Sean McCoy v. Barclay Place Homeowners

Case Summary

Case ID 19F-H1919062-REL
Agency ADRE
Tribunal OAH
Decision Date 2019-08-27
Administrative Law Judge Tammy L. Eigenheer
Outcome partial
Filing Fees Refunded $1,500.00
Civil Penalties $0.00

Parties & Counsel

Petitioner Sean McCoy Counsel
Respondent Barclay Place Homeowners Association Counsel Nathan Tennyson

Alleged Violations

A.R.S. § 33-1804(A)
A.R.S. § 33-1810
A.R.S. § 33-1805(A)

Outcome Summary

Petitioner prevailed on the claim regarding the failure to provide financial compilations (ISS-002) and was awarded a filing fee refund. Respondent prevailed on claims regarding meeting recordings (ISS-001) and communication restrictions (ISS-003). A rehearing on ISS-003 affirmed the decision in favor of the Respondent.

Why this result: Petitioner failed to prove violations regarding meeting recordings (as the Board provided recordings) and communication restrictions (as the Board may manage communication channels for onerous requests).

Key Issues & Findings

Failure to allow videotaping

Petitioner alleged the HOA violated statute by prohibiting members from recording meetings. The ALJ found that because the Board recorded the meetings and made them available, prohibiting members from recording did not violate the statute.

Orders: Respondent deemed prevailing party on this item.

Filing fee: $500.00, Fee refunded: No

Disposition: respondent_win

Failure to provide compiled financial statements

The HOA failed to complete and provide the 2017 financial compilation within the statutory timeframe (180 days after fiscal year end). Documents were not sent to the accountant until one month prior to the hearing.

Orders: Respondent ordered to pay Petitioner $500.00 (filing fee refund) within 30 days.

Filing fee: $500.00, Fee refunded: Yes

Disposition: petitioner_win

Denial of reasonable access and communication

Petitioner alleged that requiring him to communicate solely through the HOA's attorney violated his rights. The ALJ found this was standard practice when requests become onerous and did not constitute a violation.

Orders: Respondent deemed prevailing party on this item.

Filing fee: $500.00, Fee refunded: No

Disposition: respondent_win

Patricia Wiercinski v. Long Meadow Ranch East Property Owners

Note: A Rehearing was requested for this case. The dashboard statistics reflect the final outcome of the rehearing process.

Case Summary

Case ID 19F-H1918028-REL
Agency ADRE
Tribunal OAH
Decision Date 2019-05-01
Administrative Law Judge Diane Mihalsky
Outcome loss
Filing Fees Refunded $0.00
Civil Penalties $0.00

Parties & Counsel

Petitioner Patricia Wiercinski Counsel
Respondent Long Meadow Ranch East Property Owners Association, Inc. Counsel Ashley N. Moscarello, Esq.

Alleged Violations

A.R.S. § 33-1805(A)

Outcome Summary

The ALJ denied and dismissed the petition, finding that Petitioner failed to establish that the Respondent HOA violated A.R.S. § 33-1805(A). The documents requested (an email string among Board members) were informal communications and were not considered official records of the association because the Board never took formal action on the incident.

Why this result: The Petitioner failed to meet the burden of proof that the Board created or possessed any official documents related to the incident that they failed to produce, as the emails were deemed private, informal communications rather than official records.

Key Issues & Findings

Failure to produce association records (un-redacted email string)

Petitioner alleged Respondent violated A.R.S. § 33-1805 by failing to produce official documents, specifically an un-redacted email string among Board members concerning an incident where Petitioner's husband allegedly harassed potential property buyers.

Orders: Petition dismissed because the documents sought (un-redacted emails) were informal communications, not official records of the association required to be produced under A.R.S. § 33-1805(A).

Filing fee: $0.00, Fee refunded: No

Disposition: respondent_win

Cited:

  • A.R.S. § 33-1805(A)
  • A.R.S. § 33-1804(E)(4)

Analytics Highlights

Topics: homeowner records request, association records, informal communications, board quorum, records disclosure
Additional Citations:

  • A.R.S. § 33-1805(A)
  • A.R.S. § 33-1804(E)(4)
  • A.R.S. § 32-2199(B)

Video Overview

Audio Overview

Decision Documents

19F-H1918028-REL-RHG Decision – 705044.pdf

Uploaded 2025-10-09T03:33:46 (136.8 KB)

19F-H1918028-REL-RHG Decision – ../19F-H1918028-REL/684134.pdf

Uploaded 2026-01-20T13:50:03 (149.9 KB)





Briefing Doc – 19F-H1918028-REL-RHG


Briefing: Wiercincthe ki v. Long Meadow Ranch East POA

Executive Summary

This document synthesizes the findings from two administrative law hearings concerning a dispute between homeowner Patricia Wiercinski (“Petitioner”) and the Long Meadow Ranch East Property Owners Association, Inc. (“Respondent”). The core of the dispute was the Petitioner’s demand for association records related to a June 19, 2017, incident where her husband, Wayne Coates, allegedly accosted and verbally abused potential buyers of a neighboring property, causing the sale to fail.

The Petitioner filed a claim alleging the Respondent violated Arizona statute A.R.S. § 33-1805 by failing to produce documents related to the Board of Directors’ handling of the incident. The case evolved through two distinct phases:

1. Initial Hearing (January 2019): The Petitioner argued that because a quorum of the Board discussed the incident via email, they were required to create official records (e.g., minutes of a formal decision), which were not produced. The Administrative Law Judge (ALJ) denied this petition, ruling that informal email discussions among volunteer board members do not constitute “official Board business” requiring formal action or record-keeping.

2. Rehearing (April 2019): After being granted a rehearing, the Petitioner changed her legal theory. She argued that the email chain itself constituted an official association record and demanded that the Respondent produce a fully un-redacted version. The Respondent maintained the emails were private communications provided as a courtesy and that names were redacted due to Mr. Coates’ documented history of “bullying and intimidating people.”

Conclusion: The ALJ dismissed the petition again, affirming the initial ruling. The Judge concluded that the email chain was not an official “record of the association.” Consequently, the Respondent was under no statutory obligation to produce it, let alone provide an un-redacted copy. The Judge found the Respondent’s decision to redact names was “not unreasonable” given the circumstances.

Case Background and Procedural History

The Parties

Name/Entity

Patricia Wiercinski

Petitioner; homeowner and member of the Respondent association.

Wayne Coates

Petitioner’s husband; central figure in the alleged incident.

Long Meadow Ranch East POA, Inc.

Respondent; the Homeowners’ Association (HOA) for the development.

Michael “Mike” Olson

President of the Respondent’s Board of Directors.

Gregg Arthur

Director on the Respondent’s Board; also a realtor.

Joe Zielinski

Director on the Respondent’s Board.

Kathy Andrews

Community Manager for the Respondent, employed by Hoamco.

John Allen

An HOA member who was attempting to sell his lot in June 2017.

Diane Mihalsky

Administrative Law Judge (ALJ), Office of Administrative Hearings.

Ashley N. Moscarello, Esq.

Counsel for the Respondent, Goodman Law Group.

The Precipitating Incident (June 19, 2017)

On or about June 19, 2017, potential buyers, along with their builder, architect, and son, were visiting a lot for sale on Puntenney Rd. owned by John Allen. The lot was located across the street from the residence of Patricia Wiercinski and Wayne Coates. An incident occurred where Mr. Coates allegedly emerged from his home and confronted the visitors. According to emails later provided, Mr. Coates was “belligerent and cursing,” “verbally abusive,” and exhibited “extreme aggressive behavior,” telling the party that nothing was for sale and they needed to leave immediately. The potential buyers subsequently withdrew their interest in the lot, explicitly citing the confrontation.

Legal Proceedings

October 18, 2018: Petitioner files a single-issue petition with the Arizona Department of Real Estate, alleging the Respondent violated A.R.S. § 33-1805 by failing to produce records of its deliberations and actions regarding the June 2017 incident.

January 10, 2019: An evidentiary hearing is held before ALJ Diane Mihalsky.

January 22, 2019: The ALJ issues a decision denying the petition.

Post-January 2019: Petitioner requests a rehearing, alleging misconduct by the judge. The Commissioner of the Department of Real Estate grants the request.

April 22, 2019: A rehearing is conducted.

May 1, 2019: The ALJ issues a final decision, again dismissing the petition.

The Central Evidence: The Email Communications

The primary evidence in the case was an email chain from June 2017 that the Respondent voluntarily produced to the Petitioner, with the names of non-members (the potential buyers and their real estate agent) redacted. The communications reveal the immediate aftermath and concern surrounding the incident.

Key Excerpts from the Emails

From a Potential Purchaser (June 19, 2017):

Formal Account from Potential Purchasers (June 20, 2017):

From the Real Estate Agent (June 20, 2017):

From Board Director Gregg Arthur (June 20, 2017):

From Board Director Joe Zielinski (June 20, 2017):

Analysis of Legal Arguments and Rulings

Petitioner’s Arguments

1. Initial Argument: The Petitioner contended that the email discussion among a quorum of the Board legally constituted an informal meeting to discuss association business. As such, the Board was required to memorialize its decision, even a decision to take no action, in official records like meeting minutes. The failure to produce such records was a violation of A.R.S. § 33-1805.

2. Rehearing Argument: Shifting her legal theory, the Petitioner argued that the email chain itself was an “official record of the association.” She claimed a right to an un-redacted copy, stating that she and Mr. Coates “had a right to know who was accusing Mr. Coates of belligerence.”

Respondent’s Defense

Nature of Communications: The Respondent argued the emails were informal, private communications on personal servers between volunteer board members who are also neighbors. They were not official records kept in the course of association business.

Lack of Formal Action: The Board never voted, met in an executive or open session, or took any official action regarding the incident. Testimony confirmed that only two of the board members replied to the initial email.

Absence of Authority: The Respondent’s position was that the incident, while serious, was a personal dispute between neighbors and did not violate the association’s CC&Rs or bylaws. Therefore, the Board had no authority or jurisdiction to take official enforcement action.

Justification for Redactions: Board President Mike Olson testified that names were redacted because “Mr. Coates had a history of bullying and intimidating people.” This was done to protect the potential buyers and their agent from potential harassment.

Administrative Law Judge’s Determinations

The ALJ’s conclusions were consistent across both decisions, finding decisively in favor of the Respondent.

Burden of Proof: The Petitioner failed to establish by a “preponderance of the evidence” that the Respondent violated A.R.S. § 33-1805.

“Official Records” Defined: The ALJ drew a clear distinction between informal discussion and official business. The ruling stated: “…the mere fact that a quorum of Board members may discuss a topic does not make it official Board business, especially if they do not end up taking any action to make a matter board business.”

No Obligation to Create Records: The Judge found no statute requiring an HOA board to create a formal written record about topics they discuss informally but ultimately take no action on, calling such a requirement an “unnecessary and burdensome requirement on volunteers.”

Ruling on Redacted Emails: In the rehearing decision, the ALJ concluded that because the email string was not an official record, the statute did not require the Respondent to provide it at all. Therefore, the Respondent was not obligated to provide an un-redacted version. The judge also noted the reason for the redaction “does not appear unreasonable.”

Final Order: Both petitions were denied and dismissed.






Study Guide – 19F-H1918028-REL-RHG


Study Guide: Wiercinski v. Long Meadow Ranch East POA

This study guide provides a comprehensive review of the administrative case between Petitioner Patricia Wiercinski and Respondent Long Meadow Ranch East Property Owners Association, Inc. It includes a quiz with an answer key, suggested essay questions, and a glossary of key terms, all based on the provided Administrative Law Judge Decisions.

Short-Answer Quiz

Instructions: Answer the following questions in 2-3 complete sentences, drawing all information directly from the provided case documents.

1. Who are the primary parties in this legal dispute, and what are their roles?

2. What specific event on June 19, 2017, initiated the conflict that led to this case?

3. What was the core allegation made by the Petitioner in her original petition filed on October 18, 2018?

4. Why did the Respondent’s Board President, Mike Olson, state that the names in the email string were redacted?

5. In the initial hearing, what did the Petitioner argue the Board was required to do after discussing the incident, even if it chose not to act?

6. What was the legal conclusion of the Administrative Law Judge following the first hearing on January 10, 2019?

7. On what grounds did the Petitioner request and receive a rehearing of the case?

8. How did the Petitioner’s primary legal argument change between the first hearing and the rehearing?

9. According to the testimony of community manager Kathy Andrews, what types of documents are considered official records of the Association?

10. What was the final determination regarding the status of the email string and the Respondent’s obligation to produce an un-redacted version?

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Answer Key

1. The primary parties are Patricia Wiercinski (“Petitioner”) and the Long Meadow Ranch East Property Owners Association, Inc. (“Respondent”). The Petitioner is a homeowner and member of the Respondent association who filed a complaint alleging the association violated state law. The Respondent is the homeowners’ association defending against the petition.

2. The initiating event was an incident where the Petitioner’s husband, Wayne Coates, allegedly acted belligerent, cursed at, and was verbally abusive to a potential buyer, their family, and their architect who were viewing a property for sale across the street from the Petitioner’s home. The potential buyers were so disturbed by the encounter that they decided to remove the lot from their list of considerations.

3. The Petitioner’s core allegation was that the Respondent had violated A.R.S. § 33-1805 by failing to produce official documents related to the Board’s deliberations, decisions, and actions concerning the June 19, 2017 incident involving her husband.

4. Mike Olson testified that the names of the potential purchasers and their real estate agent were redacted from the email string because Mr. Coates has a documented history of bullying, intimidating, and threatening people. The redaction was done to protect these individuals from potential harassment.

5. In the initial hearing, the Petitioner argued that if the Board decided not to take action against her husband over the incident, it was required to make a formal motion and arrive at a formal, written decision to that effect. She claimed she never received such a document or evidence that the Board addressed it in an official meeting.

6. Following the first hearing, the Administrative Law Judge ordered that the petition be denied. The judge concluded that the Petitioner failed to establish that any official documents regarding the incident existed that the Respondent had failed to produce, as the email discussions were informal and did not constitute official Board business.

7. The Petitioner requested a rehearing by alleging misconduct on the part of the Administrative Law Judge. The Commissioner of the Department of Real Estate granted the request, though the decision noted the Commissioner did not specify what the misconduct was or how it should have changed the outcome.

8. In the rehearing, the Petitioner changed her argument from claiming the Board failed to produce a formal decision to arguing that the email string itself constituted an official record of the Association’s business. Consequently, she contended that A.R.S. § 33-1805 required the Respondent to produce a fully un-redacted copy of it.

9. Kathy Andrews testified that official records include matters of record regarding the Association’s business, such as governing documents, architectural guidelines, Board and general meeting minutes, and anything submitted to the Board for action. Because the Board took no action on the June 19, 2017 incident, the email was not included in the Association’s archived records.

10. The final determination was that the email string was not an official record of the association but rather an informal communication. Therefore, A.R.S. § 33-1805 did not require the Respondent to provide an un-redacted version, and the Petitioner’s petition was dismissed.

——————————————————————————–

Essay Questions

Instructions: The following questions are designed to test a deeper, analytical understanding of the case. Formulate a detailed essay-format response for each.

1. Analyze the legal distinction made by the Administrative Law Judge between informal discussions among board members and official association business. How was A.R.S. § 33-1805 applied in this context, and what precedent might this set for volunteer HOA board members?

2. Discuss the evolution of Patricia Wiercinski’s legal argument from the initial hearing to the rehearing. Evaluate the strengths and weaknesses of each argument and explain why the second argument was also ultimately unsuccessful.

3. Examine the concept of “preponderance of the evidence” as it applies to this case. Explain what the Petitioner was required to prove and detail the specific evidence (or lack thereof) that led the judge to conclude she had not met this burden in either hearing.

4. The Respondent voluntarily provided the redacted email string after the petition was filed. Discuss the strategic implications of this action and how it influenced the proceedings. Furthermore, analyze the justification provided for the redactions and the judge’s assessment of its reasonableness.

5. Based on the testimony from individuals like Mike Olson, Gregg Arthur, and Kathy Andrews, construct a comprehensive narrative of the events and communications following the June 19, 2017 incident from the perspective of the HOA Board. How did their collective testimony undermine the Petitioner’s claim that official records were being withheld or that the emails constituted official business?

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Glossary of Key Terms

Term / Entity

Definition

Administrative Law Judge (ALJ)

The presiding judge, Diane Mihalsky, from the Office of Administrative Hearings who heard the evidence and issued the legal decisions.

A.R.S. § 33-1805(A)

The Arizona Revised Statute cited by the Petitioner, which stipulates that all financial and other records of a homeowners’ association must be made reasonably available for examination by any member.

A.R.S. § 33-1804(E)(4)

An Arizona Revised Statute stating that a quorum of a board of directors meeting informally to discuss association business must comply with open meeting and notice provisions, regardless of whether a vote is taken.

Department, The

The Arizona Department of Real Estate, the state agency authorized to receive and adjudicate petitions from and about homeowners’ associations.

Hoamco

The property management company employed by the Long Meadow Ranch East Property Owners Association. Kathy Andrews is an employee of this company.

June 19, 2017 Incident

An altercation where Wayne Coates allegedly engaged in belligerent, cursing, and verbally abusive behavior towards potential property buyers, causing them to lose interest in the property.

Long Meadow Ranch East POA

The Respondent in the case; the homeowners’ association for the Long Meadow Ranch East development in Prescott, Arizona.

Office of Administrative Hearings

An independent state agency that conducts evidentiary hearings for other state agencies, such as the Department of Real Estate.

Petitioner

Patricia Wiercinski, a homeowner in Long Meadow Ranch East and a member of the Respondent association who filed the legal petition.

Preponderance of the Evidence

The evidentiary standard the Petitioner was required to meet. It is defined as proof that is sufficient to incline a fair and impartial mind to one side of the issue rather than the other, meaning the contention is more probably true than not.

Respondent

The Long Meadow Ranch East Property Owners Association, Inc., which was the defendant in the petition filed by Patricia Wiercinski.

Wayne Coates

The husband of the Petitioner, Patricia Wiercinski. His alleged actions during the June 19, 2017 incident are the central subject of the dispute.

An acronym for the Yavapai County Sheriff’s Office, mentioned in an email as a potential agency to file charges for disorderly conduct/harassment.






Blog Post – 19F-H1918028-REL-RHG


4 Shocking Lessons from One Homeowner’s Lawsuit Against Her HOA

Introduction: The Perils of Neighbor Disputes

Most people who live in a planned community harbor a quiet fear of two things: a “neighbor from hell” and a legal dispute with their Homeowners’ Association (HOA). For one Arizona homeowner, those fears collided in a dramatic fashion. When her husband was involved in an incident with prospective buyers of a neighboring lot, she took her HOA to court to demand records of the board’s discussions. The resulting public legal documents provide a masterclass in community association law, revealing several shocking and counter-intuitive lessons for anyone living under an HOA.

——————————————————————————–

1. Takeaway 1: A “Neighbor from Hell” Can Literally Destroy a Real Estate Deal

The case began with a single incident on June 19, 2017. According to court filings, the homeowner’s husband, Wayne Coates, first confronted the wife and son of a builder viewing a vacant lot across the street. The prospective buyers described Mr. Coates’ behavior as “belligerent and cursing,” telling them that “nothing was for sale around here and they shouldn’t be snooping around.” The wife and son then drove up to inform the builder and architect of the hostile encounter.

The confrontation was so severe that it directly caused the potential buyers to walk away from the deal. They documented their experience in an email that eventually became part of the court record.

In closing when we returned one thing that stands out is would we want to live next to this type of behavior of [a] neighbor? The answer is no, this lot was one that we had in our top 2 Lots as a consideration for purchase but due to the volatile potential of this man, we have decided at this point to remove it from our list.

This case is a rare and powerful illustration of tortious interference with a business relationship in a community association context, providing unambiguous, written proof—from the aggrieved party themselves—that a single resident’s conduct directly caused a quantifiable financial loss to a neighbor.

2. Takeaway 2: Your HOA Board’s Private Emails Aren’t Always “Official Records”

The homeowner, Patricia Wiercinski, filed the lawsuit because she believed an email discussion about the incident among a quorum of the HOA board members constituted official business. Therefore, she argued, those emails were “official records” of the association that she had a legal right to inspect.

In a surprising decision, the court disagreed. The Administrative Law Judge ruled that just because board members informally discuss a topic via email does not automatically make it official HOA business or create an official record. This is especially true if the board never takes any formal action on the matter.

The judge’s reasoning was grounded in the practical realities of volunteer-run corporations. To treat every informal chat as official, recordable business would impose “an unnecessary and burdensome requirement on volunteers who are not compensated for their time who are may be neighbors and who may also be friends, in addition to being Board members.” This ruling reinforces a crucial legal boundary between governance and informal communication. It protects a board’s ability to “think out loud” and explore issues before committing to a formal course of action, an essential function for effective volunteer leadership.

3. Takeaway 3: An HOA’s Power Isn’t Unlimited

After learning that Mr. Coates’ actions had killed a property sale, some board members were immediately and deeply alarmed. They recognized the potential damage to property values for everyone in the community. Board member Gregg Arthur expressed this urgency in an email to his colleagues:

Wayne thru his actions appears to have interfered with and destroyed a property sale. We need to meet and take action on this matter as it will have a broad and chilling effect amongst the realtor community… action needs to be taken and quickly to prevent this from happening again.

Despite this initial alarm, the board ultimately took no formal action against Mr. Coates. Why? Because after reviewing the situation, they determined that the incident was a personal dispute between neighbors. Critically, his conduct did not violate any specific provision of the association’s Covenants, Conditions, and Restrictions (CC&Rs), bylaws, or other governing documents.

This decision underscores a vital legal principle: an HOA’s authority is fundamentally contractual, derived solely from the powers granted to it in its governing documents. It is not a governmental body with general police powers. Its authority is strictly limited to enforcing the community’s written rules, not policing all neighborhood conduct.

4. Takeaway 4: A Lawsuit Can Create a Devastating—and Public—Record

The petitioner’s goal was straightforward: to force the HOA to produce an un-redacted copy of the board’s private email chain. The result of her legal action, however, was a textbook example of the “Streisand Effect,” where an attempt to suppress information leads to it being publicized far more widely. In her attempt to access a private record, she created a permanent, public legal record that contained far more damaging information about her husband than the emails she sought.

Because of the lawsuit, the following details about Mr. Coates are now cemented in publicly accessible court documents:

• The full, detailed account from the potential buyers describing his “verbally abusive and extremely confrontational” behavior.

• A statement from a board member, Joe Zielinski, referencing Mr. Coates’ “arrest record and prison term and criminal history.”

• Sworn testimony from the HOA President, Mike Olson, explaining that names were redacted from the original email because Mr. Coates has a “history of bullying and intimidating people.”

The irony is devastating. In her quest to unmask the identities of her husband’s accusers in a private email, the petitioner inadvertently created a permanent, public, and deeply unflattering legal record that now constitutes a matter adjudicated by a court.

——————————————————————————–

Conclusion: The High Cost of Conflict

This single, unfortunate neighborhood dispute offers powerful lessons for anyone living in a planned community. It clarifies the real-world impact of resident behavior on property rights, sets a clear boundary on what constitutes an “official” HOA record, demonstrates the legal limits of an HOA’s power, and serves as a sobering warning about the unforeseen consequences of litigation. It leaves us with a final, critical question to ponder: When conflict arises in a community, what is the true cost of escalating it, and is the official record you might create worth the price?


Case Participants

Petitioner Side

  • Patricia Wiercinski (petitioner)
  • Wayne Coates (petitioner's husband)
    Involved in the June 19, 2017 incident

Respondent Side

  • Ashley N. Moscarello (HOA attorney)
    Goodman Law Group
  • Michael Olson (board member)
    President of Respondent's board; testified as witness
  • Gregg Arthur (board member)
    Director on Respondent's board; testified as witness
  • Kathy Andrews (property manager)
    HOAMCO
    Community Manager; testified as witness
  • Jim Robertson (board member)
    Director on Respondent's board
  • Joe Zielinski (board member)
    Director on Respondent's board
  • Boris Biloskirka (board member)
    Director on Respondent's board (identified as former in one source)
  • Tom Reid (board member)
    Director on Respondent's board

Neutral Parties

  • Diane Mihalsky (ALJ)
  • Judy Lowe (Commissioner)
    ADRE
  • Felicia Del Sol (administrative staff)
    Decision transmittal clerk

Other Participants

  • John Allen (HOA member)
    Property owner attempting to sell lot (also spelled Allan)
  • [Redacted Name] (potential purchaser/witness)
    Includes potential buyers, builder, builder's wife, son, and architect involved in the incident
  • [Redacted Name] (real estate agent/witness)
    Real estate agent(s) associated with John Allen's property

Patricia Wiercinski v. Long Meadow Ranch East Property Owners

Note: A Rehearing was requested for this case. The dashboard statistics reflect the final outcome of the rehearing process.

Case Summary

Case ID 19F-H1918028-REL
Agency ADRE
Tribunal OAH
Decision Date 2019-05-01
Administrative Law Judge Diane Mihalsky
Outcome loss
Filing Fees Refunded $0.00
Civil Penalties $0.00

Parties & Counsel

Petitioner Patricia Wiercinski Counsel
Respondent Long Meadow Ranch East Property Owners Association, Inc. Counsel Ashley N. Moscarello, Esq.

Alleged Violations

A.R.S. § 33-1805(A)

Outcome Summary

The ALJ denied and dismissed the petition, finding that Petitioner failed to establish that the Respondent HOA violated A.R.S. § 33-1805(A). The documents requested (an email string among Board members) were informal communications and were not considered official records of the association because the Board never took formal action on the incident.

Why this result: The Petitioner failed to meet the burden of proof that the Board created or possessed any official documents related to the incident that they failed to produce, as the emails were deemed private, informal communications rather than official records.

Key Issues & Findings

Failure to produce association records (un-redacted email string)

Petitioner alleged Respondent violated A.R.S. § 33-1805 by failing to produce official documents, specifically an un-redacted email string among Board members concerning an incident where Petitioner's husband allegedly harassed potential property buyers.

Orders: Petition dismissed because the documents sought (un-redacted emails) were informal communications, not official records of the association required to be produced under A.R.S. § 33-1805(A).

Filing fee: $0.00, Fee refunded: No

Disposition: respondent_win

Cited:

  • A.R.S. § 33-1805(A)
  • A.R.S. § 33-1804(E)(4)

Analytics Highlights

Topics: homeowner records request, association records, informal communications, board quorum, records disclosure
Additional Citations:

  • A.R.S. § 33-1805(A)
  • A.R.S. § 33-1804(E)(4)
  • A.R.S. § 32-2199(B)

Video Overview

Audio Overview

Decision Documents

19F-H1918028-REL-RHG Decision – 705044.pdf

Uploaded 2026-01-23T17:27:38 (136.8 KB)

19F-H1918028-REL-RHG Decision – ../19F-H1918028-REL/684134.pdf

Uploaded 2026-01-23T17:27:40 (149.9 KB)





Briefing Doc – 19F-H1918028-REL-RHG


Briefing: Wiercincthe ki v. Long Meadow Ranch East POA

Executive Summary

This document synthesizes the findings from two administrative law hearings concerning a dispute between homeowner Patricia Wiercinski (“Petitioner”) and the Long Meadow Ranch East Property Owners Association, Inc. (“Respondent”). The core of the dispute was the Petitioner’s demand for association records related to a June 19, 2017, incident where her husband, Wayne Coates, allegedly accosted and verbally abused potential buyers of a neighboring property, causing the sale to fail.

The Petitioner filed a claim alleging the Respondent violated Arizona statute A.R.S. § 33-1805 by failing to produce documents related to the Board of Directors’ handling of the incident. The case evolved through two distinct phases:

1. Initial Hearing (January 2019): The Petitioner argued that because a quorum of the Board discussed the incident via email, they were required to create official records (e.g., minutes of a formal decision), which were not produced. The Administrative Law Judge (ALJ) denied this petition, ruling that informal email discussions among volunteer board members do not constitute “official Board business” requiring formal action or record-keeping.

2. Rehearing (April 2019): After being granted a rehearing, the Petitioner changed her legal theory. She argued that the email chain itself constituted an official association record and demanded that the Respondent produce a fully un-redacted version. The Respondent maintained the emails were private communications provided as a courtesy and that names were redacted due to Mr. Coates’ documented history of “bullying and intimidating people.”

Conclusion: The ALJ dismissed the petition again, affirming the initial ruling. The Judge concluded that the email chain was not an official “record of the association.” Consequently, the Respondent was under no statutory obligation to produce it, let alone provide an un-redacted copy. The Judge found the Respondent’s decision to redact names was “not unreasonable” given the circumstances.

Case Background and Procedural History

The Parties

Name/Entity

Patricia Wiercinski

Petitioner; homeowner and member of the Respondent association.

Wayne Coates

Petitioner’s husband; central figure in the alleged incident.

Long Meadow Ranch East POA, Inc.

Respondent; the Homeowners’ Association (HOA) for the development.

Michael “Mike” Olson

President of the Respondent’s Board of Directors.

Gregg Arthur

Director on the Respondent’s Board; also a realtor.

Joe Zielinski

Director on the Respondent’s Board.

Kathy Andrews

Community Manager for the Respondent, employed by Hoamco.

John Allen

An HOA member who was attempting to sell his lot in June 2017.

Diane Mihalsky

Administrative Law Judge (ALJ), Office of Administrative Hearings.

Ashley N. Moscarello, Esq.

Counsel for the Respondent, Goodman Law Group.

The Precipitating Incident (June 19, 2017)

On or about June 19, 2017, potential buyers, along with their builder, architect, and son, were visiting a lot for sale on Puntenney Rd. owned by John Allen. The lot was located across the street from the residence of Patricia Wiercinski and Wayne Coates. An incident occurred where Mr. Coates allegedly emerged from his home and confronted the visitors. According to emails later provided, Mr. Coates was “belligerent and cursing,” “verbally abusive,” and exhibited “extreme aggressive behavior,” telling the party that nothing was for sale and they needed to leave immediately. The potential buyers subsequently withdrew their interest in the lot, explicitly citing the confrontation.

Legal Proceedings

October 18, 2018: Petitioner files a single-issue petition with the Arizona Department of Real Estate, alleging the Respondent violated A.R.S. § 33-1805 by failing to produce records of its deliberations and actions regarding the June 2017 incident.

January 10, 2019: An evidentiary hearing is held before ALJ Diane Mihalsky.

January 22, 2019: The ALJ issues a decision denying the petition.

Post-January 2019: Petitioner requests a rehearing, alleging misconduct by the judge. The Commissioner of the Department of Real Estate grants the request.

April 22, 2019: A rehearing is conducted.

May 1, 2019: The ALJ issues a final decision, again dismissing the petition.

The Central Evidence: The Email Communications

The primary evidence in the case was an email chain from June 2017 that the Respondent voluntarily produced to the Petitioner, with the names of non-members (the potential buyers and their real estate agent) redacted. The communications reveal the immediate aftermath and concern surrounding the incident.

Key Excerpts from the Emails

From a Potential Purchaser (June 19, 2017):

Formal Account from Potential Purchasers (June 20, 2017):

From the Real Estate Agent (June 20, 2017):

From Board Director Gregg Arthur (June 20, 2017):

From Board Director Joe Zielinski (June 20, 2017):

Analysis of Legal Arguments and Rulings

Petitioner’s Arguments

1. Initial Argument: The Petitioner contended that the email discussion among a quorum of the Board legally constituted an informal meeting to discuss association business. As such, the Board was required to memorialize its decision, even a decision to take no action, in official records like meeting minutes. The failure to produce such records was a violation of A.R.S. § 33-1805.

2. Rehearing Argument: Shifting her legal theory, the Petitioner argued that the email chain itself was an “official record of the association.” She claimed a right to an un-redacted copy, stating that she and Mr. Coates “had a right to know who was accusing Mr. Coates of belligerence.”

Respondent’s Defense

Nature of Communications: The Respondent argued the emails were informal, private communications on personal servers between volunteer board members who are also neighbors. They were not official records kept in the course of association business.

Lack of Formal Action: The Board never voted, met in an executive or open session, or took any official action regarding the incident. Testimony confirmed that only two of the board members replied to the initial email.

Absence of Authority: The Respondent’s position was that the incident, while serious, was a personal dispute between neighbors and did not violate the association’s CC&Rs or bylaws. Therefore, the Board had no authority or jurisdiction to take official enforcement action.

Justification for Redactions: Board President Mike Olson testified that names were redacted because “Mr. Coates had a history of bullying and intimidating people.” This was done to protect the potential buyers and their agent from potential harassment.

Administrative Law Judge’s Determinations

The ALJ’s conclusions were consistent across both decisions, finding decisively in favor of the Respondent.

Burden of Proof: The Petitioner failed to establish by a “preponderance of the evidence” that the Respondent violated A.R.S. § 33-1805.

“Official Records” Defined: The ALJ drew a clear distinction between informal discussion and official business. The ruling stated: “…the mere fact that a quorum of Board members may discuss a topic does not make it official Board business, especially if they do not end up taking any action to make a matter board business.”

No Obligation to Create Records: The Judge found no statute requiring an HOA board to create a formal written record about topics they discuss informally but ultimately take no action on, calling such a requirement an “unnecessary and burdensome requirement on volunteers.”

Ruling on Redacted Emails: In the rehearing decision, the ALJ concluded that because the email string was not an official record, the statute did not require the Respondent to provide it at all. Therefore, the Respondent was not obligated to provide an un-redacted version. The judge also noted the reason for the redaction “does not appear unreasonable.”

Final Order: Both petitions were denied and dismissed.






Study Guide – 19F-H1918028-REL-RHG


Study Guide: Wiercinski v. Long Meadow Ranch East POA

This study guide provides a comprehensive review of the administrative case between Petitioner Patricia Wiercinski and Respondent Long Meadow Ranch East Property Owners Association, Inc. It includes a quiz with an answer key, suggested essay questions, and a glossary of key terms, all based on the provided Administrative Law Judge Decisions.

Short-Answer Quiz

Instructions: Answer the following questions in 2-3 complete sentences, drawing all information directly from the provided case documents.

1. Who are the primary parties in this legal dispute, and what are their roles?

2. What specific event on June 19, 2017, initiated the conflict that led to this case?

3. What was the core allegation made by the Petitioner in her original petition filed on October 18, 2018?

4. Why did the Respondent’s Board President, Mike Olson, state that the names in the email string were redacted?

5. In the initial hearing, what did the Petitioner argue the Board was required to do after discussing the incident, even if it chose not to act?

6. What was the legal conclusion of the Administrative Law Judge following the first hearing on January 10, 2019?

7. On what grounds did the Petitioner request and receive a rehearing of the case?

8. How did the Petitioner’s primary legal argument change between the first hearing and the rehearing?

9. According to the testimony of community manager Kathy Andrews, what types of documents are considered official records of the Association?

10. What was the final determination regarding the status of the email string and the Respondent’s obligation to produce an un-redacted version?

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Answer Key

1. The primary parties are Patricia Wiercinski (“Petitioner”) and the Long Meadow Ranch East Property Owners Association, Inc. (“Respondent”). The Petitioner is a homeowner and member of the Respondent association who filed a complaint alleging the association violated state law. The Respondent is the homeowners’ association defending against the petition.

2. The initiating event was an incident where the Petitioner’s husband, Wayne Coates, allegedly acted belligerent, cursed at, and was verbally abusive to a potential buyer, their family, and their architect who were viewing a property for sale across the street from the Petitioner’s home. The potential buyers were so disturbed by the encounter that they decided to remove the lot from their list of considerations.

3. The Petitioner’s core allegation was that the Respondent had violated A.R.S. § 33-1805 by failing to produce official documents related to the Board’s deliberations, decisions, and actions concerning the June 19, 2017 incident involving her husband.

4. Mike Olson testified that the names of the potential purchasers and their real estate agent were redacted from the email string because Mr. Coates has a documented history of bullying, intimidating, and threatening people. The redaction was done to protect these individuals from potential harassment.

5. In the initial hearing, the Petitioner argued that if the Board decided not to take action against her husband over the incident, it was required to make a formal motion and arrive at a formal, written decision to that effect. She claimed she never received such a document or evidence that the Board addressed it in an official meeting.

6. Following the first hearing, the Administrative Law Judge ordered that the petition be denied. The judge concluded that the Petitioner failed to establish that any official documents regarding the incident existed that the Respondent had failed to produce, as the email discussions were informal and did not constitute official Board business.

7. The Petitioner requested a rehearing by alleging misconduct on the part of the Administrative Law Judge. The Commissioner of the Department of Real Estate granted the request, though the decision noted the Commissioner did not specify what the misconduct was or how it should have changed the outcome.

8. In the rehearing, the Petitioner changed her argument from claiming the Board failed to produce a formal decision to arguing that the email string itself constituted an official record of the Association’s business. Consequently, she contended that A.R.S. § 33-1805 required the Respondent to produce a fully un-redacted copy of it.

9. Kathy Andrews testified that official records include matters of record regarding the Association’s business, such as governing documents, architectural guidelines, Board and general meeting minutes, and anything submitted to the Board for action. Because the Board took no action on the June 19, 2017 incident, the email was not included in the Association’s archived records.

10. The final determination was that the email string was not an official record of the association but rather an informal communication. Therefore, A.R.S. § 33-1805 did not require the Respondent to provide an un-redacted version, and the Petitioner’s petition was dismissed.

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Essay Questions

Instructions: The following questions are designed to test a deeper, analytical understanding of the case. Formulate a detailed essay-format response for each.

1. Analyze the legal distinction made by the Administrative Law Judge between informal discussions among board members and official association business. How was A.R.S. § 33-1805 applied in this context, and what precedent might this set for volunteer HOA board members?

2. Discuss the evolution of Patricia Wiercinski’s legal argument from the initial hearing to the rehearing. Evaluate the strengths and weaknesses of each argument and explain why the second argument was also ultimately unsuccessful.

3. Examine the concept of “preponderance of the evidence” as it applies to this case. Explain what the Petitioner was required to prove and detail the specific evidence (or lack thereof) that led the judge to conclude she had not met this burden in either hearing.

4. The Respondent voluntarily provided the redacted email string after the petition was filed. Discuss the strategic implications of this action and how it influenced the proceedings. Furthermore, analyze the justification provided for the redactions and the judge’s assessment of its reasonableness.

5. Based on the testimony from individuals like Mike Olson, Gregg Arthur, and Kathy Andrews, construct a comprehensive narrative of the events and communications following the June 19, 2017 incident from the perspective of the HOA Board. How did their collective testimony undermine the Petitioner’s claim that official records were being withheld or that the emails constituted official business?

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Glossary of Key Terms

Term / Entity

Definition

Administrative Law Judge (ALJ)

The presiding judge, Diane Mihalsky, from the Office of Administrative Hearings who heard the evidence and issued the legal decisions.

A.R.S. § 33-1805(A)

The Arizona Revised Statute cited by the Petitioner, which stipulates that all financial and other records of a homeowners’ association must be made reasonably available for examination by any member.

A.R.S. § 33-1804(E)(4)

An Arizona Revised Statute stating that a quorum of a board of directors meeting informally to discuss association business must comply with open meeting and notice provisions, regardless of whether a vote is taken.

Department, The

The Arizona Department of Real Estate, the state agency authorized to receive and adjudicate petitions from and about homeowners’ associations.

Hoamco

The property management company employed by the Long Meadow Ranch East Property Owners Association. Kathy Andrews is an employee of this company.

June 19, 2017 Incident

An altercation where Wayne Coates allegedly engaged in belligerent, cursing, and verbally abusive behavior towards potential property buyers, causing them to lose interest in the property.

Long Meadow Ranch East POA

The Respondent in the case; the homeowners’ association for the Long Meadow Ranch East development in Prescott, Arizona.

Office of Administrative Hearings

An independent state agency that conducts evidentiary hearings for other state agencies, such as the Department of Real Estate.

Petitioner

Patricia Wiercinski, a homeowner in Long Meadow Ranch East and a member of the Respondent association who filed the legal petition.

Preponderance of the Evidence

The evidentiary standard the Petitioner was required to meet. It is defined as proof that is sufficient to incline a fair and impartial mind to one side of the issue rather than the other, meaning the contention is more probably true than not.

Respondent

The Long Meadow Ranch East Property Owners Association, Inc., which was the defendant in the petition filed by Patricia Wiercinski.

Wayne Coates

The husband of the Petitioner, Patricia Wiercinski. His alleged actions during the June 19, 2017 incident are the central subject of the dispute.

An acronym for the Yavapai County Sheriff’s Office, mentioned in an email as a potential agency to file charges for disorderly conduct/harassment.






Blog Post – 19F-H1918028-REL-RHG


4 Shocking Lessons from One Homeowner’s Lawsuit Against Her HOA

Introduction: The Perils of Neighbor Disputes

Most people who live in a planned community harbor a quiet fear of two things: a “neighbor from hell” and a legal dispute with their Homeowners’ Association (HOA). For one Arizona homeowner, those fears collided in a dramatic fashion. When her husband was involved in an incident with prospective buyers of a neighboring lot, she took her HOA to court to demand records of the board’s discussions. The resulting public legal documents provide a masterclass in community association law, revealing several shocking and counter-intuitive lessons for anyone living under an HOA.

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1. Takeaway 1: A “Neighbor from Hell” Can Literally Destroy a Real Estate Deal

The case began with a single incident on June 19, 2017. According to court filings, the homeowner’s husband, Wayne Coates, first confronted the wife and son of a builder viewing a vacant lot across the street. The prospective buyers described Mr. Coates’ behavior as “belligerent and cursing,” telling them that “nothing was for sale around here and they shouldn’t be snooping around.” The wife and son then drove up to inform the builder and architect of the hostile encounter.

The confrontation was so severe that it directly caused the potential buyers to walk away from the deal. They documented their experience in an email that eventually became part of the court record.

In closing when we returned one thing that stands out is would we want to live next to this type of behavior of [a] neighbor? The answer is no, this lot was one that we had in our top 2 Lots as a consideration for purchase but due to the volatile potential of this man, we have decided at this point to remove it from our list.

This case is a rare and powerful illustration of tortious interference with a business relationship in a community association context, providing unambiguous, written proof—from the aggrieved party themselves—that a single resident’s conduct directly caused a quantifiable financial loss to a neighbor.

2. Takeaway 2: Your HOA Board’s Private Emails Aren’t Always “Official Records”

The homeowner, Patricia Wiercinski, filed the lawsuit because she believed an email discussion about the incident among a quorum of the HOA board members constituted official business. Therefore, she argued, those emails were “official records” of the association that she had a legal right to inspect.

In a surprising decision, the court disagreed. The Administrative Law Judge ruled that just because board members informally discuss a topic via email does not automatically make it official HOA business or create an official record. This is especially true if the board never takes any formal action on the matter.

The judge’s reasoning was grounded in the practical realities of volunteer-run corporations. To treat every informal chat as official, recordable business would impose “an unnecessary and burdensome requirement on volunteers who are not compensated for their time who are may be neighbors and who may also be friends, in addition to being Board members.” This ruling reinforces a crucial legal boundary between governance and informal communication. It protects a board’s ability to “think out loud” and explore issues before committing to a formal course of action, an essential function for effective volunteer leadership.

3. Takeaway 3: An HOA’s Power Isn’t Unlimited

After learning that Mr. Coates’ actions had killed a property sale, some board members were immediately and deeply alarmed. They recognized the potential damage to property values for everyone in the community. Board member Gregg Arthur expressed this urgency in an email to his colleagues:

Wayne thru his actions appears to have interfered with and destroyed a property sale. We need to meet and take action on this matter as it will have a broad and chilling effect amongst the realtor community… action needs to be taken and quickly to prevent this from happening again.

Despite this initial alarm, the board ultimately took no formal action against Mr. Coates. Why? Because after reviewing the situation, they determined that the incident was a personal dispute between neighbors. Critically, his conduct did not violate any specific provision of the association’s Covenants, Conditions, and Restrictions (CC&Rs), bylaws, or other governing documents.

This decision underscores a vital legal principle: an HOA’s authority is fundamentally contractual, derived solely from the powers granted to it in its governing documents. It is not a governmental body with general police powers. Its authority is strictly limited to enforcing the community’s written rules, not policing all neighborhood conduct.

4. Takeaway 4: A Lawsuit Can Create a Devastating—and Public—Record

The petitioner’s goal was straightforward: to force the HOA to produce an un-redacted copy of the board’s private email chain. The result of her legal action, however, was a textbook example of the “Streisand Effect,” where an attempt to suppress information leads to it being publicized far more widely. In her attempt to access a private record, she created a permanent, public legal record that contained far more damaging information about her husband than the emails she sought.

Because of the lawsuit, the following details about Mr. Coates are now cemented in publicly accessible court documents:

• The full, detailed account from the potential buyers describing his “verbally abusive and extremely confrontational” behavior.

• A statement from a board member, Joe Zielinski, referencing Mr. Coates’ “arrest record and prison term and criminal history.”

• Sworn testimony from the HOA President, Mike Olson, explaining that names were redacted from the original email because Mr. Coates has a “history of bullying and intimidating people.”

The irony is devastating. In her quest to unmask the identities of her husband’s accusers in a private email, the petitioner inadvertently created a permanent, public, and deeply unflattering legal record that now constitutes a matter adjudicated by a court.

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Conclusion: The High Cost of Conflict

This single, unfortunate neighborhood dispute offers powerful lessons for anyone living in a planned community. It clarifies the real-world impact of resident behavior on property rights, sets a clear boundary on what constitutes an “official” HOA record, demonstrates the legal limits of an HOA’s power, and serves as a sobering warning about the unforeseen consequences of litigation. It leaves us with a final, critical question to ponder: When conflict arises in a community, what is the true cost of escalating it, and is the official record you might create worth the price?


Case Participants

Petitioner Side

  • Patricia Wiercinski (petitioner)
  • Wayne Coates (petitioner's husband)
    Involved in the June 19, 2017 incident

Respondent Side

  • Ashley N. Moscarello (HOA attorney)
    Goodman Law Group
  • Michael Olson (board member)
    President of Respondent's board; testified as witness
  • Gregg Arthur (board member)
    Director on Respondent's board; testified as witness
  • Kathy Andrews (property manager)
    HOAMCO
    Community Manager; testified as witness
  • Jim Robertson (board member)
    Director on Respondent's board
  • Joe Zielinski (board member)
    Director on Respondent's board
  • Boris Biloskirka (board member)
    Director on Respondent's board (identified as former in one source)
  • Tom Reid (board member)
    Director on Respondent's board

Neutral Parties

  • Diane Mihalsky (ALJ)
  • Judy Lowe (Commissioner)
    ADRE
  • Felicia Del Sol (administrative staff)
    Decision transmittal clerk

Other Participants

  • John Allen (HOA member)
    Property owner attempting to sell lot (also spelled Allan)
  • [Redacted Name] (potential purchaser/witness)
    Includes potential buyers, builder, builder's wife, son, and architect involved in the incident
  • [Redacted Name] (real estate agent/witness)
    Real estate agent(s) associated with John Allen's property

Linda Curtin vs. The Ridge at Diamante del Lago Homeowners

Case Summary

Case ID 19F-H1918034-REL
Agency ADRE
Tribunal OAH
Decision Date 2019-03-05
Administrative Law Judge Diane Mihalsky
Outcome full
Filing Fees Refunded $500.00
Civil Penalties $0.00

Parties & Counsel

Petitioner Linda Curtin Counsel
Respondent The Ridge at Diamante del Lago Homeowners Association, Inc. Counsel

Alleged Violations

A.R.S. § 33-1805(A)

Outcome Summary

Petitioner established that Respondent violated A.R.S. § 33-1805(A) by failing to provide access to requested association records within the statutory ten-day period. The petition was granted and Respondent was ordered to reimburse the $500.00 filing fee.

Key Issues & Findings

Failure to provide timely access to association financial records

Petitioner filed a single-issue petition alleging Respondent violated CC&Rs § 4.8 and A.R.S. § 33-1805 by refusing to make available association records or to produce a receipt identifying a contractor and the amount paid for a cinderblock wall built by the community’s clubhouse.

Orders: The petition was granted because Respondent violated A.R.S. § 33-1805(A) by failing to provide access to records within ten days of Petitioner’s September 12, 2018 request. Respondent was ordered to reimburse the $500.00 filing fee.

Filing fee: $500.00, Fee refunded: Yes

Disposition: petitioner_win

Cited:

  • A.R.S. § 33-1805(A)
  • CC&R § 4.8

Analytics Highlights

Topics: HOA Records, Record Inspection, Timely Disclosure, Statutory Violation, Filing Fee Reimbursement
Additional Citations:

  • A.R.S. § 33-1805(A)
  • CC&R § 4.8
  • A.R.S. § 32-2199(B)
  • A.R.S. § 33-1803
  • A.R.S. § 41-1092.07(G)(2)
  • A.A.C. R2-19-119(A)
  • A.A.C. R2-19-119(B)(1)

Video Overview

Audio Overview

Decision Documents

19F-H1918034-REL Decision – 692859.pdf

Uploaded 2026-01-23T17:28:04 (151.9 KB)





Briefing Doc – 19F-H1918034-REL


Briefing Document: Curtin v. The Ridge at Diamante del Lago HOA

Executive Summary

This briefing document analyzes the Administrative Law Judge (ALJ) Decision in case number 19F-H1918034-REL, a dispute between homeowner Linda Curtin and The Ridge at Diamante del Lago Homeowners Association, Inc. (HOA). The central conflict arose from the HOA’s failure to provide financial records related to a small construction project within the timeframe mandated by Arizona law.

The petitioner, Ms. Curtin, alleged that the HOA violated its own Covenants, Conditions, and Restrictions (CC&Rs) and Arizona Revised Statutes (A.R.S.) § 33-1805 by not producing an invoice for a $1,000 cinderblock wall project at the community clubhouse. While the HOA did eventually provide the requested records, the ALJ found that it failed to do so within the legally required ten-day period following Ms. Curtin’s formal written request on September 12, 2018.

Consequently, the ALJ granted the petition in favor of Ms. Curtin, ruling that the HOA was in violation of A.R.S. § 33-1805(A). The HOA was ordered to reimburse Ms. Curtin for her $500 petition filing fee. However, the ALJ dismissed all of the petitioner’s ancillary complaints, including suspicions of forgery, concerns about the contractor’s licensing status, and other issues of HOA governance, deeming them either unsubstantiated or outside the narrow scope of the single-issue petition. The ruling underscores the strict procedural compliance required of HOAs regarding member record requests while limiting the scope of such legal challenges to the specific violations alleged.

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I. Case Overview

Case Number: 19F-H1918034-REL

Forum: Arizona Office of Administrative Hearings

Petitioner: Linda Curtin (“Complainant”), a homeowner and HOA member.

Respondent: The Ridge at Diamante del Lago Homeowners Association, Inc. (“HOA”), represented by Community Manager Tracy Schofield.

Administrative Law Judge: Diane Mihalsky

Core Allegation: The HOA violated its governing documents and state law by failing to make association records available to a member upon request. Specifically, the petitioner sought a receipt and contractor details for a cinderblock wall built at the community clubhouse.

II. Governing Rules and Statutes

The case centered on the interpretation and enforcement of the HOA’s internal rules and a specific Arizona statute governing planned communities.

Rule/Statute

Key Provision

CC&R § 4.8

Requires the HOA Board to keep “true and correct records of account in accordance with generally accepted accounting principles” and to make such books and records available for inspection by all owners upon request during normal business hours.

A.R.S. § 33-1805(A)

Mandates that all financial and other association records be made “reasonably available for examination” by any member. The statute explicitly requires the association to fulfill a request for examination within ten business days. A similar ten-day deadline applies for providing copies of records.

The respondent did not claim any legal privilege under A.R.S. § 33-1805(B) that would permit it to withhold the requested documents.

III. Chronology of the Dispute

The conflict unfolded over several months, beginning with an informal inquiry and escalating to a formal legal petition.

August 1, 2018: Petitioner Linda Curtin first emails Community Manager Tracy Schofield for a contractor recommendation.

August 2 – September 11, 2018: In a subsequent email exchange, Ms. Curtin asks who built the garbage can walls at the clubhouse. Ms. Schofield provides the name “Roberto” but is unable to provide a contact number, stating that the Board’s Treasurer, Jim Mackiewicz, had arranged the work. The petitioner later characterized this exchange as “evasive.”

September 12, 2018: Ms. Curtin sends a formal written letter requesting “a copy of the invoice submitted to The Ridge HOA” for the wall construction. This action officially started the ten-day clock under A.R.S. § 33-1805(A).

September 24, 2018: Ms. Schofield responds, stating that she does not have the invoices at her office as records are retained “in the community.” She provides a printout of payments made to contractor Gualberto Castro, which includes a $1,000 check dated November 1, 2017, for “Block work – clubhouse.”

November 5, 2018: Ms. Curtin requests that the invoice be brought to that day’s HOA board meeting. The document is not provided.

November 28, 2018: After making an additional 15 phone calls regarding related meeting minutes without a satisfactory response, Ms. Curtin files a single-issue petition with the Arizona Department of Real Estate.

December 10, 2018: The HOA files its answer, claiming the issue has been resolved. On the same day, Ms. Schofield emails the contractor’s invoice to Ms. Curtin. The invoice, from ValleyWide Custom Painting Inc. and dated November 2, 2017, details the $1,000 job.

December 11, 2018: Ms. Curtin requests additional documents, including a copy of the cashed check and the Architectural Control Committee (ACC) application for the project. Ms. Schofield is reported to have stated that ACC approval was not applicable to work on common areas.

Post-December 11, 2018: Ms. Schofield eventually provides a copy of the cancelled check for $1,000 made payable to Mr. Castro.

February 20, 2019: An evidentiary hearing is held before the ALJ.

IV. Analysis of Evidence and Arguments

A. Petitioner’s Position

Ms. Curtin’s case was built on the initial failure to produce records and expanded to include broader suspicions about the HOA’s conduct.

Primary Claim: The HOA violated state law by failing to fulfill her September 12, 2018 request for records within the ten-day statutory period.

Suspicions about Documentation: The petitioner expressed dissatisfaction with the documents eventually provided. She opined that the November 2, 2017 receipt “appeared to have two different kinds of handwriting and might be a forgery.” She also pointed to the fact that the check for payment was dated one day before the invoice date.

Ancillary Governance Concerns: Ms. Curtin raised several issues beyond the scope of her petition, including:

◦ The contractor, Mr. Castro, was not licensed as required by the Registrar of Contractors.

◦ The Board meeting minutes did not show authorization for the $1,000 expenditure.

◦ The HOA’s ACC approval process was not followed for the wall.

◦ A separate, unrelated $125,000 pool remodel project was approved improperly (this was refuted by Ms. Schofield’s testimony that it required a membership vote).

B. Respondent’s Position

The HOA, through Ms. Schofield, acknowledged the delay but argued it had ultimately complied and faced logistical constraints.

Eventual Compliance: The HOA’s primary defense was that it eventually provided all the documents in its possession related to the expenditure, thereby resolving the complaint.

Logistical Challenges: Ms. Schofield testified that she is an off-site community manager for numerous associations and does not keep records in her office. She stated that the HOA’s records are stored “in the community” at a separate depository.

Commitment to Future Compliance: Ms. Schofield testified that for any future requests, she would schedule a time for the petitioner to review records at the depository within the ten-day window.

Communication: Ms. Schofield maintained that she “communicated with Petitioner on every issue” and provided what information she had available.

V. Administrative Law Judge’s Decision and Rationale

The ALJ’s decision was narrowly focused on the statutory violation, setting aside the petitioner’s other grievances.

A. Conclusions of Law

1. Violation Confirmed: The judge concluded that the petitioner successfully established by a preponderance of the evidence that the HOA violated A.R.S. § 33-1805(A). The HOA “acknowledged that it did not provide the documents or provide access to Petitioner to view the documents within ten days of Petitioner’s September 12, 2018 request.”

2. Scope of Relief Limited: The ALJ determined that the statute only requires that records be kept and made available in a timely manner. The law “has not authorized the Department… that HOAs produce records that satisfy all of a members’ stated concerns.”

3. Ancillary Claims Dismissed: The judge explicitly rejected the petitioner’s broader concerns, stating: “Petitioner’s concern with ‘transparency’ and dissatisfaction and suspicions about the records that were eventually provided do not entitle her to any additional relief in this forum.” The forgery claim was dismissed for lack of evidence, as Ms. Curtin did not present the opinion of a handwriting expert. The issues related to contractor licensing and internal HOA procedures were deemed outside the jurisdiction of the hearing for an HOA petition.

B. Recommended Order

Based on the findings, the ALJ issued a two-part order:

1. Petition Granted: The petition was granted on the grounds that Ms. Curtin had proven the HOA violated A.R.S. § 33-1805(A).

2. Reimbursement of Filing Fee: The HOA was ordered to reimburse the petitioner the $500.00 she paid to file the single-issue petition.

The order, issued on March 5, 2019, was declared binding on both parties unless a request for rehearing was filed within 30 days.






Study Guide – 19F-H1918034-REL


Study Guide: Curtin v. The Ridge at Diamante del Lago Homeowners Association, Inc.

This guide provides a detailed review of the Administrative Law Judge Decision in case number 19F-H1918034-REL, involving Petitioner Linda Curtin and Respondent The Ridge at Diamante del Lago Homeowners Association, Inc. It includes a quiz with an answer key to test comprehension, a set of essay questions for deeper analysis, and a glossary of key terms.

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Short-Answer Quiz

Instructions: Answer the following questions in two to three sentences, based exclusively on the information provided in the case document.

1. Who are the primary parties involved in this case and what are their respective roles?

2. What was the central allegation in the single-issue petition filed by Linda Curtin on November 28, 2018?

3. Which specific Arizona Revised Statute and CC&R section did the Petitioner claim the Respondent violated?

4. How did the HOA, through its community manager, initially attempt to resolve the records request that led to the petition?

5. What additional documents did Ms. Curtin request after receiving the contractor’s invoice on December 10, 2018?

6. What were Ms. Curtin’s specific suspicions and complaints regarding the quality and validity of the documents she eventually received?

7. What was Community Manager Tracy Schofield’s testimony regarding her role and the location of the association’s records?

8. According to the “Conclusions of Law,” what is the primary requirement of A.R.S. § 33-1805(A) regarding member requests for records?

9. On what specific point did the Administrative Law Judge find that the Respondent had violated the statute?

10. What was the final Recommended Order issued by the Administrative Law Judge in this case?

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Answer Key

1. The primary parties are Linda Curtin, the Petitioner and a homeowner, and The Ridge at Diamante del Lago Homeowners Association, Inc., the Respondent. Tracy Schofield appeared for the HOA as its Community Manager, and Diane Mihalsky served as the Administrative Law Judge.

2. The central allegation was that the HOA violated its own rules and state law by refusing to make association records available. Specifically, Ms. Curtin sought a receipt identifying the contractor and the amount paid for a cinderblock wall built by the community clubhouse.

3. The Petitioner claimed the Respondent violated CC&R § 4.8, concerning the keeping and availability of accounting records, and A.R.S. § 33-1805, which governs the examination of association records by members.

4. On September 24, 2018, Ms. Schofield responded to Ms. Curtin’s written request by stating she did not have invoices at her office. She did, however, provide a printout of payments made to the contractor, Gaulberto Castro, which included a $1,000.00 payment for “Block work – clubhouse.”

5. After receiving the invoice, Ms. Curtin requested a copy of the cashed check (front and back), the payee’s mailing address, and the completed Architectural Control Committee Application for the project, including the contractor’s address, license number, and insurance company.

6. Ms. Curtin complained that the contractor, Mr. Castro, was not licensed and that the job did not meet the exemption requirements for the Registrar of Contractors. She also opined that the receipt from November 2, 2017, appeared to be a forgery with two different kinds of handwriting.

7. Ms. Schofield testified that she is not an onsite manager, works for numerous associations, and does not keep any association records in her office. She stated that for future requests, she would schedule a time for Ms. Curtin to view the records at the Respondent’s records depository.

8. The primary requirement of A.R.S. § 33-1805(A) is that all financial and other records of an association must be made reasonably available for examination by any member. The statute mandates that the association has ten business days to fulfill a request for examination or to provide copies.

9. The Judge found that the Respondent violated A.R.S. § 33-1805(A) because, while it eventually provided all documents in its possession, it failed to provide the documents or access to them within the statutorily required ten-day period following Ms. Curtin’s September 12, 2018 request.

10. The Judge ordered that the Petitioner’s petition be granted because she established the violation of A.R.S. § 33-1805(A). The Judge further ordered that the Respondent reimburse Ms. Curtin the $500.00 she paid to file her single-issue petition.

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Essay Questions

Instructions: The following questions are designed to encourage a deeper analysis of the case. Formulate comprehensive responses using only the evidence and legal reasoning presented in the source document.

1. Analyze the timeline of communication between Linda Curtin and Tracy Schofield, from the initial informal inquiry on August 1, 2018, to the formal petition. How did the nature of the requests and the quality of the responses contribute to the escalation of the dispute?

2. Discuss the legal standard of “preponderance of the evidence” as it is defined and applied in this case. Explain how the Administrative Law Judge used this standard to find the Respondent in violation of the ten-day rule while simultaneously dismissing the Petitioner’s other concerns about transparency and forgery.

3. The Petitioner raised several issues during the hearing that were not part of her original single-issue petition, such as the contractor’s licensing status, the lack of Board meeting minutes authorizing the project, and a proposed $125,000 pool remodel. Why did the Administrative Law Judge deem these points irrelevant to the final decision?

4. Evaluate the responsibilities of a Homeowners Association regarding record-keeping and member access as outlined in CC&R § 4.8 and A.R.S. § 33-1805(A). Based on the testimony and evidence, describe the specific procedural failures of The Ridge at Diamante del Lago HOA in this matter.

5. The Judge’s decision explicitly states that the Petitioner’s “dissatisfaction and suspicions about the records that were eventually provided do not entitle her to any additional relief in this forum.” Explore the distinction the ruling makes between a procedural violation (timeliness of access) and the substantive content or perceived legitimacy of the records themselves.

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Glossary of Key Terms

Definition

Administrative Law Judge (ALJ)

An independent judge who presides over administrative hearings. In this case, Diane Mihalsky of the Office of Administrative Hearings served as the ALJ.

A.R.S. § 33-1805

An Arizona Revised Statute requiring that all financial and other records of a homeowners association be made reasonably available for examination by any member within ten business days of a request.

Complainant

An alternative term used in the document to refer to the Petitioner, Linda Curtin.

Covenants, Conditions, and Restrictions (CC&Rs)

The governing documents that create and define the rules for a planned community. In this case, CC&R § 4.8, which deals with accounting records, was cited.

Department (The)

Refers to the Arizona Department of Real Estate, the state agency authorized to receive and decide petitions for hearings from HOA members and HOAs.

Evidentiary Hearing

A formal proceeding where evidence is presented and testimony is given before an administrative law judge to resolve a factual dispute. The hearing in this case took place on February 20, 2019.

Homeowners’ Association (HOA)

An organization in a planned community that creates and enforces rules for the properties and its members. The Respondent is The Ridge at Diamante del Lago Homeowners Association, Inc.

Office of Administrative Hearings (OAH)

An independent state agency in Arizona that conducts evidentiary hearings for other state agencies, such as the Department of Real Estate.

Petitioner

The party who files a petition initiating a legal action. In this case, the Petitioner is Linda Curtin, a homeowner and member of the Respondent HOA.

Preponderance of the Evidence

The standard of proof required in this case, defined as evidence that is more convincing and has greater weight, inclining an impartial mind to one side of the issue rather than the other. The Petitioner bears this burden of proof.

Respondent

The party against whom a petition is filed. In this case, the Respondent is The Ridge at Diamante del Lago Homeowners Association, Inc.

Restrictive Covenants

Legal obligations imposed in a deed upon the buyer of real estate. The document notes that if unambiguous, they are enforced to give effect to the intent of the parties.


Case Participants

Petitioner Side

  • Linda Curtin (petitioner)
    Also referred to as 'Complainant'; testified on her own behalf

Respondent Side

  • Tracy Schofield (community manager)
    The Ridge at Diamante del Lago Homeowners Association
    Appeared for Respondent and testified as Community Manager
  • Jim Mackiewicz (board member)
    The Ridge at Diamante del Lago Homeowners Association
    Board Treasurer
  • Mitch Kellogg (statutory agent)
    The Ridge at Diamante del Lago Homeowners Association, Inc.

Neutral Parties

  • Diane Mihalsky (ALJ)
    Office of Administrative Hearings
  • Judy Lowe (Commissioner)
    Arizona Department of Real Estate

Other Participants

  • Gualberto Castro (contractor)
    Gualberto Stucco & Repairs
    Contractor involved in the disputed work
  • Felicia Del Sol (administrative staff)
    Transmitted decision electronically

Linda Curtin vs. The Ridge at Diamante del Lago Homeowners

Case Summary

Case ID 19F-H1918034-REL
Agency ADRE
Tribunal OAH
Decision Date 2019-03-05
Administrative Law Judge Diane Mihalsky
Outcome full
Filing Fees Refunded $500.00
Civil Penalties $0.00

Parties & Counsel

Petitioner Linda Curtin Counsel
Respondent The Ridge at Diamante del Lago Homeowners Association, Inc. Counsel

Alleged Violations

A.R.S. § 33-1805(A)

Outcome Summary

Petitioner established that Respondent violated A.R.S. § 33-1805(A) by failing to provide access to requested association records within the statutory ten-day period. The petition was granted and Respondent was ordered to reimburse the $500.00 filing fee.

Key Issues & Findings

Failure to provide timely access to association financial records

Petitioner filed a single-issue petition alleging Respondent violated CC&Rs § 4.8 and A.R.S. § 33-1805 by refusing to make available association records or to produce a receipt identifying a contractor and the amount paid for a cinderblock wall built by the community’s clubhouse.

Orders: The petition was granted because Respondent violated A.R.S. § 33-1805(A) by failing to provide access to records within ten days of Petitioner’s September 12, 2018 request. Respondent was ordered to reimburse the $500.00 filing fee.

Filing fee: $500.00, Fee refunded: Yes

Disposition: petitioner_win

Cited:

  • A.R.S. § 33-1805(A)
  • CC&R § 4.8

Analytics Highlights

Topics: HOA Records, Record Inspection, Timely Disclosure, Statutory Violation, Filing Fee Reimbursement
Additional Citations:

  • A.R.S. § 33-1805(A)
  • CC&R § 4.8
  • A.R.S. § 32-2199(B)
  • A.R.S. § 33-1803
  • A.R.S. § 41-1092.07(G)(2)
  • A.A.C. R2-19-119(A)
  • A.A.C. R2-19-119(B)(1)

Video Overview

Audio Overview

Decision Documents

19F-H1918034-REL Decision – 692859.pdf

Uploaded 2025-10-09T03:33:53 (151.9 KB)





Briefing Doc – 19F-H1918034-REL


Briefing Document: Curtin v. The Ridge at Diamante del Lago HOA

Executive Summary

This briefing document analyzes the Administrative Law Judge (ALJ) Decision in case number 19F-H1918034-REL, a dispute between homeowner Linda Curtin and The Ridge at Diamante del Lago Homeowners Association, Inc. (HOA). The central conflict arose from the HOA’s failure to provide financial records related to a small construction project within the timeframe mandated by Arizona law.

The petitioner, Ms. Curtin, alleged that the HOA violated its own Covenants, Conditions, and Restrictions (CC&Rs) and Arizona Revised Statutes (A.R.S.) § 33-1805 by not producing an invoice for a $1,000 cinderblock wall project at the community clubhouse. While the HOA did eventually provide the requested records, the ALJ found that it failed to do so within the legally required ten-day period following Ms. Curtin’s formal written request on September 12, 2018.

Consequently, the ALJ granted the petition in favor of Ms. Curtin, ruling that the HOA was in violation of A.R.S. § 33-1805(A). The HOA was ordered to reimburse Ms. Curtin for her $500 petition filing fee. However, the ALJ dismissed all of the petitioner’s ancillary complaints, including suspicions of forgery, concerns about the contractor’s licensing status, and other issues of HOA governance, deeming them either unsubstantiated or outside the narrow scope of the single-issue petition. The ruling underscores the strict procedural compliance required of HOAs regarding member record requests while limiting the scope of such legal challenges to the specific violations alleged.

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I. Case Overview

Case Number: 19F-H1918034-REL

Forum: Arizona Office of Administrative Hearings

Petitioner: Linda Curtin (“Complainant”), a homeowner and HOA member.

Respondent: The Ridge at Diamante del Lago Homeowners Association, Inc. (“HOA”), represented by Community Manager Tracy Schofield.

Administrative Law Judge: Diane Mihalsky

Core Allegation: The HOA violated its governing documents and state law by failing to make association records available to a member upon request. Specifically, the petitioner sought a receipt and contractor details for a cinderblock wall built at the community clubhouse.

II. Governing Rules and Statutes

The case centered on the interpretation and enforcement of the HOA’s internal rules and a specific Arizona statute governing planned communities.

Rule/Statute

Key Provision

CC&R § 4.8

Requires the HOA Board to keep “true and correct records of account in accordance with generally accepted accounting principles” and to make such books and records available for inspection by all owners upon request during normal business hours.

A.R.S. § 33-1805(A)

Mandates that all financial and other association records be made “reasonably available for examination” by any member. The statute explicitly requires the association to fulfill a request for examination within ten business days. A similar ten-day deadline applies for providing copies of records.

The respondent did not claim any legal privilege under A.R.S. § 33-1805(B) that would permit it to withhold the requested documents.

III. Chronology of the Dispute

The conflict unfolded over several months, beginning with an informal inquiry and escalating to a formal legal petition.

August 1, 2018: Petitioner Linda Curtin first emails Community Manager Tracy Schofield for a contractor recommendation.

August 2 – September 11, 2018: In a subsequent email exchange, Ms. Curtin asks who built the garbage can walls at the clubhouse. Ms. Schofield provides the name “Roberto” but is unable to provide a contact number, stating that the Board’s Treasurer, Jim Mackiewicz, had arranged the work. The petitioner later characterized this exchange as “evasive.”

September 12, 2018: Ms. Curtin sends a formal written letter requesting “a copy of the invoice submitted to The Ridge HOA” for the wall construction. This action officially started the ten-day clock under A.R.S. § 33-1805(A).

September 24, 2018: Ms. Schofield responds, stating that she does not have the invoices at her office as records are retained “in the community.” She provides a printout of payments made to contractor Gualberto Castro, which includes a $1,000 check dated November 1, 2017, for “Block work – clubhouse.”

November 5, 2018: Ms. Curtin requests that the invoice be brought to that day’s HOA board meeting. The document is not provided.

November 28, 2018: After making an additional 15 phone calls regarding related meeting minutes without a satisfactory response, Ms. Curtin files a single-issue petition with the Arizona Department of Real Estate.

December 10, 2018: The HOA files its answer, claiming the issue has been resolved. On the same day, Ms. Schofield emails the contractor’s invoice to Ms. Curtin. The invoice, from ValleyWide Custom Painting Inc. and dated November 2, 2017, details the $1,000 job.

December 11, 2018: Ms. Curtin requests additional documents, including a copy of the cashed check and the Architectural Control Committee (ACC) application for the project. Ms. Schofield is reported to have stated that ACC approval was not applicable to work on common areas.

Post-December 11, 2018: Ms. Schofield eventually provides a copy of the cancelled check for $1,000 made payable to Mr. Castro.

February 20, 2019: An evidentiary hearing is held before the ALJ.

IV. Analysis of Evidence and Arguments

A. Petitioner’s Position

Ms. Curtin’s case was built on the initial failure to produce records and expanded to include broader suspicions about the HOA’s conduct.

Primary Claim: The HOA violated state law by failing to fulfill her September 12, 2018 request for records within the ten-day statutory period.

Suspicions about Documentation: The petitioner expressed dissatisfaction with the documents eventually provided. She opined that the November 2, 2017 receipt “appeared to have two different kinds of handwriting and might be a forgery.” She also pointed to the fact that the check for payment was dated one day before the invoice date.

Ancillary Governance Concerns: Ms. Curtin raised several issues beyond the scope of her petition, including:

◦ The contractor, Mr. Castro, was not licensed as required by the Registrar of Contractors.

◦ The Board meeting minutes did not show authorization for the $1,000 expenditure.

◦ The HOA’s ACC approval process was not followed for the wall.

◦ A separate, unrelated $125,000 pool remodel project was approved improperly (this was refuted by Ms. Schofield’s testimony that it required a membership vote).

B. Respondent’s Position

The HOA, through Ms. Schofield, acknowledged the delay but argued it had ultimately complied and faced logistical constraints.

Eventual Compliance: The HOA’s primary defense was that it eventually provided all the documents in its possession related to the expenditure, thereby resolving the complaint.

Logistical Challenges: Ms. Schofield testified that she is an off-site community manager for numerous associations and does not keep records in her office. She stated that the HOA’s records are stored “in the community” at a separate depository.

Commitment to Future Compliance: Ms. Schofield testified that for any future requests, she would schedule a time for the petitioner to review records at the depository within the ten-day window.

Communication: Ms. Schofield maintained that she “communicated with Petitioner on every issue” and provided what information she had available.

V. Administrative Law Judge’s Decision and Rationale

The ALJ’s decision was narrowly focused on the statutory violation, setting aside the petitioner’s other grievances.

A. Conclusions of Law

1. Violation Confirmed: The judge concluded that the petitioner successfully established by a preponderance of the evidence that the HOA violated A.R.S. § 33-1805(A). The HOA “acknowledged that it did not provide the documents or provide access to Petitioner to view the documents within ten days of Petitioner’s September 12, 2018 request.”

2. Scope of Relief Limited: The ALJ determined that the statute only requires that records be kept and made available in a timely manner. The law “has not authorized the Department… that HOAs produce records that satisfy all of a members’ stated concerns.”

3. Ancillary Claims Dismissed: The judge explicitly rejected the petitioner’s broader concerns, stating: “Petitioner’s concern with ‘transparency’ and dissatisfaction and suspicions about the records that were eventually provided do not entitle her to any additional relief in this forum.” The forgery claim was dismissed for lack of evidence, as Ms. Curtin did not present the opinion of a handwriting expert. The issues related to contractor licensing and internal HOA procedures were deemed outside the jurisdiction of the hearing for an HOA petition.

B. Recommended Order

Based on the findings, the ALJ issued a two-part order:

1. Petition Granted: The petition was granted on the grounds that Ms. Curtin had proven the HOA violated A.R.S. § 33-1805(A).

2. Reimbursement of Filing Fee: The HOA was ordered to reimburse the petitioner the $500.00 she paid to file the single-issue petition.

The order, issued on March 5, 2019, was declared binding on both parties unless a request for rehearing was filed within 30 days.






Study Guide – 19F-H1918034-REL


Study Guide: Curtin v. The Ridge at Diamante del Lago Homeowners Association, Inc.

This guide provides a detailed review of the Administrative Law Judge Decision in case number 19F-H1918034-REL, involving Petitioner Linda Curtin and Respondent The Ridge at Diamante del Lago Homeowners Association, Inc. It includes a quiz with an answer key to test comprehension, a set of essay questions for deeper analysis, and a glossary of key terms.

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Short-Answer Quiz

Instructions: Answer the following questions in two to three sentences, based exclusively on the information provided in the case document.

1. Who are the primary parties involved in this case and what are their respective roles?

2. What was the central allegation in the single-issue petition filed by Linda Curtin on November 28, 2018?

3. Which specific Arizona Revised Statute and CC&R section did the Petitioner claim the Respondent violated?

4. How did the HOA, through its community manager, initially attempt to resolve the records request that led to the petition?

5. What additional documents did Ms. Curtin request after receiving the contractor’s invoice on December 10, 2018?

6. What were Ms. Curtin’s specific suspicions and complaints regarding the quality and validity of the documents she eventually received?

7. What was Community Manager Tracy Schofield’s testimony regarding her role and the location of the association’s records?

8. According to the “Conclusions of Law,” what is the primary requirement of A.R.S. § 33-1805(A) regarding member requests for records?

9. On what specific point did the Administrative Law Judge find that the Respondent had violated the statute?

10. What was the final Recommended Order issued by the Administrative Law Judge in this case?

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Answer Key

1. The primary parties are Linda Curtin, the Petitioner and a homeowner, and The Ridge at Diamante del Lago Homeowners Association, Inc., the Respondent. Tracy Schofield appeared for the HOA as its Community Manager, and Diane Mihalsky served as the Administrative Law Judge.

2. The central allegation was that the HOA violated its own rules and state law by refusing to make association records available. Specifically, Ms. Curtin sought a receipt identifying the contractor and the amount paid for a cinderblock wall built by the community clubhouse.

3. The Petitioner claimed the Respondent violated CC&R § 4.8, concerning the keeping and availability of accounting records, and A.R.S. § 33-1805, which governs the examination of association records by members.

4. On September 24, 2018, Ms. Schofield responded to Ms. Curtin’s written request by stating she did not have invoices at her office. She did, however, provide a printout of payments made to the contractor, Gaulberto Castro, which included a $1,000.00 payment for “Block work – clubhouse.”

5. After receiving the invoice, Ms. Curtin requested a copy of the cashed check (front and back), the payee’s mailing address, and the completed Architectural Control Committee Application for the project, including the contractor’s address, license number, and insurance company.

6. Ms. Curtin complained that the contractor, Mr. Castro, was not licensed and that the job did not meet the exemption requirements for the Registrar of Contractors. She also opined that the receipt from November 2, 2017, appeared to be a forgery with two different kinds of handwriting.

7. Ms. Schofield testified that she is not an onsite manager, works for numerous associations, and does not keep any association records in her office. She stated that for future requests, she would schedule a time for Ms. Curtin to view the records at the Respondent’s records depository.

8. The primary requirement of A.R.S. § 33-1805(A) is that all financial and other records of an association must be made reasonably available for examination by any member. The statute mandates that the association has ten business days to fulfill a request for examination or to provide copies.

9. The Judge found that the Respondent violated A.R.S. § 33-1805(A) because, while it eventually provided all documents in its possession, it failed to provide the documents or access to them within the statutorily required ten-day period following Ms. Curtin’s September 12, 2018 request.

10. The Judge ordered that the Petitioner’s petition be granted because she established the violation of A.R.S. § 33-1805(A). The Judge further ordered that the Respondent reimburse Ms. Curtin the $500.00 she paid to file her single-issue petition.

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Essay Questions

Instructions: The following questions are designed to encourage a deeper analysis of the case. Formulate comprehensive responses using only the evidence and legal reasoning presented in the source document.

1. Analyze the timeline of communication between Linda Curtin and Tracy Schofield, from the initial informal inquiry on August 1, 2018, to the formal petition. How did the nature of the requests and the quality of the responses contribute to the escalation of the dispute?

2. Discuss the legal standard of “preponderance of the evidence” as it is defined and applied in this case. Explain how the Administrative Law Judge used this standard to find the Respondent in violation of the ten-day rule while simultaneously dismissing the Petitioner’s other concerns about transparency and forgery.

3. The Petitioner raised several issues during the hearing that were not part of her original single-issue petition, such as the contractor’s licensing status, the lack of Board meeting minutes authorizing the project, and a proposed $125,000 pool remodel. Why did the Administrative Law Judge deem these points irrelevant to the final decision?

4. Evaluate the responsibilities of a Homeowners Association regarding record-keeping and member access as outlined in CC&R § 4.8 and A.R.S. § 33-1805(A). Based on the testimony and evidence, describe the specific procedural failures of The Ridge at Diamante del Lago HOA in this matter.

5. The Judge’s decision explicitly states that the Petitioner’s “dissatisfaction and suspicions about the records that were eventually provided do not entitle her to any additional relief in this forum.” Explore the distinction the ruling makes between a procedural violation (timeliness of access) and the substantive content or perceived legitimacy of the records themselves.

——————————————————————————–

Glossary of Key Terms

Definition

Administrative Law Judge (ALJ)

An independent judge who presides over administrative hearings. In this case, Diane Mihalsky of the Office of Administrative Hearings served as the ALJ.

A.R.S. § 33-1805

An Arizona Revised Statute requiring that all financial and other records of a homeowners association be made reasonably available for examination by any member within ten business days of a request.

Complainant

An alternative term used in the document to refer to the Petitioner, Linda Curtin.

Covenants, Conditions, and Restrictions (CC&Rs)

The governing documents that create and define the rules for a planned community. In this case, CC&R § 4.8, which deals with accounting records, was cited.

Department (The)

Refers to the Arizona Department of Real Estate, the state agency authorized to receive and decide petitions for hearings from HOA members and HOAs.

Evidentiary Hearing

A formal proceeding where evidence is presented and testimony is given before an administrative law judge to resolve a factual dispute. The hearing in this case took place on February 20, 2019.

Homeowners’ Association (HOA)

An organization in a planned community that creates and enforces rules for the properties and its members. The Respondent is The Ridge at Diamante del Lago Homeowners Association, Inc.

Office of Administrative Hearings (OAH)

An independent state agency in Arizona that conducts evidentiary hearings for other state agencies, such as the Department of Real Estate.

Petitioner

The party who files a petition initiating a legal action. In this case, the Petitioner is Linda Curtin, a homeowner and member of the Respondent HOA.

Preponderance of the Evidence

The standard of proof required in this case, defined as evidence that is more convincing and has greater weight, inclining an impartial mind to one side of the issue rather than the other. The Petitioner bears this burden of proof.

Respondent

The party against whom a petition is filed. In this case, the Respondent is The Ridge at Diamante del Lago Homeowners Association, Inc.

Restrictive Covenants

Legal obligations imposed in a deed upon the buyer of real estate. The document notes that if unambiguous, they are enforced to give effect to the intent of the parties.


Case Participants

Petitioner Side

  • Linda Curtin (petitioner)
    Also referred to as 'Complainant'; testified on her own behalf

Respondent Side

  • Tracy Schofield (community manager)
    The Ridge at Diamante del Lago Homeowners Association
    Appeared for Respondent and testified as Community Manager
  • Jim Mackiewicz (board member)
    The Ridge at Diamante del Lago Homeowners Association
    Board Treasurer
  • Mitch Kellogg (statutory agent)
    The Ridge at Diamante del Lago Homeowners Association, Inc.

Neutral Parties

  • Diane Mihalsky (ALJ)
    Office of Administrative Hearings
  • Judy Lowe (Commissioner)
    Arizona Department of Real Estate

Other Participants

  • Gualberto Castro (contractor)
    Gualberto Stucco & Repairs
    Contractor involved in the disputed work
  • Felicia Del Sol (administrative staff)
    Transmitted decision electronically

Patricia Wiercinski vs. Long Meadow Ranch East Property Owners

Case Summary

Case ID 19F-H1918028-REL-RHG
Agency ADRE
Tribunal OAH
Decision Date 2019-05-01
Administrative Law Judge Diane Mihalsky
Outcome none
Filing Fees Refunded $0.00
Civil Penalties $0.00

Parties & Counsel

Petitioner Patricia Wiercinski Counsel
Respondent Long Meadow Ranch East Property Owners Association, Inc. Counsel Ashley N. Moscarello, Esq.

Alleged Violations

A.R.S. § 33-1805(A)

Outcome Summary

The Administrative Law Judge dismissed the petition upon rehearing, holding that the email chain discussing an incident involving the Petitioner's husband was an informal communication among Board members, not an official record of the association under A.R.S. § 33-1805(A), since the Board never took any formal action on the matter. Therefore, the HOA was not required to produce an un-redacted copy.

Why this result: The Petitioner failed to meet the burden of proof that the email string constituted 'financial and other records of the association' which Respondent was required to provide.

Key Issues & Findings

Failure to produce association records (un-redacted email string) upon member request

Petitioner alleged the HOA violated A.R.S. § 33-1805 by failing to produce an un-redacted copy of an email chain among Board members concerning an incident where Petitioner's husband allegedly harassed potential buyers, arguing the email constituted an official association record.

Orders: Petition denied and dismissed. The HOA did not violate A.R.S. § 33-1805(A) as the email string was determined not to be an official record of the association.

Filing fee: $0.00, Fee refunded: No

Disposition: petitioner_loss

Cited:

  • A.R.S. § 33-1805(A)
  • A.R.S. § 33-1804(E)(4)

Analytics Highlights

Topics: HOA records, Statutory violation, Document production, Informal communication, Board quorum, A.R.S. § 33-1805, Rehearing
Additional Citations:

  • A.R.S. § 33-1805(A)
  • A.R.S. § 33-1804(E)(4)
  • A.R.S. § 32-2199(B)
  • A.R.S. § 41-1092.07(G)(2)
  • A.A.C. R2-19-119(A)
  • A.A.C. R2-19-119(B)(1)
  • A.A.C. R2-19-119(B)(2)

Video Overview

Audio Overview

Decision Documents

19F-H1918028-REL Decision – 684134.pdf

Uploaded 2025-10-09T03:33:45 (149.9 KB)





Briefing Doc – 19F-H1918028-REL


Legal Dispute Briefing: Wiercinski v. Long Meadow Ranch East POA

Executive Summary

This document provides a comprehensive analysis of the legal dispute between homeowner Patricia Wiercinski and the Long Meadow Ranch East Property Owners Association, Inc. (the “Respondent” or “HOA”). The case, adjudicated by the Arizona Office of Administrative Hearings, centered on the HOA’s alleged failure to produce official records in violation of Arizona statute A.R.S. § 33-1805. The dispute originated from a June 19, 2017 incident where Wiercinski’s husband, Wayne Coates, allegedly confronted and verbally abused potential buyers of a neighboring property, causing them to withdraw their interest.

The core of the legal challenge involved an email exchange among HOA board members discussing the incident. Wiercinski’s petition, filed on October 18, 2018, demanded access to what she believed were official HOA documents related to this event. The case proceeded through an initial hearing on January 10, 2019, and a subsequent rehearing on April 22, 2019, both overseen by Administrative Law Judge Diane Mihalsky.

In both hearings, the Judge ruled decisively in favor of the HOA. The central finding was that the private email communications among board members did not constitute an “official record of the association.” Therefore, the HOA had no statutory obligation to produce them or provide an un-redacted version. The judge upheld the HOA’s decision to redact the names of the potential buyers and their agent, citing credible testimony regarding Mr. Coates’ history of “threatening and bullying neighbors” as a reasonable justification for protecting those individuals from potential harassment. Both of Wiercinski’s petitions were ultimately denied and dismissed.

Case Overview and Parties Involved

The dispute was formally adjudicated within the jurisdiction of the Arizona Department of Real Estate and referred to the Office of Administrative Hearings for evidentiary proceedings.

Case Number: 19F-H1918028-REL

Initial Hearing Date: January 10, 2019

Rehearing Date: April 22, 2019

Presiding Judge: Administrative Law Judge Diane Mihalsky

Key Individuals and Entities

Name/Entity

Patricia Wiercinski

Petitioner; homeowner and member of the HOA.

Wayne Coates

Petitioner’s husband; central figure in the June 19, 2017 incident.

Long Meadow Ranch East POA, Inc.

Respondent; the Homeowners’ Association (“HOA”).

Michael “Mike” Olson

President of the Respondent’s Board of Directors.

Gregg Arthur

Director on the Respondent’s Board and a realtor.

Joe Zielinski

Director on the Respondent’s Board.

Kathy Andrews

Community Manager for the Respondent, employed by HOAMCO.

John Allen

HOA member and owner of the lot being sold.

Ashley N. Moscarello, Esq. (Goodman Law Group)

Legal representative for the Respondent.

Diane Mihalsky

Administrative Law Judge, Office of Administrative Hearings.

The Core Incident of June 19, 2017

The legal dispute stemmed from an encounter on June 19, 2017, involving Wayne Coates and a family considering the purchase of a vacant lot on Puntenney Rd., located across the street from the Wiercinski/Coates residence.

According to an email from the prospective buyers, Mr. Coates confronted them, their son, and their architect as they were viewing the property.

Coates’ Alleged Actions: He “came out of his house and was belligerent and cursing at them,” claiming “nothing was for sale around here.” The potential buyer described him as “verbally abusive and extremely confrontational,” making “rude remarks while cussing” and displaying “extreme aggressive behavior.”

Impact on the Sale: The confrontation directly caused the potential buyers to withdraw their offer. In their correspondence, they stated:

Broader Concerns: The incident was seen by some as detrimental to the entire community. Board Director Gregg Arthur noted, “Wayne thru his actions appears to have interfered with and destroyed a property sale. We need to meet and take action on this matter as it will have a broad and chilling effect amongst the realtor community (effecting us all) not to mention the property owners.”

The Initial Hearing and Decision (January 2019)

The initial hearing focused on whether the HOA had withheld official records of its deliberations or decisions regarding the June 19, 2017 incident.

Petitioner’s Position

Patricia Wiercinski argued that the HOA violated A.R.S. § 33-1805 by failing to produce documents. Her key assertions were:

• Because an email about the incident was sent to a quorum of the Board, the matter constituted official business.

• The Board was legally required to make a formal motion and arrive at a documented decision, even if that decision was to take no action.

• She had never received any such documentation, such as minutes from an executive session or an open meeting.

• She pointed to a Board resolution regarding the electronic storage of documents as evidence that such records must exist.

Respondent’s Position

The HOA, represented by Ashley N. Moscarello, denied any violation. Their defense included:

• The email chain was an informal communication among neighbors and Board members on their personal email servers, not an official HOA record.

• No member had ever requested the Board take official action on the matter.

• The email string was provided voluntarily to the Petitioner.

• The names of the potential buyers and their real estate agent were redacted specifically because “Mr. Coates had a history of bullying and intimidating people.”

• The Board never formally discussed the incident, held a meeting, voted, or took any official action.

• The Community Manager, Kathy Andrews, testified that no official records (agendas, resolutions, minutes, etc.) pertaining to the incident existed.

Outcome and Rationale

The Administrative Law Judge denied the petition. The key conclusions of law were:

• The burden of proof was on the Petitioner to show a violation occurred.

• The simple fact that a quorum of Board members discussed a topic in private emails “does not make it official Board business,” especially when no action is taken.

• Forcing volunteer board members to formally document every informal discussion would be an “unnecessary and burdensome requirement.”

• Because the Petitioner did not establish that any official documents regarding the incident existed, the petition was dismissed.

The Rehearing and Final Decision (May 2019)

Wiercinski requested and was granted a rehearing, alleging “misconduct by the judge.” In this second hearing, she significantly altered her legal argument.

Petitioner’s Evolved Position

Wiercinski abandoned her claim that the Board was required to create a formal record of inaction. Instead, her new theory was:

• The email string itself, having been voluntarily produced by the HOA, must be considered an “official record of the association.”

• As an official record, A.R.S. § 33-1805 required the HOA to produce a complete, un-redacted copy.

• She argued that she and Mr. Coates had a right to know the identities of those who had accused him of belligerence.

Respondent’s Defense

The HOA’s defense remained consistent:

• The redaction of names was a necessary and reasonable measure to protect the individuals from potential harassment by Mr. Coates.

• The incident was a personal dispute between neighbors and did not violate any of the HOA’s governing documents (CC&Rs, bylaws), placing it outside the Board’s enforcement authority.

• Kathy Andrews again testified that the email was not part of the association’s archived business records, as the Board took no official action.

Final Outcome and Rationale

The Judge once again dismissed the petition. The final ruling reinforced the initial decision and provided further clarity:

• The email string was definitively not a “record of the association.”

• Because it was not an official record, A.R.S. § 33-1805 did not compel the HOA to provide an un-redacted version.

• The Judge explicitly validated the HOA’s motive for the redactions, stating that the Board President’s fear that “Mr. Coates would harass the real estate agent and potential purchaser… does not appear unreasonable.”

Key Evidence and Testimony

The email communications provided the primary evidentiary basis for the case.

Incriminating Email Content

Several emails from June 20, 2017, highlighted the severity of the incident and concerns about Wayne Coates:

From Real Estate Agent to Potential Buyer: “He [John Allen] knows this person, Wayne Coates, and said he has been an issue in the neighborhood before. He has contacted Hoamco and is seeking legal [counsel] to stop this menace.”

From Director Joe Zielinski to the Board: “The YCSO [Yavapai County Sheriff’s Office] may file charges against Wayne for disorderly conduct/harassment… given Wayne’s arrest record and prison term and criminal history. … I don’t believe Wayne (and Patricia’s) aggressive and disruptive behavior will stop.”

From Director Gregg Arthur to the Board: “I was hoping that this would not be a situation we would have to encounter with Wayne Coates and Patricia however here it is on our door step.”

Definition of “Official Records”

Testimony from Community Manager Kathy Andrews was crucial in establishing the distinction between official and unofficial communications. She defined official records as including:

• Governing documents and architectural guidelines.

• Board and general meeting minutes.

• Expenditures, receipts, contracts, and financials.

• Anything submitted to the Board for official action.

She confirmed that because the Board took no action on the June 19, 2017 incident, the related emails were not included in Respondent’s archived records.






Study Guide – 19F-H1918028-REL


Wiercinski v. Long Meadow Ranch East POA: A Case Study

This study guide provides a comprehensive overview of the administrative case of Patricia Wiercinski versus the Long Meadow Ranch East Property Owners Association, Inc. The case revolves around a homeowner’s request for association records and the legal definition of what constitutes an official document that a homeowners’ association is required to produce under Arizona law. The material is drawn from two Administrative Law Judge Decisions, dated January 22, 2019, and May 1, 2019.

Key Parties and Individuals

Role / Title

Affiliation

Patricia Wiercinski

Petitioner

Homeowner, Member of Respondent

Wayne Coates

Petitioner’s Husband

Homeowner

Long Meadow Ranch East POA, Inc.

Respondent

Homeowners’ Association (HOA)

Diane Mihalsky

Administrative Law Judge (ALJ)

Office of Administrative Hearings

Ashley N. Moscarello, Esq.

Legal Counsel for Respondent

Goodman Law Group

Michael “Mike” Olson

President of the Board

Respondent (HOA)

Gregg Arthur

Director on the Board

Respondent (HOA)

Kathy Andrews

Community Manager

HOAMCO (Respondent’s management company)

John Allen

Property Owner / HOA Member

Long Meadow Ranch East

Joe Zielinski

Director on the Board

Respondent (HOA)

Jim Robertson

Director on the Board

Respondent (HOA)

Tom Reid

Director on the Board

Respondent (HOA)

Boris Biloskirka

Former Board Member

Respondent (HOA)

Timeline of Key Events

June 19, 2017

An incident occurs where Wayne Coates allegedly acts belligerently toward potential buyers of John Allen’s property.

June 20, 2017

An email exchange regarding the incident occurs between John Allen, his realtor, and members of the HOA Board.

October 18, 2018

Patricia Wiercinski files a petition with the Arizona Department of Real Estate, alleging the HOA violated A.R.S. § 33-1805.

January 10, 2019

The initial evidentiary hearing is held before Administrative Law Judge Diane Mihalsky.

January 22, 2019

The ALJ issues a decision denying Wiercinski’s petition.

Post-Jan 22, 2019

Wiercinski requests a rehearing, alleging misconduct by the judge. The request is granted.

April 22, 2019

The rehearing is held.

May 1, 2019

The ALJ issues a final decision, again dismissing Wiercinski’s petition.

The Core Dispute: The June 19, 2017 Incident

On June 19, 2017, potential buyers, along with their builder, architect, and son, were viewing a lot for sale owned by John Allen on Puntenney Rd. The lot was across the street from the home of Patricia Wiercinski and Wayne Coates. An elderly man, later identified as Wayne Coates, came out of the house and was allegedly “belligerent and cursing” at the group, telling them nothing was for sale and they should not be snooping around. The potential buyers described the individual as “verbally abusive and extremely confrontational,” displaying “extreme aggressive behavior.” As a result of this encounter, the potential buyers decided to remove the lot from their list of considerations, stating they were seeking a “quiet, peaceful, and neighborly place to retire. Not a place with hostility and confrontation.”

This incident prompted John Allen to contact his realtor and members of the HOA Board, seeking action to prevent such behavior from interfering with future property sales.

The Legal Proceedings

Petitioner’s Argument: Patricia Wiercinski alleged that the HOA (Respondent) violated A.R.S. § 33-1805 by failing to produce documents related to its deliberations, decisions, and actions regarding the June 19, 2017 incident. Her core arguments were:

• The email about the incident was sent to a quorum of the Board, making it official business.

• The Board was required to make a formal motion and decision, even if it decided to take no action against her husband.

• She never received documents showing the Board addressed the incident in an executive session or open meeting.

• She did not receive a map referenced in one of the emails or a letter mentioned by board member Joe Zielninski in a video.

• An HOA resolution to electronically store all association business documents meant the requested records must exist.

Respondent’s Argument: The HOA denied violating any statute. Its defense was based on the following points:

• The Board never took any official action against Wiercinski or Coates as a result of the incident.

• The email string was an informal communication among Board Directors on their personal servers and was not kept as an official record. It was provided to Wiercinski voluntarily.

• The names of the potential purchasers and real estate agent were redacted from the emails because Wayne Coates has a known history of “threatening and bullying neighbors and others.”

• No official discussion or vote on the incident ever occurred in an executive session or general meeting.

ALJ’s Decision (January 22, 2019): The Administrative Law Judge denied the petition. The decision concluded that Wiercinski did not meet her burden of proof to establish that any official documents regarding the incident existed that the Respondent failed to produce. The judge reasoned that the mere fact a quorum of Board members informally discusses a topic in private emails does not make it official Board business, especially when no action is taken.

Reason for Rehearing: Wiercinski requested a rehearing, alleging misconduct by the judge. The Commissioner of the Department of Real Estate granted the request without noting any specific misconduct or stating why it should have changed the result.

Petitioner’s Changed Argument: At the rehearing, Wiercinski changed her theory of the case. She no longer argued that the Board failed to produce a record of a formal decision. Instead, she argued that:

• The email string itself was an official record of the association’s business.

• A.R.S. § 33-1805 therefore required the HOA to produce a fully un-redacted copy of the emails.

• She and Mr. Coates had a right to know the names of the individuals accusing Mr. Coates of belligerence.

Respondent’s Rebuttal: The HOA maintained its position:

• The email string was not an official record because the Board never took any action on the matter. The incident did not violate any of the HOA’s CC&Rs, bylaws, or anything else it was empowered to enforce.

• Community Manager Kathy Andrews testified that official records include governing documents, minutes, and items submitted to the Board for action. Since the Board took no action, the email was not included in the association’s archived records.

• The names were redacted because of Mr. Coates’s history of intimidation, and the Board president feared he would harass the individuals involved.

ALJ’s Final Decision (May 1, 2019): The petition was dismissed again. The ALJ reaffirmed that the email string was not a “record of the association.” Therefore, A.R.S. § 33-1805(A) did not require the Respondent to provide an un-redacted version to the Petitioner. The judge also noted that the fear of harassment by Mr. Coates, which prompted the redactions, “does not appear unreasonable.”

——————————————————————————–

Answer the following questions in 2-3 sentences based on the information provided in the case documents.

1. What specific event on June 19, 2017, initiated the legal dispute?

2. What Arizona statute did Patricia Wiercinski claim the HOA violated, and what does that statute generally require?

3. Why did the HOA state it redacted names from the email chain it provided to Wiercinski?

4. In the initial hearing, what did Wiercinski argue the HOA Board was required to do even if it decided to take no action on the incident?

5. How did Wiercinski’s primary legal argument change between the first hearing and the rehearing?

6. Who is Kathy Andrews, and what was her testimony regarding the HOA’s official records?

7. Did the HOA Board ever hold a formal meeting or take an official vote regarding the incident involving Wayne Coates?

8. According to the ALJ, does an informal email discussion among a quorum of board members automatically constitute “official Board business”?

9. What was the final ruling in the case after the rehearing?

10. What reason did HOA President Mike Olson give for the Board not taking official action on the June 19, 2017 incident?

——————————————————————————–

Answer Key

1. The event was an alleged confrontation where Wayne Coates was belligerent and verbally abusive toward potential buyers who were viewing a property for sale across the street from his home. This encounter caused the buyers to lose interest in the property.

2. Wiercinski claimed the HOA violated A.R.S. § 33-1805. This statute requires that all financial and other records of a homeowners’ association be made reasonably available for examination by any member.

3. The HOA stated it redacted the names of the potential purchasers and their real estate agent due to Wayne Coates’s history of “threatening and bullying neighbors and others.” Board President Mike Olson testified he feared Mr. Coates would harass the individuals if their identities were revealed.

4. In the initial hearing, Wiercinski argued that the Board was required to make a formal motion and arrive at a formal, documented decision even if it decided it was not going to take any action against her husband.

5. In the rehearing, Wiercinski’s argument shifted from claiming the HOA failed to produce a record of a decision to arguing the email string itself was an official record. She then demanded that the HOA provide a fully un-redacted version of this email string.

6. Kathy Andrews is the community manager for the HOA, employed by the management company Hoamco. She testified that the association’s official records include items like governing documents, meeting minutes, and anything submitted to the Board for action, and that the email was not an official record because the Board took no action.

7. No. Testimony from multiple witnesses, including Mike Olson and Gregg Arthur, confirmed that the Board never discussed the incident at an executive meeting or general membership meeting and never voted or took any official action as a result of the incident.

8. No. The ALJ’s decision states that the mere fact a quorum of Board members discusses a topic does not make it official Board business, especially if they do not take any action to make it so.

9. The final ruling was that the Petitioner’s petition was dismissed. The ALJ found that the email string was not an official record of the association, so the HOA was not required by law to provide an un-redacted version.

10. Mike Olson testified that the Board never voted to take any action because the alleged incident did not violate the Respondent’s CC&Rs, bylaws, or anything else that the HOA was authorized or empowered to enforce.

——————————————————————————–

Essay Questions

1. Analyze the distinction made by the Administrative Law Judge between informal discussions among board members and “official Board business.” How did this distinction shape the outcome of both hearings?

2. Discuss the evolution of Patricia Wiercinski’s legal strategy from the initial hearing to the rehearing. Was the change in argument effective, and why or why not?

3. Examine the roles of A.R.S. § 33-1805 and A.R.S. § 33-1804 in this case. Explain how the Petitioner and Respondent interpreted these statutes differently and how the Administrative Law Judge ultimately applied them.

4. Based on the testimony of Mike Olson and Kathy Andrews, describe the HOA’s official position on record-keeping and its justification for not treating the email string as an official document.

5. Evaluate the Respondent’s decision to redact the names of non-members from the email string. What reasons were given for this action, and how did the Administrative Law Judge view this justification in the final ruling?

——————————————————————————–

Glossary

Administrative Law Judge (ALJ): The impartial judge who presides over administrative hearings, hears evidence, and makes legal decisions. In this case, the ALJ was Diane Mihalsky.

A.R.S. § 33-1805(A): An Arizona Revised Statute cited in the case which provides that “all financial and other records of the association shall be made reasonably available for examination by any member.”

A.R.S. § 33-1804(E)(4): An Arizona Revised Statute cited in the case which provides that any quorum of the board of directors that meets informally to discuss association business must comply with open meeting and notice provisions.

Homeowners’ Association (HOA): An organization in a subdivision, planned community, or condominium building that makes and enforces rules for the properties and its residents. In this case, the Long Meadow Ranch East Property Owners Association, Inc.

Petitioner: The party who files a petition to initiate a legal proceeding. In this case, Patricia Wiercinski.

Preponderance of the Evidence: The standard of proof required in this administrative hearing. It is defined as “such proof as convinces the trier of fact that the contention is more probably true than not” and as evidence with the “most convincing force.”

Quorum: The minimum number of members of a deliberative assembly (such as a board of directors) necessary to conduct the business of that group. The petitioner argued that because a quorum of the board was included on the emails, the discussion constituted official business.

Respondent: The party against whom a petition is filed. In this case, the Long Meadow Ranch East Property Owners Association, Inc.






Blog Post – 19F-H1918028-REL


4 Shocking Lessons from an HOA Lawsuit About a “Nightmare Neighbor”

Introduction: Behind the Closed Doors of the HOA Board

Many people live in communities governed by a Homeowners’ Association (HOA), navigating the rules and paying the dues as part of modern suburban life. But what happens when a serious dispute between neighbors erupts? What if one resident’s behavior is so aggressive that it costs another the sale of their property? A real-life administrative law case from Prescott, Arizona, provides a rare and fascinating look into the messy reality of HOA governance. The lawsuit, filed by a homeowner against her HOA for allegedly withholding records, reveals surprising truths about what constitutes “official business” and the real-world limits of an HOA’s power.

——————————————————————————–

1. Not All HOA Talk is “Official Business”—Even When the Whole Board Is In on It.

The case centered on a dramatic incident. A homeowner’s husband, Wayne Coates, was accused of being “belligerent and cursing” at potential buyers viewing a lot across the street, causing them to back out of the sale. The distressed property seller, John Allen, emailed an HOA board member, Gregg Arthur, who then forwarded the complaint to the entire board. The petitioner, Mr. Coates’ wife, argued that this email chain was an official HOA record.

Her argument rested on a profound misunderstanding of board governance that many residents likely share: she claimed the board was legally required to make a motion and arrive at a formal decision even if it decided to do nothing. The administrative law judge firmly rejected this idea. The emails were deemed informal, private communications, not official records.

The judge clarified that “official business” is triggered when a board moves toward a formal decision or action that would bind the association, such as spending funds, issuing a violation, or changing a rule. These emails were purely informational and investigatory, never reaching that threshold. This distinction is a cornerstone of volunteer board governance, as it protects boards from being paralyzed by procedure. The judge’s decision powerfully refutes the notion that boards must formally document every issue they choose not to pursue:

the mere fact that a quorum of Board members may discuss a topic does not make it official Board business, especially if they do not end up taking any action to make a matter board business. Any other result would impose an unnecessary and burdensome requirement on volunteers who are not compensated for their time who are may be neighbors and who may also be friends, in addition to being Board members.

2. A Neighbor’s Behavior Can Kill a Property Sale, and Your HOA Might Be Powerless.

The impact of Mr. Coates’ alleged actions was immediate and severe. The potential buyers, seeking a peaceful retirement, were so shaken by the confrontation that they explicitly withdrew their interest in the property.

An email from the potential buyer, submitted as evidence, vividly illustrates the direct financial consequence of the neighbor’s behavior:

In closing when we returned one thing that stands out is would we want to live next to this type of behavior of [a] neighbor? The answer is no, this lot was one that we had in our top 2 Lots as a consideration for purchase but due to the volatile potential of this man, we have decided at this point to remove it from our list.

Despite the clear harm to a member, the HOA concluded it could not intervene. According to testimony, Community Manager Kathy Andrews explained that the HOA had “no authority to become involved in a personal dispute between neighbors.” Further, Board President Mike Olson testified that the incident did not violate any specific CC&Rs or bylaws the board was empowered to enforce. This highlights a counter-intuitive reality for many homeowners: not all bad neighbor behavior falls under an HOA’s jurisdiction, even when it negatively affects property sales. However, while the HOA was powerless, the situation was not a dead end for the seller, who court records show did eventually sell his lot to someone else.

3. Transparency Has Limits, Especially When a Resident Is Seen as a Threat.

The petitioner demanded an un-redacted copy of the emails, wanting to know exactly who was accusing her husband. The HOA refused, redacting the names of the potential buyers and their real estate agent.

The reason, according to sworn testimony from HOA President Mike Olson, was that Mr. Coates had a “history of threatening and bullying neighbors and others.” This case highlights the inherent tension between a member’s right to information and the board’s fiduciary duty to protect individuals from harm. While members have a right to access official records, that right is not absolute.

The judge validated the board’s exercise of its duty of care, finding its rationale for the redactions to be sound. In a moment of legal irony, the judge noted that the board’s fear was reasonable, “especially given Mr. Coates’ role in causing Petitioner to prosecute this petition at the original hearing and rehearing.” In effect, the petitioner’s own aggressive pursuit of the case in court helped to legally justify the board’s initial decision to protect identities from her husband.

4. Suing Your HOA Can Put Your Own Dirty Laundry on Display.

Perhaps the greatest irony of the lawsuit is what it ultimately accomplished. In her quest to obtain what she believed were improperly withheld documents, the petitioner’s legal action placed deeply unflattering information about her husband directly into the public record for anyone to see.

Emails submitted as evidence contained damaging statements, including an email from board member Joe Zielinski that is now a permanent part of the court file. It contained severe allegations that went far beyond the initial incident.

The YCSO [Yavapai County Sheriff’s Office] may file charges against Wayne for disorderly conduct/harassment, based on what happened to Mr. Allan and the others in attendance, given Wayne’s arrest record and prison term and criminal history. . . . I don’t believe Wayne (and Patricia’s) aggressive and disruptive behavior will stop.

This serves as a powerful “be careful what you wish for” lesson in HOA litigation. The lawsuit, intended to hold the HOA accountable, permanently enshrined the allegations about her husband’s “arrest record and prison term” in the public court record—the very opposite of the privacy and vindication the petitioner was likely seeking.

——————————————————————————–

Conclusion: The Fine Line Between Community and Controversy

This case peels back the curtain on the complex world of volunteer-run HOAs. It demonstrates that the line between an informal discussion among neighbors and official, actionable HOA business is finer and more consequential than most residents assume. It shows that an HOA’s power has clear limits and that a board’s duty to protect individuals can sometimes override demands for total transparency. It makes you wonder: when you see a problem in your neighborhood, is it truly the HOA’s business to solve, or is it a personal dispute between neighbors?


Case Participants

Petitioner Side

  • Patricia Wiercinski (petitioner)
    Appeared on her own behalf
  • Wayne Coates (petitioner's husband)
    Central figure in the June 19, 2017 incident

Respondent Side

  • Ashley N. Moscarello (HOA attorney)
    Goodman Law Group
    Represented Respondent
  • Michael Olson (board president, witness)
    President of Respondent's board; testified at hearing and rehearing
  • Gregg Arthur (board director, witness)
    Director on Respondent's board; testified at hearing
  • Kathy Andrews (property manager, witness)
    HOAMCO
    Respondent's community manager; employed by HOAMCO; testified at hearing and rehearing
  • John Allen (member/complainant)
    Owner trying to sell property across the street from Petitioner; member of Respondent
  • Jim Robertson (board director)
    Director on Respondent's board
  • Joe Zielinski (board director, witness)
    Director on Respondent's board; mentioned conversation with YCSO deputy
  • Tom Reid (board director)
    Director on Respondent's board
  • Boris Biloskirka (former board member)
    Recipient of emails; identified as a former Board member
  • Josh (compliance officer)
    Referenced in emails regarding compliance inspections

Neutral Parties

  • Diane Mihalsky (ALJ)
    Administrative Law Judge
  • Shelia Polk (head prosecutor)
    Head of the office Joe Zielinski sought to contact regarding Wayne Coates
  • YCSO’s deputy (deputy)
    Yavapai County Sheriff’s Office
    Conversed with Joe Zielinski regarding the incident
  • Judy Lowe (commissioner)
    Arizona Department of Real Estate
    Commissioner of the Arizona Department of Real Estate
  • Felicia Del Sol (administrative staff)
    Transmitted decision electronically

Patricia Wiercinski vs. Long Meadow Ranch East Property Owners

Case Summary

Case ID 19F-H1918028-REL
Agency ADRE
Tribunal OAH
Decision Date 2019-05-01
Administrative Law Judge Diane Mihalsky
Outcome loss
Filing Fees Refunded $0.00
Civil Penalties $0.00

Parties & Counsel

Petitioner Patricia Wiercinski Counsel
Respondent Long Meadow Ranch East Property Owners Association, Inc. Counsel Ashley N. Moscarello, Esq.

Alleged Violations

A.R.S. § 33-1805(A)

Outcome Summary

The ALJ denied and dismissed the petition, finding that Petitioner failed to establish that the Respondent HOA violated A.R.S. § 33-1805(A). The documents requested (an email string among Board members) were informal communications and were not considered official records of the association because the Board never took formal action on the incident.

Why this result: The Petitioner failed to meet the burden of proof that the Board created or possessed any official documents related to the incident that they failed to produce, as the emails were deemed private, informal communications rather than official records.

Key Issues & Findings

Failure to produce association records (un-redacted email string)

Petitioner alleged Respondent violated A.R.S. § 33-1805 by failing to produce official documents, specifically an un-redacted email string among Board members concerning an incident where Petitioner's husband allegedly harassed potential property buyers.

Orders: Petition dismissed because the documents sought (un-redacted emails) were informal communications, not official records of the association required to be produced under A.R.S. § 33-1805(A).

Filing fee: $0.00, Fee refunded: No

Disposition: respondent_win

Cited:

  • A.R.S. § 33-1805(A)
  • A.R.S. § 33-1804(E)(4)

Analytics Highlights

Topics: homeowner records request, association records, informal communications, board quorum, records disclosure
Additional Citations:

  • A.R.S. § 33-1805(A)
  • A.R.S. § 33-1804(E)(4)
  • A.R.S. § 32-2199(B)

Video Overview

Audio Overview

Decision Documents

19F-H1918028-REL Decision – 684134.pdf

Uploaded 2026-01-23T17:27:32 (149.9 KB)





Briefing Doc – 19F-H1918028-REL


Legal Dispute Briefing: Wiercinski v. Long Meadow Ranch East POA

Executive Summary

This document provides a comprehensive analysis of the legal dispute between homeowner Patricia Wiercinski and the Long Meadow Ranch East Property Owners Association, Inc. (the “Respondent” or “HOA”). The case, adjudicated by the Arizona Office of Administrative Hearings, centered on the HOA’s alleged failure to produce official records in violation of Arizona statute A.R.S. § 33-1805. The dispute originated from a June 19, 2017 incident where Wiercinski’s husband, Wayne Coates, allegedly confronted and verbally abused potential buyers of a neighboring property, causing them to withdraw their interest.

The core of the legal challenge involved an email exchange among HOA board members discussing the incident. Wiercinski’s petition, filed on October 18, 2018, demanded access to what she believed were official HOA documents related to this event. The case proceeded through an initial hearing on January 10, 2019, and a subsequent rehearing on April 22, 2019, both overseen by Administrative Law Judge Diane Mihalsky.

In both hearings, the Judge ruled decisively in favor of the HOA. The central finding was that the private email communications among board members did not constitute an “official record of the association.” Therefore, the HOA had no statutory obligation to produce them or provide an un-redacted version. The judge upheld the HOA’s decision to redact the names of the potential buyers and their agent, citing credible testimony regarding Mr. Coates’ history of “threatening and bullying neighbors” as a reasonable justification for protecting those individuals from potential harassment. Both of Wiercinski’s petitions were ultimately denied and dismissed.

Case Overview and Parties Involved

The dispute was formally adjudicated within the jurisdiction of the Arizona Department of Real Estate and referred to the Office of Administrative Hearings for evidentiary proceedings.

Case Number: 19F-H1918028-REL

Initial Hearing Date: January 10, 2019

Rehearing Date: April 22, 2019

Presiding Judge: Administrative Law Judge Diane Mihalsky

Key Individuals and Entities

Name/Entity

Patricia Wiercinski

Petitioner; homeowner and member of the HOA.

Wayne Coates

Petitioner’s husband; central figure in the June 19, 2017 incident.

Long Meadow Ranch East POA, Inc.

Respondent; the Homeowners’ Association (“HOA”).

Michael “Mike” Olson

President of the Respondent’s Board of Directors.

Gregg Arthur

Director on the Respondent’s Board and a realtor.

Joe Zielinski

Director on the Respondent’s Board.

Kathy Andrews

Community Manager for the Respondent, employed by HOAMCO.

John Allen

HOA member and owner of the lot being sold.

Ashley N. Moscarello, Esq. (Goodman Law Group)

Legal representative for the Respondent.

Diane Mihalsky

Administrative Law Judge, Office of Administrative Hearings.

The Core Incident of June 19, 2017

The legal dispute stemmed from an encounter on June 19, 2017, involving Wayne Coates and a family considering the purchase of a vacant lot on Puntenney Rd., located across the street from the Wiercinski/Coates residence.

According to an email from the prospective buyers, Mr. Coates confronted them, their son, and their architect as they were viewing the property.

Coates’ Alleged Actions: He “came out of his house and was belligerent and cursing at them,” claiming “nothing was for sale around here.” The potential buyer described him as “verbally abusive and extremely confrontational,” making “rude remarks while cussing” and displaying “extreme aggressive behavior.”

Impact on the Sale: The confrontation directly caused the potential buyers to withdraw their offer. In their correspondence, they stated:

Broader Concerns: The incident was seen by some as detrimental to the entire community. Board Director Gregg Arthur noted, “Wayne thru his actions appears to have interfered with and destroyed a property sale. We need to meet and take action on this matter as it will have a broad and chilling effect amongst the realtor community (effecting us all) not to mention the property owners.”

The Initial Hearing and Decision (January 2019)

The initial hearing focused on whether the HOA had withheld official records of its deliberations or decisions regarding the June 19, 2017 incident.

Petitioner’s Position

Patricia Wiercinski argued that the HOA violated A.R.S. § 33-1805 by failing to produce documents. Her key assertions were:

• Because an email about the incident was sent to a quorum of the Board, the matter constituted official business.

• The Board was legally required to make a formal motion and arrive at a documented decision, even if that decision was to take no action.

• She had never received any such documentation, such as minutes from an executive session or an open meeting.

• She pointed to a Board resolution regarding the electronic storage of documents as evidence that such records must exist.

Respondent’s Position

The HOA, represented by Ashley N. Moscarello, denied any violation. Their defense included:

• The email chain was an informal communication among neighbors and Board members on their personal email servers, not an official HOA record.

• No member had ever requested the Board take official action on the matter.

• The email string was provided voluntarily to the Petitioner.

• The names of the potential buyers and their real estate agent were redacted specifically because “Mr. Coates had a history of bullying and intimidating people.”

• The Board never formally discussed the incident, held a meeting, voted, or took any official action.

• The Community Manager, Kathy Andrews, testified that no official records (agendas, resolutions, minutes, etc.) pertaining to the incident existed.

Outcome and Rationale

The Administrative Law Judge denied the petition. The key conclusions of law were:

• The burden of proof was on the Petitioner to show a violation occurred.

• The simple fact that a quorum of Board members discussed a topic in private emails “does not make it official Board business,” especially when no action is taken.

• Forcing volunteer board members to formally document every informal discussion would be an “unnecessary and burdensome requirement.”

• Because the Petitioner did not establish that any official documents regarding the incident existed, the petition was dismissed.

The Rehearing and Final Decision (May 2019)

Wiercinski requested and was granted a rehearing, alleging “misconduct by the judge.” In this second hearing, she significantly altered her legal argument.

Petitioner’s Evolved Position

Wiercinski abandoned her claim that the Board was required to create a formal record of inaction. Instead, her new theory was:

• The email string itself, having been voluntarily produced by the HOA, must be considered an “official record of the association.”

• As an official record, A.R.S. § 33-1805 required the HOA to produce a complete, un-redacted copy.

• She argued that she and Mr. Coates had a right to know the identities of those who had accused him of belligerence.

Respondent’s Defense

The HOA’s defense remained consistent:

• The redaction of names was a necessary and reasonable measure to protect the individuals from potential harassment by Mr. Coates.

• The incident was a personal dispute between neighbors and did not violate any of the HOA’s governing documents (CC&Rs, bylaws), placing it outside the Board’s enforcement authority.

• Kathy Andrews again testified that the email was not part of the association’s archived business records, as the Board took no official action.

Final Outcome and Rationale

The Judge once again dismissed the petition. The final ruling reinforced the initial decision and provided further clarity:

• The email string was definitively not a “record of the association.”

• Because it was not an official record, A.R.S. § 33-1805 did not compel the HOA to provide an un-redacted version.

• The Judge explicitly validated the HOA’s motive for the redactions, stating that the Board President’s fear that “Mr. Coates would harass the real estate agent and potential purchaser… does not appear unreasonable.”

Key Evidence and Testimony

The email communications provided the primary evidentiary basis for the case.

Incriminating Email Content

Several emails from June 20, 2017, highlighted the severity of the incident and concerns about Wayne Coates:

From Real Estate Agent to Potential Buyer: “He [John Allen] knows this person, Wayne Coates, and said he has been an issue in the neighborhood before. He has contacted Hoamco and is seeking legal [counsel] to stop this menace.”

From Director Joe Zielinski to the Board: “The YCSO [Yavapai County Sheriff’s Office] may file charges against Wayne for disorderly conduct/harassment… given Wayne’s arrest record and prison term and criminal history. … I don’t believe Wayne (and Patricia’s) aggressive and disruptive behavior will stop.”

From Director Gregg Arthur to the Board: “I was hoping that this would not be a situation we would have to encounter with Wayne Coates and Patricia however here it is on our door step.”

Definition of “Official Records”

Testimony from Community Manager Kathy Andrews was crucial in establishing the distinction between official and unofficial communications. She defined official records as including:

• Governing documents and architectural guidelines.

• Board and general meeting minutes.

• Expenditures, receipts, contracts, and financials.

• Anything submitted to the Board for official action.

She confirmed that because the Board took no action on the June 19, 2017 incident, the related emails were not included in Respondent’s archived records.






Study Guide – 19F-H1918028-REL


Wiercinski v. Long Meadow Ranch East POA: A Case Study

This study guide provides a comprehensive overview of the administrative case of Patricia Wiercinski versus the Long Meadow Ranch East Property Owners Association, Inc. The case revolves around a homeowner’s request for association records and the legal definition of what constitutes an official document that a homeowners’ association is required to produce under Arizona law. The material is drawn from two Administrative Law Judge Decisions, dated January 22, 2019, and May 1, 2019.

Key Parties and Individuals

Role / Title

Affiliation

Patricia Wiercinski

Petitioner

Homeowner, Member of Respondent

Wayne Coates

Petitioner’s Husband

Homeowner

Long Meadow Ranch East POA, Inc.

Respondent

Homeowners’ Association (HOA)

Diane Mihalsky

Administrative Law Judge (ALJ)

Office of Administrative Hearings

Ashley N. Moscarello, Esq.

Legal Counsel for Respondent

Goodman Law Group

Michael “Mike” Olson

President of the Board

Respondent (HOA)

Gregg Arthur

Director on the Board

Respondent (HOA)

Kathy Andrews

Community Manager

HOAMCO (Respondent’s management company)

John Allen

Property Owner / HOA Member

Long Meadow Ranch East

Joe Zielinski

Director on the Board

Respondent (HOA)

Jim Robertson

Director on the Board

Respondent (HOA)

Tom Reid

Director on the Board

Respondent (HOA)

Boris Biloskirka

Former Board Member

Respondent (HOA)

Timeline of Key Events

June 19, 2017

An incident occurs where Wayne Coates allegedly acts belligerently toward potential buyers of John Allen’s property.

June 20, 2017

An email exchange regarding the incident occurs between John Allen, his realtor, and members of the HOA Board.

October 18, 2018

Patricia Wiercinski files a petition with the Arizona Department of Real Estate, alleging the HOA violated A.R.S. § 33-1805.

January 10, 2019

The initial evidentiary hearing is held before Administrative Law Judge Diane Mihalsky.

January 22, 2019

The ALJ issues a decision denying Wiercinski’s petition.

Post-Jan 22, 2019

Wiercinski requests a rehearing, alleging misconduct by the judge. The request is granted.

April 22, 2019

The rehearing is held.

May 1, 2019

The ALJ issues a final decision, again dismissing Wiercinski’s petition.

The Core Dispute: The June 19, 2017 Incident

On June 19, 2017, potential buyers, along with their builder, architect, and son, were viewing a lot for sale owned by John Allen on Puntenney Rd. The lot was across the street from the home of Patricia Wiercinski and Wayne Coates. An elderly man, later identified as Wayne Coates, came out of the house and was allegedly “belligerent and cursing” at the group, telling them nothing was for sale and they should not be snooping around. The potential buyers described the individual as “verbally abusive and extremely confrontational,” displaying “extreme aggressive behavior.” As a result of this encounter, the potential buyers decided to remove the lot from their list of considerations, stating they were seeking a “quiet, peaceful, and neighborly place to retire. Not a place with hostility and confrontation.”

This incident prompted John Allen to contact his realtor and members of the HOA Board, seeking action to prevent such behavior from interfering with future property sales.

The Legal Proceedings

Petitioner’s Argument: Patricia Wiercinski alleged that the HOA (Respondent) violated A.R.S. § 33-1805 by failing to produce documents related to its deliberations, decisions, and actions regarding the June 19, 2017 incident. Her core arguments were:

• The email about the incident was sent to a quorum of the Board, making it official business.

• The Board was required to make a formal motion and decision, even if it decided to take no action against her husband.

• She never received documents showing the Board addressed the incident in an executive session or open meeting.

• She did not receive a map referenced in one of the emails or a letter mentioned by board member Joe Zielninski in a video.

• An HOA resolution to electronically store all association business documents meant the requested records must exist.

Respondent’s Argument: The HOA denied violating any statute. Its defense was based on the following points:

• The Board never took any official action against Wiercinski or Coates as a result of the incident.

• The email string was an informal communication among Board Directors on their personal servers and was not kept as an official record. It was provided to Wiercinski voluntarily.

• The names of the potential purchasers and real estate agent were redacted from the emails because Wayne Coates has a known history of “threatening and bullying neighbors and others.”

• No official discussion or vote on the incident ever occurred in an executive session or general meeting.

ALJ’s Decision (January 22, 2019): The Administrative Law Judge denied the petition. The decision concluded that Wiercinski did not meet her burden of proof to establish that any official documents regarding the incident existed that the Respondent failed to produce. The judge reasoned that the mere fact a quorum of Board members informally discusses a topic in private emails does not make it official Board business, especially when no action is taken.

Reason for Rehearing: Wiercinski requested a rehearing, alleging misconduct by the judge. The Commissioner of the Department of Real Estate granted the request without noting any specific misconduct or stating why it should have changed the result.

Petitioner’s Changed Argument: At the rehearing, Wiercinski changed her theory of the case. She no longer argued that the Board failed to produce a record of a formal decision. Instead, she argued that:

• The email string itself was an official record of the association’s business.

• A.R.S. § 33-1805 therefore required the HOA to produce a fully un-redacted copy of the emails.

• She and Mr. Coates had a right to know the names of the individuals accusing Mr. Coates of belligerence.

Respondent’s Rebuttal: The HOA maintained its position:

• The email string was not an official record because the Board never took any action on the matter. The incident did not violate any of the HOA’s CC&Rs, bylaws, or anything else it was empowered to enforce.

• Community Manager Kathy Andrews testified that official records include governing documents, minutes, and items submitted to the Board for action. Since the Board took no action, the email was not included in the association’s archived records.

• The names were redacted because of Mr. Coates’s history of intimidation, and the Board president feared he would harass the individuals involved.

ALJ’s Final Decision (May 1, 2019): The petition was dismissed again. The ALJ reaffirmed that the email string was not a “record of the association.” Therefore, A.R.S. § 33-1805(A) did not require the Respondent to provide an un-redacted version to the Petitioner. The judge also noted that the fear of harassment by Mr. Coates, which prompted the redactions, “does not appear unreasonable.”

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Answer the following questions in 2-3 sentences based on the information provided in the case documents.

1. What specific event on June 19, 2017, initiated the legal dispute?

2. What Arizona statute did Patricia Wiercinski claim the HOA violated, and what does that statute generally require?

3. Why did the HOA state it redacted names from the email chain it provided to Wiercinski?

4. In the initial hearing, what did Wiercinski argue the HOA Board was required to do even if it decided to take no action on the incident?

5. How did Wiercinski’s primary legal argument change between the first hearing and the rehearing?

6. Who is Kathy Andrews, and what was her testimony regarding the HOA’s official records?

7. Did the HOA Board ever hold a formal meeting or take an official vote regarding the incident involving Wayne Coates?

8. According to the ALJ, does an informal email discussion among a quorum of board members automatically constitute “official Board business”?

9. What was the final ruling in the case after the rehearing?

10. What reason did HOA President Mike Olson give for the Board not taking official action on the June 19, 2017 incident?

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Answer Key

1. The event was an alleged confrontation where Wayne Coates was belligerent and verbally abusive toward potential buyers who were viewing a property for sale across the street from his home. This encounter caused the buyers to lose interest in the property.

2. Wiercinski claimed the HOA violated A.R.S. § 33-1805. This statute requires that all financial and other records of a homeowners’ association be made reasonably available for examination by any member.

3. The HOA stated it redacted the names of the potential purchasers and their real estate agent due to Wayne Coates’s history of “threatening and bullying neighbors and others.” Board President Mike Olson testified he feared Mr. Coates would harass the individuals if their identities were revealed.

4. In the initial hearing, Wiercinski argued that the Board was required to make a formal motion and arrive at a formal, documented decision even if it decided it was not going to take any action against her husband.

5. In the rehearing, Wiercinski’s argument shifted from claiming the HOA failed to produce a record of a decision to arguing the email string itself was an official record. She then demanded that the HOA provide a fully un-redacted version of this email string.

6. Kathy Andrews is the community manager for the HOA, employed by the management company Hoamco. She testified that the association’s official records include items like governing documents, meeting minutes, and anything submitted to the Board for action, and that the email was not an official record because the Board took no action.

7. No. Testimony from multiple witnesses, including Mike Olson and Gregg Arthur, confirmed that the Board never discussed the incident at an executive meeting or general membership meeting and never voted or took any official action as a result of the incident.

8. No. The ALJ’s decision states that the mere fact a quorum of Board members discusses a topic does not make it official Board business, especially if they do not take any action to make it so.

9. The final ruling was that the Petitioner’s petition was dismissed. The ALJ found that the email string was not an official record of the association, so the HOA was not required by law to provide an un-redacted version.

10. Mike Olson testified that the Board never voted to take any action because the alleged incident did not violate the Respondent’s CC&Rs, bylaws, or anything else that the HOA was authorized or empowered to enforce.

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Essay Questions

1. Analyze the distinction made by the Administrative Law Judge between informal discussions among board members and “official Board business.” How did this distinction shape the outcome of both hearings?

2. Discuss the evolution of Patricia Wiercinski’s legal strategy from the initial hearing to the rehearing. Was the change in argument effective, and why or why not?

3. Examine the roles of A.R.S. § 33-1805 and A.R.S. § 33-1804 in this case. Explain how the Petitioner and Respondent interpreted these statutes differently and how the Administrative Law Judge ultimately applied them.

4. Based on the testimony of Mike Olson and Kathy Andrews, describe the HOA’s official position on record-keeping and its justification for not treating the email string as an official document.

5. Evaluate the Respondent’s decision to redact the names of non-members from the email string. What reasons were given for this action, and how did the Administrative Law Judge view this justification in the final ruling?

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Glossary

Administrative Law Judge (ALJ): The impartial judge who presides over administrative hearings, hears evidence, and makes legal decisions. In this case, the ALJ was Diane Mihalsky.

A.R.S. § 33-1805(A): An Arizona Revised Statute cited in the case which provides that “all financial and other records of the association shall be made reasonably available for examination by any member.”

A.R.S. § 33-1804(E)(4): An Arizona Revised Statute cited in the case which provides that any quorum of the board of directors that meets informally to discuss association business must comply with open meeting and notice provisions.

Homeowners’ Association (HOA): An organization in a subdivision, planned community, or condominium building that makes and enforces rules for the properties and its residents. In this case, the Long Meadow Ranch East Property Owners Association, Inc.

Petitioner: The party who files a petition to initiate a legal proceeding. In this case, Patricia Wiercinski.

Preponderance of the Evidence: The standard of proof required in this administrative hearing. It is defined as “such proof as convinces the trier of fact that the contention is more probably true than not” and as evidence with the “most convincing force.”

Quorum: The minimum number of members of a deliberative assembly (such as a board of directors) necessary to conduct the business of that group. The petitioner argued that because a quorum of the board was included on the emails, the discussion constituted official business.

Respondent: The party against whom a petition is filed. In this case, the Long Meadow Ranch East Property Owners Association, Inc.






Blog Post – 19F-H1918028-REL


4 Shocking Lessons from an HOA Lawsuit About a “Nightmare Neighbor”

Introduction: Behind the Closed Doors of the HOA Board

Many people live in communities governed by a Homeowners’ Association (HOA), navigating the rules and paying the dues as part of modern suburban life. But what happens when a serious dispute between neighbors erupts? What if one resident’s behavior is so aggressive that it costs another the sale of their property? A real-life administrative law case from Prescott, Arizona, provides a rare and fascinating look into the messy reality of HOA governance. The lawsuit, filed by a homeowner against her HOA for allegedly withholding records, reveals surprising truths about what constitutes “official business” and the real-world limits of an HOA’s power.

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1. Not All HOA Talk is “Official Business”—Even When the Whole Board Is In on It.

The case centered on a dramatic incident. A homeowner’s husband, Wayne Coates, was accused of being “belligerent and cursing” at potential buyers viewing a lot across the street, causing them to back out of the sale. The distressed property seller, John Allen, emailed an HOA board member, Gregg Arthur, who then forwarded the complaint to the entire board. The petitioner, Mr. Coates’ wife, argued that this email chain was an official HOA record.

Her argument rested on a profound misunderstanding of board governance that many residents likely share: she claimed the board was legally required to make a motion and arrive at a formal decision even if it decided to do nothing. The administrative law judge firmly rejected this idea. The emails were deemed informal, private communications, not official records.

The judge clarified that “official business” is triggered when a board moves toward a formal decision or action that would bind the association, such as spending funds, issuing a violation, or changing a rule. These emails were purely informational and investigatory, never reaching that threshold. This distinction is a cornerstone of volunteer board governance, as it protects boards from being paralyzed by procedure. The judge’s decision powerfully refutes the notion that boards must formally document every issue they choose not to pursue:

the mere fact that a quorum of Board members may discuss a topic does not make it official Board business, especially if they do not end up taking any action to make a matter board business. Any other result would impose an unnecessary and burdensome requirement on volunteers who are not compensated for their time who are may be neighbors and who may also be friends, in addition to being Board members.

2. A Neighbor’s Behavior Can Kill a Property Sale, and Your HOA Might Be Powerless.

The impact of Mr. Coates’ alleged actions was immediate and severe. The potential buyers, seeking a peaceful retirement, were so shaken by the confrontation that they explicitly withdrew their interest in the property.

An email from the potential buyer, submitted as evidence, vividly illustrates the direct financial consequence of the neighbor’s behavior:

In closing when we returned one thing that stands out is would we want to live next to this type of behavior of [a] neighbor? The answer is no, this lot was one that we had in our top 2 Lots as a consideration for purchase but due to the volatile potential of this man, we have decided at this point to remove it from our list.

Despite the clear harm to a member, the HOA concluded it could not intervene. According to testimony, Community Manager Kathy Andrews explained that the HOA had “no authority to become involved in a personal dispute between neighbors.” Further, Board President Mike Olson testified that the incident did not violate any specific CC&Rs or bylaws the board was empowered to enforce. This highlights a counter-intuitive reality for many homeowners: not all bad neighbor behavior falls under an HOA’s jurisdiction, even when it negatively affects property sales. However, while the HOA was powerless, the situation was not a dead end for the seller, who court records show did eventually sell his lot to someone else.

3. Transparency Has Limits, Especially When a Resident Is Seen as a Threat.

The petitioner demanded an un-redacted copy of the emails, wanting to know exactly who was accusing her husband. The HOA refused, redacting the names of the potential buyers and their real estate agent.

The reason, according to sworn testimony from HOA President Mike Olson, was that Mr. Coates had a “history of threatening and bullying neighbors and others.” This case highlights the inherent tension between a member’s right to information and the board’s fiduciary duty to protect individuals from harm. While members have a right to access official records, that right is not absolute.

The judge validated the board’s exercise of its duty of care, finding its rationale for the redactions to be sound. In a moment of legal irony, the judge noted that the board’s fear was reasonable, “especially given Mr. Coates’ role in causing Petitioner to prosecute this petition at the original hearing and rehearing.” In effect, the petitioner’s own aggressive pursuit of the case in court helped to legally justify the board’s initial decision to protect identities from her husband.

4. Suing Your HOA Can Put Your Own Dirty Laundry on Display.

Perhaps the greatest irony of the lawsuit is what it ultimately accomplished. In her quest to obtain what she believed were improperly withheld documents, the petitioner’s legal action placed deeply unflattering information about her husband directly into the public record for anyone to see.

Emails submitted as evidence contained damaging statements, including an email from board member Joe Zielinski that is now a permanent part of the court file. It contained severe allegations that went far beyond the initial incident.

The YCSO [Yavapai County Sheriff’s Office] may file charges against Wayne for disorderly conduct/harassment, based on what happened to Mr. Allan and the others in attendance, given Wayne’s arrest record and prison term and criminal history. . . . I don’t believe Wayne (and Patricia’s) aggressive and disruptive behavior will stop.

This serves as a powerful “be careful what you wish for” lesson in HOA litigation. The lawsuit, intended to hold the HOA accountable, permanently enshrined the allegations about her husband’s “arrest record and prison term” in the public court record—the very opposite of the privacy and vindication the petitioner was likely seeking.

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Conclusion: The Fine Line Between Community and Controversy

This case peels back the curtain on the complex world of volunteer-run HOAs. It demonstrates that the line between an informal discussion among neighbors and official, actionable HOA business is finer and more consequential than most residents assume. It shows that an HOA’s power has clear limits and that a board’s duty to protect individuals can sometimes override demands for total transparency. It makes you wonder: when you see a problem in your neighborhood, is it truly the HOA’s business to solve, or is it a personal dispute between neighbors?


Case Participants

Petitioner Side

  • Patricia Wiercinski (petitioner)
    Appeared on her own behalf
  • Wayne Coates (petitioner's husband)
    Central figure in the June 19, 2017 incident

Respondent Side

  • Ashley N. Moscarello (HOA attorney)
    Goodman Law Group
    Represented Respondent
  • Michael Olson (board president, witness)
    President of Respondent's board; testified at hearing and rehearing
  • Gregg Arthur (board director, witness)
    Director on Respondent's board; testified at hearing
  • Kathy Andrews (property manager, witness)
    HOAMCO
    Respondent's community manager; employed by HOAMCO; testified at hearing and rehearing
  • John Allen (member/complainant)
    Owner trying to sell property across the street from Petitioner; member of Respondent
  • Jim Robertson (board director)
    Director on Respondent's board
  • Joe Zielinski (board director, witness)
    Director on Respondent's board; mentioned conversation with YCSO deputy
  • Tom Reid (board director)
    Director on Respondent's board
  • Boris Biloskirka (former board member)
    Recipient of emails; identified as a former Board member
  • Josh (compliance officer)
    Referenced in emails regarding compliance inspections

Neutral Parties

  • Diane Mihalsky (ALJ)
    Administrative Law Judge
  • Shelia Polk (head prosecutor)
    Head of the office Joe Zielinski sought to contact regarding Wayne Coates
  • YCSO’s deputy (deputy)
    Yavapai County Sheriff’s Office
    Conversed with Joe Zielinski regarding the incident
  • Judy Lowe (commissioner)
    Arizona Department of Real Estate
    Commissioner of the Arizona Department of Real Estate
  • Felicia Del Sol (administrative staff)
    Transmitted decision electronically

John Paul Holyoak vs. Camelback Country Club Estates I & II

Case Summary

Case ID 18F-H1818030-REL, 18F-H1818031-REL
Agency ADRE
Tribunal OAH
Decision Date 2018-05-25
Administrative Law Judge Tammy L. Eigenheer
Outcome partial
Filing Fees Refunded $500.00
Civil Penalties $0.00

Parties & Counsel

Petitioner Jon Paul Holyoak Counsel
Respondent Camelback Country Club Estates I & II Homeowners Association Counsel Diana J. Elston, J. Gary Linder

Alleged Violations

CC&Rs Section 12

Outcome Summary

The Administrative Law Judge denied the petition related to landscaping (18F-H1818030-REL), but deemed Petitioner the prevailing party and ordered the refund of the $500 filing fee regarding the petition concerning the additional mailbox (18F-H1818031-REL) because the HOA improperly based the fine on CC&R Section 12.

Why this result: Petitioner failed to prove the olive tree was alive, and a dead tree could be reasonably considered a violation of CC&R Section 28 requiring neatly trimmed/properly cultivated plantings (Case 18F-H1818030-REL).

Key Issues & Findings

Improper fine regarding additional freestanding mailbox

Petitioner challenged fines for an additional mailbox lacking architectural approval. The ALJ found that CC&R Section 12 (related to 'building') could not be applied to a mailbox, rendering the fine imposed under that section a violation by the Respondent. Petitioner was deemed the prevailing party in this docket number (18F-H1818031-REL).

Orders: Respondent ordered to pay Petitioner $500.00 filing fee refund within thirty days.

Filing fee: $500.00, Fee refunded: Yes

Disposition: petitioner_win

Cited:

  • A.R.S. § 32-2199 et seq.
  • A.R.S. § 33-1805(A)
  • A.A.C. R2-19-119
  • CC&Rs Section 8
  • CC&Rs Section 12
  • CC&Rs Section 27

Analytics Highlights

Topics: landscape_maintenance, architectural_review, fines, mailbox, ccrs, consolidated_cases, prevailing_party
Additional Citations:

  • A.R.S. § 32-2199 et seq.
  • A.R.S. § 33-1805(A)
  • A.A.C. R2-19-119
  • CC&Rs Section 8
  • CC&Rs Section 12
  • CC&Rs Section 27
  • CC&Rs Section 28

Video Overview

Audio Overview

Decision Documents

18F-H1818030-REL Decision – 636748.pdf

Uploaded 2025-10-09T03:32:37 (130.5 KB)

18F-H1818030-REL Decision – 637227.pdf

Uploaded 2025-10-09T03:32:37 (57.9 KB)

18F-H1818030-REL Decision – 637433.pdf

Uploaded 2025-10-09T03:32:37 (56.5 KB)





Briefing Doc – 18F-H1818030-REL


Briefing Document: Holyoak v. Camelback Country Club Estates HOA

Executive Summary

This briefing document synthesizes the findings and conclusions from an Administrative Law Judge Decision concerning two consolidated petitions filed by homeowner Jon Paul Holyoak against the Camelback Country Club Estates I & II Homeowners Association (HOA). The disputes centered on HOA-issued violations for landscaping maintenance and the presence of a freestanding mailbox.

The final judgment produced a split decision. The Petitioner, Mr. Holyoak, failed to prove the HOA acted improperly in the landscaping case and his petition was denied. However, he was deemed the prevailing party in the mailbox case, with the judge concluding the HOA had violated its own community documents (CC&Rs) by imposing a fine based on an inapplicable section. As the prevailing party in one of the two matters, Mr. Holyoak was awarded his $500 filing fee, to be paid by the HOA. The initial decision document required two subsequent nunc pro tunc orders to correct typographical errors.

Key Takeaways:

Landscaping Petition (Denied): Mr. Holyoak was cited for failing to remove a “dead” olive tree. He argued the tree was merely “in distress.” The judge ruled that a reasonable person would consider the tree dead and that Mr. Holyoak failed to provide sufficient evidence to the contrary. A dead tree was found to be a potential violation of CC&R Section 28, which requires plantings to be “neatly trimmed” and “properly cultivated.”

Mailbox Petition (Upheld): Mr. Holyoak was cited for an “additional mailbox” that was present when he purchased the property in 2012. The judge found the HOA’s enforcement problematic for two primary reasons:

1. The HOA cited three different CC&R sections across multiple notices.

2. The fine was ultimately based on Section 12, which pertains to “buildings” and was deemed inapplicable to a mailbox.

Final Order: The HOA was ordered to pay the Petitioner’s $500 filing fee. The decision is binding on the parties.

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Case Overview

The matter involves two petitions filed on February 2, 2018, by Petitioner Jon Paul Holyoak with the Arizona Department of Real Estate against the Respondent, Camelback Country Club Estates I & II Homeowners Association. The petitions alleged that the HOA had improperly cited Mr. Holyoak for violations of the community’s Conditions, Covenants, and Restrictions (CC&Rs). The two cases were consolidated for a single hearing.

Detail

Information

Case Numbers

18F-H1818030-REL (Landscaping)
18F-H1818031-REL (Mailbox)

Petitioner

Jon Paul Holyoak

Respondent

Camelback Country Club Estates I & II Homeowners Association (represented by Gary Linder and Diana Elston)

Hearing Date

May 2, 2018

Decision Date

May 25, 2018

Presiding Judge

Administrative Law Judge Tammy L. Eigenheer

Legal Framework

The Petitioner bore the burden of proving by a preponderance of the evidence that the Respondent violated the community CC&Rs and A.R.S. § 33-1805(A).

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Petition 1: Landscaping Violations (Case No. 18F-H1818030-REL)

This petition alleged that the HOA improperly cited Mr. Holyoak for violating Section 28 of the CC&Rs, which governs landscape maintenance.

HOA Actions and Timeline

The HOA, through its inspection team Associa Arizona, issued a series of notices regarding the landscaping on Mr. Holyoak’s property.

Notice Type

Description

Oct 17, 2017

Courtesy Notice

“Please remove the dead foliage on your lot.”

Dec 13, 2017

Courtesy Notice

“Please remove the dead olive tree in the front yard.”

Dec 13, 2017

Courtesy Notice

“There are several other trees that need to be removed as they have dead branches including the cassia…”

Jan 25, 2018

Notice of Violation

“2nd notice…There are several other trees that need to be removed as they have dead branches…” (Included photo of backyard).

Arguments Presented

Petitioner’s Position (Holyoak):

◦ The olive tree in the front yard was not “dead” but rather “in distress,” and he was actively trying to nurse it back to health. He eventually had the tree removed on April 25, 2018, after months of effort.

◦ Regarding the backyard photo attached to the fine notice, he argued that the olive tree visible was healthy and that no dead trees were depicted.

◦ He requested that the fine be abated.

Respondent’s Position (HOA):

◦ Board member Terry Rogers testified that the front yard olive tree had no leaves, appeared dead from the roadway, and was therefore not “properly trimmed” as required.

◦ He stated the backyard notice referred to a eucalyptus tree with several dead branches visible from the sidewalk bordering the property.

Administrative Law Judge’s Findings and Conclusion

The judge ruled in favor of the HOA in this matter.

Burden of Proof: The Petitioner failed to present sufficient evidence, beyond “his self-serving statements,” that the olive tree was alive.

Reasonable Interpretation: The judge concluded that “Any reasonable person viewing the olive tree, as depicted in the photographs presented, would understand the tree to be dead.”

Violation of CC&Rs: A dead tree could reasonably be considered as not being “neatly trimmed” or “properly cultivated” in accordance with Section 28.

Verdict: The Petitioner’s petition was denied. The judge found that the HOA had not improperly fined him for the landscaping violation.

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Petition 2: Unapproved Structure/Mailbox (Case No. 18F-H1818031-REL)

This petition alleged that the HOA improperly cited Mr. Holyoak for having an “additional mailbox” in violation of the CC&Rs.

HOA Actions and Timeline

The HOA’s notices for the mailbox cited three different sections of the CC&Rs over time.

Notice Type

Description

CC&R Section Cited

Oct 17, 2017

Courtesy Notice

“Please remove the additional mailbox on your lot.”

Section 27

Dec 14, 2017

Courtesy Notice

“…there is an additional mailbox on your lot. In research of our files, there is no architectural application on file for the modification.”

Section 12

Jan 25, 2018

Notice of Violation

“2nd notice…Please remove the mailbox or provide the approved architectural application.” (Mailbox was painted bright pink and yellow at this time).

Section 12

Jan 25, 2018¹

Notice of Violation

“3rd notice…Please remove the mailbox or provide the approved architectural application.”

Section 8

¹The decision document states this notice was sent on January 25, 2018, but references a violation noted on March 15, 2018. The judge’s conclusions later clarify a notice referencing Section 8 was issued April 11, 2018, and was not properly before the tribunal.

Arguments Presented

Petitioner’s Position (Holyoak):

◦ The freestanding mailbox was already in place when he purchased the home in 2012.

◦ At the time of purchase, he received a statement that there were no known covenant violations on the property.

◦ He argued the mailbox is required by the United States Postal Service (USPS), which no longer provides walking delivery and requires mailboxes to be reachable from a vehicle. The home’s other mailbox, built into a monument, is approximately 15 feet from the curb.

◦ A USPS mail carrier had confirmed this delivery requirement.

Respondent’s Position (HOA):

◦ Board member Terry Rogers testified that the USPS mail carrier told him he would prefer to deliver to the permanent monument mailbox because the freestanding one was not secure.

◦ The mailbox had become an “eyesore,” as it was faded, peeling, and “listing to one side.”

◦ Of the 61 homes in the community, only three have freestanding mailboxes, and the Petitioner is the only one with two mailboxes.

Administrative Law Judge’s Findings and Conclusion

The judge ruled in favor of the Petitioner in this matter.

Inconsistent Enforcement: The judge found it “problematic” that the HOA relied on three different sections of the CC&Rs in its notices.

Pre-existing Structure: The Petitioner established that the mailbox was present at the time of his 2012 home purchase and that he was told of no existing violations. Therefore, the HOA’s argument regarding the lack of an architectural approval was “without merit.”

Inapplicable CC&R Section: The fine was imposed based on Section 12 of the CC&Rs. The judge determined the plain language of this section relates to a “building” and “cannot be read to apply to Petitioner’s mailbox.”

Violation by HOA: By imposing a fine based on an inapplicable section, the HOA was in violation of the CC&Rs.

Verdict: The Petitioner was deemed the prevailing party. The judge noted that the HOA could potentially impose fines for failure to maintain the mailbox or for painting it without approval, but those specific violations were not before the court.

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Final Order and Subsequent Corrections

Order of May 25, 2018:

1. Petitioner’s petition in Case Number 18F-H1818030-REL (Landscaping) is denied.

2. Petitioner is deemed the prevailing party in Case Number 18F-H1818031-REL (Mailbox).

3. Respondent (HOA) is ordered to pay Petitioner his $500.00 filing fee within thirty days.

Order Nunc Pro Tunc of May 30, 2018:

◦ This order corrected a typographical error in the original decision. The original text mistakenly stated the petition for the mailbox case (31-REL) was denied.

Correction: The denial was correctly applied to the landscaping case: “it is ORDERED that Petitioner’s petition in Case Number 18F-H1818031-REL 18F-H1818030-REL is denied.”

Order Nunc Pro Tunc of May 31, 2018:

◦ This order corrected a typographical error in the May 30 order, which had misstated the date of the original decision.

Correction: “On April 26 May 25, 2018, the Administrative Law Judge issued the Administrative Law Judge Decision…”

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Key CC&R Sections Cited

Section 8 (Architectural Control): Requires written approval from the Committee before any “building or other structure” is erected, altered, or repaired. This includes exterior finish, color, and architectural style.

Section 12 (Buildings): States that “No building may be erected or maintained upon any Lot except one single family dwelling with private appurtenant garage and customary outbuildings” without prior written approval.

Section 27 (Maintenance): Prohibits any building or structure from falling into disrepair and requires owners to keep them in good condition and adequately painted.

Section 28 (Landscaping): Requires the owner of each lot to “at all times keep shrubs, trees, grass and plantings of every kind, on his lot mostly trimmed, properly cultivated, and free of trash, weeds and other unsightly material.”






Study Guide – 18F-H1818030-REL


Study Guide: Holyoak v. Camelback Country Club Estates I & II HOA

This guide provides a comprehensive review of the administrative hearing case between petitioner Jon Paul Holyoak and the respondent, Camelback Country Club Estates I & II Homeowners Association. It covers the core disputes, arguments, legal interpretations, and the final decision rendered by the Administrative Law Judge.

Short-Answer Quiz

Instructions: Answer the following questions in 2-3 sentences based on the information provided in the case documents.

1. Who were the primary parties in this administrative case, and what were their roles?

2. What were the two distinct case numbers, and what violation did each one address?

3. According to Section 28 of the CC&Rs, what is the responsibility of a lot owner regarding landscaping?

4. What was the petitioner’s primary defense regarding the citation for a “dead” olive tree in his front yard?

5. What was the respondent’s argument for why the olive tree was a violation of the CC&Rs?

6. What key fact did the petitioner establish regarding the freestanding mailbox that was central to the judge’s decision in that matter?

7. Why did the Administrative Law Judge find the respondent’s enforcement actions regarding the mailbox to be “problematic”?

8. On what grounds did the Administrative Law Judge rule that the respondent violated the CC&Rs by fining the petitioner for the mailbox under Section 12?

9. What was the final outcome and financial penalty ordered in the consolidated cases?

10. What is an “Order Nunc Pro Tunc,” and why were two such orders issued after the initial decision?

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Answer Key

1. The primary parties were Jon Paul Holyoak, the homeowner, who acted as the Petitioner. The Respondent was the Camelback Country Club Estates I & II Homeowners Association, which was represented by Gary Linder and Diana Elston.

2. The first case, No. 18F-H1818030-REL, addressed alleged landscaping violations under Section 28 of the CC&Rs concerning dead trees and foliage. The second case, No. 18F-H1818031-REL, addressed an alleged violation for an additional freestanding mailbox, primarily under Section 12 of the CC&Rs.

3. Section 28 of the CC&Rs requires that the owner of each lot shall at all times keep shrubs, trees, grass, and plantings neatly trimmed, properly cultivated, and free of trash, weeds, and other unsightly material.

4. The petitioner testified that the olive tree was not “dead” but was “in distress,” and that he and his landscaper were actively trying to nurse it back to health. He argued he should not be forced to remove a tree with dead branches while attempting to save it.

5. The respondent’s board member, Terry Rogers, testified that the olive tree had no leaves and appeared dead from the roadway. He contended that a dead tree could not be considered “properly trimmed” as required by the CC&Rs.

6. The petitioner established by a preponderance of the evidence that the freestanding mailbox was already in place when he purchased the property in 2012. Furthermore, at the time of purchase, he was notified that there were no known covenant violations on the property.

7. The Judge found the respondent’s actions problematic because, over the course of four notices sent to the petitioner about the mailbox, the respondent relied on three different sections of the CC&Rs (Sections 27, 12, and 8). This inconsistency weakened the respondent’s position.

8. The Judge ruled that the plain language of Section 12 of the CC&Rs relates to a “building,” such as a single-family dwelling or garage. The Judge concluded that a mailbox cannot be considered a “building” under this section, making the fine imposed under this rule a violation of the CC&Rs by the respondent.

9. The petitioner’s petition regarding landscaping (18F-H1818030-REL) was denied. However, the petitioner was deemed the prevailing party in the mailbox case (18F-H1818031-REL), and the respondent was ordered to pay the petitioner’s $500.00 filing fee.

10. “Nunc Pro Tunc” is a legal term for an order that corrects a clerical error in a prior court decision, with the correction being retroactive. The first order corrected the case number in the final ruling, and the second order corrected a date referenced in the first corrective order.

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Essay Questions

Instructions: Consider the following questions. Formulate a detailed response that synthesizes facts and arguments from the case documents to support your position.

1. Explain the concept of “preponderance of the evidence” as defined in the decision and analyze how the petitioner met this burden of proof in the mailbox case but failed to meet it in the landscaping case.

2. Discuss the legal significance of the HOA’s inconsistent application of its CC&Rs in the mailbox dispute. Why did citing three different sections (27, 12, and 8) undermine the HOA’s case?

3. Analyze the Administrative Law Judge’s interpretation of Section 12 of the CC&Rs. How does the “plain language” of the rule factor into the decision that a mailbox is not a “building”?

4. Examine the arguments presented by both parties regarding the freestanding mailbox, including the conflicting accounts of conversations with the USPS mail carrier. Evaluate the strengths and weaknesses of each party’s position.

5. The Judge noted that while the fine under Section 12 was improper, the HOA could potentially impose fines for failure to maintain the mailbox or for painting it without approval. Based on the facts presented, construct a hypothetical argument the HOA could have made that might have been successful.

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Glossary of Key Terms

Definition

To reduce or remove. In the context of the hearing, the Petitioner asked that the fines be abated, meaning he requested they be cancelled or removed.

Administrative Law Judge (ALJ)

An official who presides over administrative hearings, makes findings of fact and conclusions of law, and issues decisions, similar to a judge in a court of law. In this case, the ALJ was Tammy L. Eigenheer.

Conditions, Covenants, and Restrictions (CC&Rs)

The governing legal documents that set forth the rules and regulations for a planned community or subdivision. The petitioner and respondent both based their arguments on interpretations of these documents.

Conclusions of Law

The section of a legal decision where the judge applies legal principles and rules (like the CC&Rs and state statutes) to the facts of the case to reach a final judgment.

Findings of Fact

The section of a legal decision that establishes the factual record of the case based on the evidence and testimony presented during the hearing.

Jurisdiction

The official power to make legal decisions and judgments. The Arizona Department of Real Estate was determined to have jurisdiction to hear disputes between a property owner and a homeowners association.

Nunc Pro Tunc

A Latin phrase meaning “now for then.” It refers to a legal order that corrects a clerical error in a previous order, making the correction retroactive to the original date of the decision.

Petitioner

The party who initiates a lawsuit or files a petition seeking a legal remedy. In this case, Jon Paul Holyoak was the Petitioner.

Preponderance of the Evidence

The standard of proof in most civil cases. It means the greater weight of the evidence shows that a fact is more likely than not to be true. The Petitioner bore this burden of proof.

Prevailing Party

The party in a lawsuit who is found to have won the legal dispute. In case 18F-H1818031-REL, the Petitioner was deemed the prevailing party, which entitled him to have his filing fee reimbursed.

Respondent

The party against whom a petition is filed; the defending party. In this case, the Camelback Country Club Estates I & II Homeowners Association was the Respondent.






Blog Post – 18F-H1818030-REL


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