat roof patio areas under PMPE Architectural Rules.
Pitched Roof A sloping roof; the architectural style that the PMPE rules state should "predominate" in the community.
Preponderance of the Evidence The legal standard of proof requiring that a claim is more likely to be true than not (the "greater weight" of evidence).
Respondent The party against whom a petition is filed; in this case, PMPE Community Association, Inc.
Visible From Neighboring Property An object visible to a six-foot person at ground level on an adjoining lot; objects below the height of a backyard wall are exempt.

Roof Wars: Lessons in HOA Architectural Compliance and Community Standards

1. Introduction: The Conflict Under the Eaves

For homeowners, the boundary between personal property rights and community governance is often defined by the roofline. While a property owner may view a garage addition as a functional necessity, a Homeowners Association (HOA) views that same structure through the lens of aesthetic uniformity and "harmony of design." This tension is the focal point of Marc D. Archer vs. PMPE Community Association, Inc. (No. 19F-H1919063-REL), a case that highlights the legal complexities of architectural compliance.

The core dispute involved a homeowner’s attempt to construct a flat-roof garage addition in a community where pitched roofs are the mandated standard. This case provides a critical look at how administrative courts evaluate "reasonableness" and the high evidentiary bar homeowners must clear when alleging arbitrary enforcement by a Board.

2. The Project and the Initial Denial

Upon review of the Findings of Fact, the dispute began in September 2017 when the Petitioner, Mr. Archer, submitted plans for a garage addition to the Respondent, the PMPE Board. While the Board initially issued a preliminary approval, they withheld final authorization after a detailed review revealed that the proposed structure deviated from the community's architectural standards.

The proposed addition included the following specifications:

  • Roof Style: A flat roof design, enclosed on all sides.
  • Height: A structure reaching a height that would exceed the 9-foot adjoining wall.
  • Visual Relationship: The new flat roof would be physically attached to the Petitioner’s existing garage, which featured an arched/pitched roof.

Critically, the Board did not issue a blanket denial. In an attempt at compromise, the Board notified the Petitioner that the flat roof would be acceptable if—and only if—the height remained below the adjacent wall. This would have utilized the visibility exception in the CC&Rs. However, the Petitioner insisted on a height exceeding the wall, leading to the final denial and subsequent legal challenge.

3. Defining "Visible From Neighboring Property"

The legal pivot point of this case rests on the definition of visibility. If a structure is "visible," it is subject to the full weight of the HOA’s architectural guidelines.

Terms to Know: "Visible From Neighboring Property" Under PMPE CC&R 1.34, an object is "Visible From Neighboring Property" if it can be seen by a six-foot-tall person standing at ground level on any portion of an adjoining lot or common area. The Exception: An object located in a backyard enclosed by a wall is not deemed visible if it does not exceed the height of the wall enclosing that backyard. This "wall height" standard is a safe harbor for homeowners, but once a structure rises above that line, it falls under Board jurisdiction for aesthetic harmony.

4. The Homeowner's Challenge: Claims of Arbitrary Enforcement

The Petitioner challenged the denial under A.R.S. § 33-1817(3), asserting that the Board was unreasonably withholding approval. He presented three primary arguments to the Administrative Law Judge (ALJ):

  1. Harmony of Design: The Petitioner argued the flat roof was harmonious because it mirrored the opposite side of his home, which featured a pitched roof adjacent to a flat-top patio.
  2. Inconsistent Enforcement: He alleged that the HOA was targeting him while ignoring violations by other neighbors, thereby acting in an arbitrary and discriminatory manner.
  3. Specific Examples of Non-Compliance: To support the claim of inconsistency, he cited "whataboutism" examples, such as a neighbor keeping a kitchen countertop in a front yard for a year and others leaving carts in yards past allowable timeframes.
5. The HOA’s Defense: The Predominance of Pitched Roofs

The Respondent argued that the Petitioner's request would violate the fundamental "roofscape" of the community. Their defense was rooted in the specific technical requirements of the governing documents:

HOA Rule/Article Specific Design Requirement
Article 5.10 Grants the Board/Architectural Committee authority to promote design with particular regard to harmony with surrounding structures and topography.
Section 4.4 (Architectural Rules) Establishes that roofscapes are vital to the visual environment; it is mandated that pitched roofs predominate.
Section 4.4 (Technical Specs) Pitched roofs must be hipped whenever possible and maintain a maximum slope of five to 12 feet (5’ to 12’).
Section 4.4 (Flat Roofs) While flat roofs are generally discouraged, all flat roof patio areas must have parapets.

The Respondent emphasized that since the Petitioner’s existing garage featured a pitched roof, an attached flat-roof addition would create a jarring architectural disconnect.

6. The Administrative Decision: Why the HOA Prevailed

Administrative Law Judge Velva Moses-Thompson applied the "Preponderance of the Evidence" standard, as required by Arizona Administrative Code R2-19-119. Under this standard, the Petitioner must prove their case with "the greater weight of the evidence"—meaning the evidence must be more than 50% convincing. In administrative law, a "tie" or a 50/50 split in evidence means the Petitioner has failed to meet their burden, and the HOA prevails.

The ALJ's ruling for the Respondent was based on two key legal conclusions:

  • Reasonableness of the Board: The Board’s decision was deemed reasonable under A.R.S. § 33-1817(3) because the rules explicitly prioritize pitched roofs. The Board's offer of a compromise (keeping the roof below wall height) further demonstrated a lack of malice or unreasonableness.
  • The Failure of "Whataboutism": The judge dismissed the Petitioner’s claims regarding kitchen countertops and yard carts. Legally, the failure to enforce minor maintenance or "clutter" rules does not waive an HOA's right to enforce major, permanent structural and architectural standards. Structural harmony is a distinct legal tier from temporary yard maintenance.
7. Conclusion: 4 Essential Takeaways for Homeowners

The dismissal of the Petitioner’s case provides a roadmap for navigating architectural disputes in Arizona:

  • Understand the "Harmony" Clause: Architectural harmony is not just about matching your neighbors; it is about matching the existing structures on your own lot. As established in Johnson v. The Pointe Community Association, CC&Rs are binding contracts. If your home is designed with pitched roofs, a flat-roof addition is a difficult legal sell.
  • The Visibility Standard: Your "building rights" are often tied to the height of your perimeter wall. If a structure exceeds the wall height and becomes visible to a six-foot-tall neighbor, you lose the "safe harbor" protection and must strictly adhere to architectural design rules.
  • The Petitioner’s Burden of Proof: In an administrative hearing, the homeowner carries the heavy lifting. You must prove the Board is being unreasonable. Per Arizona Administrative Code R2-19-119, if the evidence is only equally balanced, the homeowner loses.
  • Contractual Obligations: Arizona courts, following cases like Powell v. Washburn, treat CC&Rs as unambiguous contracts. Judges will prioritize the clear terms of the document—such as "pitched roofs shall predominate"—to protect the original intent of the community's design.

Homeowners should meticulously review their association's specific "Architectural Rules" before finalizing designs, as these documents often contain technical specifications—like roof slope and parapet requirements—that are just as binding as the CC&Rs themselves.

Case Participants

Petitioner Side

  • Marc D. Archer (petitioner)
    PMPE Community Association, Inc. (Member)
    Appeared on behalf of himself; testified

Respondent Side

  • Nichols C. Hogami (respondent attorney)
    Appeared on behalf of Respondent
  • Keith Scott Kauffman (witness)
    PMPE Board of Directors
    Member of the PMPE Board of Directors; testified

Neutral Parties

  • Velva Moses-Thompson (ALJ)
    Office of Administrative Hearings
    Administrative Law Judge
  • Judy Lowe (Commissioner)
    Arizona Department of Real Estate
    Recipient of transmitted order
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